U.S. Warrant DB
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Stage of SPAC | Industry | Warrant Terms | Underwriter | Amount of IPO | Days Until Expiry | Common Close | Common Volume | WT Close | WT Volume | WT % Change | Intrinsic | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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ID | Stage of SPAC | logo_src | Company Name | sector | Industry | Industry Target | US Symbol | Unit Symbol | Common Symbol | WT Symbol | Rights Symbol | cusip | Filing Link | Underlying | Unit Terms | Warrant Terms | Right Terms | Expiry | Exercise | Previous Symbol | Former | uLev | wtLev | rtLev | Dilution Potential % | Country | SEC CIK | Sedar Ref | Exchange | Phone | Address | Longitude | Latitude | Description | targetCountry | Notes | Underwriter | IPO Date | offeringPrice | Amount of IPO | trust_value | dateOfUnitSeparation | Merger Pending | Merger Link | Merger Target | Shareholder Vote Date | Close Est | Merger Logo | Announcement Date | Investor Presentation | Warrant Clause | Deadline Months | Days Since IPO | days_since_separation | Days Until Expiry | Days Since DA | days_to_complete | days_from_IPO_to_DA | Insiders | Chart | RATING | Website | spac_twitter | target_twitter | tar_ref_1_web_link | Options Available | Conversion Date | Conversion Link | Year Past IPO | Month Past Conversion | close_common_count_required | Price Required | Redemption Link | Redemption Date Announce | Final Redemption | Redemption Type | Redemption Status | sharesOffered | Warrant ATH | Warrant ATL | Average WT Vol | Management | link_to_new_mgmt | tags | mgmt_1 | mgmt1URL | mgmt1details | mgmt1history | mgmt1desc | mgmt1img | mgmt_2 | mgmt2URL | Current Experience | mgmt2history | Previous Experience | Headshot | Management 3 | mgmt3URL | Current Experience | mgmt3history | Previous Experience | Headshot | Management 4 | mgmt4URL | Current Experience | mgmt4history | Previous Experience | Headshot | Management 5 | mgmt5URL | Current Experience | mgmt5history | Previous Experience | Headshot | Management 6 | mgmt6URL | Current Experience | mgmt6history | Previous Experience | Headshot | Management 7 | mgmt7URL | Current Experience | mgmt7history | Previous Experience | Headshot | Management 8 | mgmt8URL | Current Experience | mgmt8history | Previous Experience | Headshot | mgmt_extra | prev_legal | csw_post | front_adj_unit | front_adj_common | front_adj_wt | chart_u | chart_c | chart_w | udate | Unit Close | Unit Volume | Unit % Change | cdate | Common Close | Common Volume | Common % Change | wdate | WT Close | WT Volume | WT % Change | Intrinsic | rdate | Rights Close | Rights Volume | Rights % Change |
9,504 | Looking For Acquisition | ![]() |
Ares Acquisition Corporation II | SPAC | AACT.UN | AACT | AACT.WS | 1/2 Warrant | 1 wt:1 sh | Not Applicable | 2025-04-20 | 11.50 | 0 | US | 1853138 | stocks | CastleOak Securities, L.P. | 2023-04-20 | 10 | 450,000,000 | FALSE | ![]() |
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment, terms and limitations as described herein. Each whole warrant will become exercisable 30 days after the completion of an initial business combination. | 24 | 607 | 555 | 124 | #VALUE! | #VALUE! | 0 | Coming Soon | FALSE | TRUE | #VALUE! | AACT-UN | AACT | AACT-WT | AACT/U | AACT | AACT/W | 2025-02-06 12:00 AM | 11.3200 | 9 | 0.00 | 2025-02-12 12:00 AM | 11.03 | 65,952 | 0.00 | 2025-02-12 12:00 AM | 0.1400 | 191,852 | 5.50 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
10,010 | De-Spac | ![]() |
African Agriculture, Inc. | AGRICULTURE | AGRICULTURE | AGRICULTURE | AAGR | AAGRW | 1/3 Warrant | 1 wt:1 sh | Not Applicable | 2028-12-07 | 11.50 | VCXA, VCXAW | formerly 10X Capital Venture Acquisition Corp. II | 0.2500 | 1 | 0 | 25 | US | 1848898 | NSDQ | (212) 257-0069 | 1 World Trade Center, 85th Floor New York, NY 10007 | -74.00492 | 40.712261 | 10X Capital Venture Acquisition Corp. II is a blank check company incorporated as a Cayman Islands exempted company whose business purpose is to effect a merger, share exchange, asset acquisition, share purchase, reorganization or similar business combination with one or more businesses, which we refer to as our initial business combination. We have not selected any specific business combination target and we have not, nor has anyone on our behalf, engaged in any substantive discussions, directly or indirectly, with any business combination target with respect to an initial business combination with us. | Merger Completed on Thursday, 12/07/2023 | Cantor | 2021-08-11 | 10 | 200,000,000 | COMPLETE | ![]() |
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-third of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment as described herein. Only whole warrants are exercisable. No fractional warrants will be issued upon separation of the units and only whole warrants will trade. The warrants will become exercisable 30 days after the completion of our initial business combination and will expire five years after the completion of our initial business combination or earlier upon redemption or our liquidation, as described herein. | 24 | 1224 | 1172 | 1451 | #VALUE! | 848 | 0 | Coming Soon | 2023-12-07 | TRUE | TRUE | Ineligible | 0 | Hans Thomas,David Weisburd,Guhan Kandasamy,Oliver Wriedt,Christopher Jurasek,Boris Silver,Woodrow H. Levin,NULL | 20 | Hans Thomas | Hans Thomas, 43, has served as our Chief Executive Officer since February 2021. Mr. Thomas founded 10X Capital in January 2004, and since its founding, he has served as chief executive officer of 10X Capital. Since July 2019, he has served chairman of 10X Capital subsidiary Growth Technology Partners and chairman of 10X Capital Partners, a FINRA-registered investment adviser. | Mr. Thomas served as executive director of One Zero Capital, a New York City-based financial technology (“FinTech”) investor, from August 2001 until December 2019. As an entrepreneur, Mr. Thomas was on the founding teams of venture-backed FinTech startup InternetCash (1999), online mortgage firm RefinanceOne (2004) and data science firm TheNumber (2015). Mr. Thomas is regarded as a top technology sector investor, financier and visionary because of his track record of identifying and investing in promising early stage opportunities and connecting them with institutional capital to help accelerate their growth. Notable portfolio companies and personal investments include Robinhood, AlphaFlow, Inc., Milo Credit, Better and Climb, whose equity investors include Sequoia, Kleiner Perkins, Point72 Ventures, Social Capital, and QED Investors, and whom have obtained significant financing from leading institutional investors and investment banks, such as The Blackstone Group, Inc. (NYSE: BX), The Goldman Sachs Group, Inc. (NYSE: GS) and Jefferies Group LLC. Mr. Thomas was also involved with 10X Capital’s role as an early investor in DraftKings Inc. (Nasdaq: DKNG), which completed a business combination with Diamond Eagle Acquisition Corp., a SPAC, in April 2020. Mr. Thomas was also actively involved in the business combination process of Shift Technologies, Inc. (“Shift”), which announced a business combination transaction with Insurance Acquisition Corp. (Nasdaq: INSU), a SPAC, in June 2020. Mr. Thomas also currently serves as Chairman and Chief Executive Officer of 10X I and 10X II. Mr. Thomas attended New York University. We believe Mr. Thomas is qualified to serve on our board of directors because of his experience in providing financing solutions for businesses, including with respect to business combinations and SPACs. | ![]() |
David Weisburd | David Weisburd, 35, has been our Chief Operating Officer, Head of Origination and a Director since February 2021. Mr. Weisburd founded the venture capital firm Growth Technology Partners in May, 2015 and served as general partner until December 2019, when the firm was acquired by 10X Capital. The portfolio companies of Growth Technology Partners include 23andMe, CaaStle, Circle, Palantir, Pipefy, Punchh, Ripple, Tonal, Vicarious and Wish. Mr. Weisburd now serves as General Partner and co-head of venture capital at 10X Capital, where he has led the firm’s investments into Robinhood, Compass Therapeutics, HeadSpace and DraftKings Inc. (Nasdaq: DKNG). Mr. Weisburd also serves as a partner of Flight VC, an investment syndicate with over 2700 members across Silicon Valley and other tech hubs including Boston, Los Angeles, and New York, and whose members range from angel investors to entrepreneurs and venture capitalists. Flight VC has a prolific track record investing in companies including Betterment, Carta, Cruise Automotive, Discord, Dollar Shave Club, Fastly, Inc. (NYSE: FSLY), LinkedIn, Paypal, Inc. (Nasdaq: PYPL), Rent the Runway, and many others. In addition to his direct investment activity, Mr. Weisburd has also conducted a substantial amount of secondary market investment into companies such as Lyft, Inc. (Nasdaq: LYFT), One Medical Group (Nasdaq: ONEM), Space X, and Spotify (NYSE: SPOT). | Prior to his venture capital career, Mr. Weisburd was on the founding teams of two venture-backed technology startups, isocket (acquired by Magnite (Nasdaq: MGNI)) and RoomHunt (acquired by RentLingo). Mr. Weisburd also currently serves as Chief Operating Officer and a member of the board of directors of 10X I and 10X II. Mr. Weisburd received a BS in management and entrepreneurship from Indiana University — Kelley School of Business, an MBA from Dartmouth — Tuck School of Business, and is currently pursuing a masters in psychology from Harvard University. | ![]() |
Guhan Kandasamy | Guhan Kandasamy, 39, has been our Chief Financial Officer since February 2021. Since April, 2018, Mr. Kandasamy has served as the chief credit and data officer and a member of the board of directors of 10X Capital Partners, LLC, where he also served as a member of the investment committee and oversaw the firm’s credit policy. | In 2015, Mr. Kandasamy co-founded TheNumber, a One Zero Capital company, which provides credit market analytics and intelligence to leading credit hedge funds, Bulge Bracket Banks and Retail Banks. At TheNumber, he first served as the founding product manager, and as chief executive officer from January 2016 to March 2018. From October, 2010 to January 2015, Mr. Kandasamy served as global head of product and data analytics at Opera Solutions, LLC (now ElectrifAi), where he co-founded the company’s financial services vertical while helping the founders raise its first private capital from Silver Lake Partners, KKR & Co. Inc. and Wipro Limited (NYSE: WIT). Mr. Kandasamy has also previously served as Vice President of US Structured Finance for the global credit ratings agency DBRS, Inc. and as analyst for the private secondary market firm SecondMarket, Inc., which was later acquired by Nasdaq. Prior to that, as its first product employee, he served as the founding product manager at CoreLogic, Inc. (NYSE: CLGX) from January 2004 to June 2007, and there he led development of CoreLogic’s product suite including Loansafe, the credit risk product used by a large portion of the mortgage market, as well as CoreLogic’s initial Automated Value Models (“AVMs”) and AVM cascade models for real estate assets, which remain the industry standard. During his tenure, he provided key evaluation and assistance to CoreLogic through several major corporate acquisitions, including First American Corporation. The company now produces over $1.7B in annual revenue and has an enterprise value of $5.3B. Mr. Kandasamy began his career in 2003 at the Federal National Mortgage Association (“Fannie Mae”) as a credit risk policy analyst, where he developed the agency’s still-operational and patented Consumer Credit Risk Assessment Model (FMCA), along with several capital allocation, collateral risk and property valuation models. Mr. Kandasamy also currently serves as Chief Financial Officer of 10X I and 10X II. Mr. Kandasamy received an MBA with a concentration in Finance from Oxford University in 2010 and a received a double BA from Johns Hopkins University in 2003. | ![]() |
Oliver Wriedt | Oliver Wriedt, 48, has served as our President and Head of Capital Markets since February 2021. Mr. Wriedt has twenty-seven years of experience in lending, structuring, portfolio management and business development. He has been an investor in early stage FinTech companies since 2014. Mr. Wriedt most recently served as chief executive officer of DFG Investment Advisers (“DFG”) from April 2019 to July 2020. DFG is a structured credit asset manager focused on collateralized loan obligations (“CLOs”) and leveraged loans, with $8 billion of assets under management (“AUM”). | Prior to DFG, Mr. Wriedt spent six years at CIFC Asset Management from March 2012 to May 2018, where he most recently served as co-chief executive officer. During his tenure at CIFC, Mr. Wriedt took the company private in a $333 million strategic sale. CIFC’s AUM have grown to $26 billion. Mr. Wriedt was responsible for business development at the credit arm of Providence Equity Partners from 2010 to 2012. Later renamed Benefit Street, the asset manager grew to $26 billion and was acquired by Franklin Templeton (NYSE: BEN). Mr. Wriedt was previously a partner at Sciens Capital Management from 2008-2009 and was a partner at Golden Tree Asset Management from 2004 to 2008. Mr. Wriedt was originally trained as a banker at Deutsche Bank (NYSE: DB) and NORD/LB in Hannover, Singapore, London and New York. Since February 2020, Mr. Wriedt has served on the board of directors of Cadence Group, Inc., a New York-based digital securitization and investment platform for private credit. He is a seed investor in FinTech lenders Milo Credit and Pollen VC and payment platforms EMQ and QRails. In addition, he serves on the Board of Directors of The River Fund, a non-profit organization dedicated to eradicating hunger, homelessness and poverty in New York City. Mr. Wriedt also currently serves as President and Head of Capital Markets of 10X I and 10X II. Mr. Wriedt graduated from Duke University in 1993 with an AB in History and Economics. | ![]() |
Christopher Jurasek | Christopher Jurasek, 55, will serve on our board of directors following the completion of this offering. Mr. Jurasek has been an operating executive for Clearlake Capital Group, L.P. (“Clearlake”) since 2014. Clearlake is a Los Angeles-based private equity investor with $24 billion of AUM. Clearlake’s core target sectors include software and technology-enabled services, industrials and consumer. Since June 2020, Mr. Jurasek has also served as the chief executive officer of EagleView, a leading technology provider of aerial imagery, data analytics and GIS solutions with more than 200 patents, backed by Clearlake and Vista Equity Partners. | Prior to EagleView, Mr. Jurasek served as president of JetSmarter, a private aviation software company acquired by Vista Global, from August 2018 to December 2019. Between February 2013 and January 2020, Mr. Jurasek also held the roles of president, chief executive officer and vice chairman of Calero Software, LLC, which merged with technology expense management software firm MDSL in a 2019 deal backed by Oak Hill Capital and Riverside Partners. From August 2017 to January 2019, he served as a member of the board of directors of ConvergeOne Holdings, Inc., a leading IT services provider of collaboration and technology solutions for large and medium enterprises, which went public through a business combination with a SPAC, Forum Merger Corp., in February 2018 at an enterprise value of $1.2 billion, and was subsequently acquired by CVC for $1.8 billion ($12.50 per common share). Mr. Jurasek also currently serves as a member of the board of directors of 10X I and 10X II. Christopher earned his MBA from the Kellogg School of Management at Northwestern University and holds a bachelor’s degree from Bowling Green State University. We believe Mr. Jurasek is qualified to serve on our board of directors because of his decades of experience leading global software and industrial technology companies and a track record of driving innovation to generate long-term value, customer engagement and sustainable growth. | ![]() |
Boris Silver | Boris Silver, 32, will serve on our board of directors following the completion of this offering. Boris Silver is a technology entrepreneur and venture capital investor. Mr. Silver is Co-Founder and President of FundersClub Inc. (together with its affiliates and advised funds, “FundersClub”), a Silicon Valley-based online venture capital platform. FundersClub has invested in companies including Instacart, GitLab, Webflow, and others. FundersClub portfolio companies that have been acquired include Screenhero (acquired by Slack prior to direct listing of Slack (NYSE: WORK)), StatusPage (acquired by Atlassian (NASDAQ: TEAM)), and Second Measure (acquired by Bloomberg). | Mr. Silver graduated Summa Cum Laude with a Bachelor of Science in Economics from the Wharton School of the University of Pennsylvania, and is also an alumnus of Y Combinator. | ![]() |
Woodrow H. Levin | Woodrow H. Levin, 42, will serve on our board of directors following the completion of this offering. Mr. Levin has served on the board of directors of DraftKings Inc. (Nasdaq: DKNG) since December 2013 and has helped the company navigate numerous regulatory and strategic challenges throughout his tenure, culminating in the recent merger with a SPAC, Diamond Eagle Acquisition Corp., in April 2020. Since February 2019, Woody has been the founder and chief executive officer of Extend, Inc., a venture-backed technology company offering an application programming interface-first solution for merchants to offer extended warranties and protection plans. | From February 2018 to February 2019, Mr. Levin was the founder and chief executive officer of 3.0 Capital, a multi-strategy crypto asset hedge fund. From August 2015 to February 2018, Mr. Levin was vice president of growth at DocuSign, Inc. (Nasdaq: DOCU) (“DocuSign”), which allows organizations to digitally prepare, sign and manage agreements. Mr. Levin founded Estate Assist, Inc. in February 2014, and has served as its chief executive officer until September 2015, when it was acquired by DocuSign. Mr. Levin also currently serves as a member of the board of directors of 10X I and 10X II. Mr. Levin received a BA in business from the University of Wisconsin and a JD from the Chicago-Kent School of Law, Illinois Institute of Technology. | ![]() |
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18, No Clause | VCXAU | VCXA | VCXAW | AAGR | AAGRW | 2025-02-12 12:00 AM | 0.00 | 243 | -99.99 | 2025-02-12 12:00 AM | 0.0000 | 334 | 0.00 | -11.5 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
9,480 | De-Spac | ![]() |
Abacus Life, Inc. | Life Insurance | Life Insurance | ABL | ABLLW | 1/2 Warrant | 1 wt:1 sh | Not Applicable | 2028-07-05 | 11.50 | ERES, ERESW | (formerly East Resources Acquisition Co) | 0.5000 | 1 | 0 | 50 | US | 1814287 | NSDQ | 1-561-826-3620 | 7777 NW BEACON SQUARE BLVD BOCA RATON, FL 33487 UNITED STATES | -80.0953746 | 26.4189128 | East Resources Acquisition Company is a newly organized blank check company formed for the purpose of effecting a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses, which we refer to throughout this prospectus as our initial business combination. We have not selected any business combination target and we have not, nor has anyone on our behalf, initiated any substantive discussions, directly or indirectly, with any business combination target. We intend to focus our search for a target business in the energy industry in North America. | United States | CEO, Terrance Pegala, is owner of the Buffalo Bils and many other businesess | Wells Fargo Securities | 2020-07-23 | 10 | 345,000,000 | COMPLETE | ![]() |
2022-08-30 | Each unit has an offering price of $10.00 and consists of one share of our Class A common stock and one-half of one warrant. Each whole warrant entitles the holder thereof to purchase one share of our Class A common stock at a price of $11.50 per share, subject to adjustment as described in this prospectus, and only whole warrants are exercisable. The warrants will become exercisable on the later of 30 days after the completion of our initial business combination or 12 months from the closing of this offering, and will expire five years after the completion of our initial business combination or earlier upon redemption or liquidation, as described in this prospectus. No fractional warrants will be issued upon separation of the units and only whole warrants will trade. | 24 | 1608 | 1556 | 1296 | 840 | 1077 | 768 | Undervalued | FALSE | 2023-07-05 | TRUE | TRUE | Ineligible | 1.84 | 0.1126 | Terrence (Terry) M. Pegula,Gary L. Hagerman, Jr.,John P. Sieminski,Adam Gusky,Ben Wingard,Jacob Long,James S. Morrow,Kim S. Pegula | 20 | Terrence (Terry) M. Pegula | Chairman, Chief Executive Officer and President. Mr. Pegula is one of the most experienced Chief Executive Officers in the Appalachian Basin, with over 40 years of success forming multiple oil & gas companies. Mr. Pegula has a proven operating and investing track record in the energy sector. In 2010, he sold assets of East Resources, Inc. to Royal Dutch Shell plc (“Shell”) for $4.7 billion. In 2014, he was the majority owner of assets sold by HG Energy, LLC (“HG Energy”) to American Energy Partners, LP (“American Energy Partners”) for $1.75 billion. At the respective times that both divestures occurred, East Resources, Inc. was not burdened with significant debt. Mr. Pegula has experience operating all segments of the value-chain, including upstream, midstream, processing and local distribution company assets. Mr. Pegula is currently the Owner and Vice President of East Management Services, an affiliate of our sponsor. Mr. Pegula also currently owns entities operating small assets in Texas, Colorado and Wyoming. Mr. Pegula is married to Kim Pegula, who currently serves as a Director. Mr. and Ms. Pegula also own the Buffalo Sabres professional hockey team and the Buffalo Bills professional football team. | Mr. Pegula graduated from the Pennsylvania State University in 1973 with a degree in Petroleum and Natural Gas Engineering. In 2007 he was the recipient of the University’s prestigious C. Drew Stahl Distinguished Achievement Award in Petroleum & Natural Gas Engineering. In 2011 he was appointed by Pennsylvania Governor Tom Corbett to his Marcellus Shale Advisory Commission and was also named Penn State’s Philanthropist of the Year in recognition of his past support and for the gift that provided the funds for the University to construct the Pegula Ice Arena and develop an NCAA Division I hockey program. In 2014 he received Penn State’s Distinguished Alumni Award. In 2018 he was appointed by Pennsylvania Governor Tom Wolf to Penn State’s Board of Trustees, on which he still serves. Finally, in 2020 he was appointed by the Department of Energy Secretary Dan Brouillette to serve on the National Petroleum Counsel. Mr. Pegula is well-qualified to serve on our Board due to his extensive experience in investment and management of oil and gas companies. | ![]() |
Gary L. Hagerman, Jr. | Mr. Hagerman currently serves as our Chief Financial Officer and Treasurer and is a Director. Mr. Hagerman joined East Management Services, an affiliate of our sponsor, in August of 2015 as the Chief Accounting Officer after spending the prior twelve years at Pittsburgh-based accounting firm Sobol Veltum & Associates working as the manager overseeing all audit and assurance, tax, and advisory services provided to the entities owned by Terrence and Kim Pegula. In January of 2018, he was promoted to Chief Financial Officer of East Management Services, JKLM Energy and all the other companies owned and operated by the Pegulas. | Mr. Hagerman holds a B.S. degree in Accounting from West Liberty State College and is a licensed CPA in Pennsylvania and West Virginia. Mr. Hagerman is well-qualified to be a member of our Board due to his extensive accounting and management experience. | ![]() |
John P. Sieminski | Mr. Sieminski currently serves as our General Counsel and Secretary. Mr. Sieminski joined East Resources, Inc. in April of 2008 as the company’s first General Counsel after spending over seventeen years in private law practice with two law firms in Pittsburgh, Pennsylvania. Mr. Sieminski played key contract negotiation, due diligence and overall transactional administrative roles in East Resources, Inc.’s issuance of convertible debt instruments to Kohlberg Kravis & Roberts & Co. (“KKR”) in 2009, with a deal value of $330 million, the sale of East’s Pennsylvania, New York, and Greater Rocky Mountain assets to Shell in 2010, and the sale of West Virginia and Ohio producing assets to affiliates of American Energy Partners in 2014 with a deal value $1.75 billion. | Mr. Sieminski has been involved in the formation and management of multiple entities owned by Terrence and Kim Pegula in the areas of oil & gas, professional sports, investments, real estate, and entertainment. Mr. Sieminski is currently the General Counsel and Secretary of East Management Services, JKLM Energy and East Asset Management, all affiliates of our sponsor. Mr. Sieminski received a B.A. in psychology from The Pennsylvania State University and a Juris Doctor from Duquesne University School of Law in Pittsburgh, where he was a member of the Law Review. He is actively involved in JKLM Energy’s activities as an executive board member of the Marcellus Shale Coalition. | ![]() |
Adam Gusky | Mr. Gusky currently serves as our Chief Investment Officer. Mr. Gusky has served as the Chief Investment Officer of East Management Services, an affiliate of our sponsor since the inception of East Management Services in 2010. At East Resources, Inc., Mr. Gusky was responsible for all financial due diligence for acquisitions, and he was in charge of the reserve-based lending facility. He also developed and implemented the corporate hedging strategy. Mr. Gusky currently serves on the Board of Directors of Rand Capital Corporation, a publicly traded business development company, where East Asset Management made a control investment. | Mr. Gusky received his B.A. in History and his MBA from Duke University. | ![]() |
Ben Wingard | Mr. Wingard currently serves as our Vice President of Business Development. Mr. Wingard has extensive experience across upstream oil and gas and has served as Mr. Pegula’s main oil and gas advisor since 2013. As Vice President of Business Development at East Management Services, an affiliate of our sponsor, Mr. Wingard put together three drilling partnerships and led acquisition and divestiture efforts. Mr. Wingard joined East Resources, Inc. in 2008 and worked in both operational and corporate strategy capacities, culminating in the 2010 asset sale to Shell. Following the sale, Mr. Wingard worked at Shell for two years in asset development and midstream roles before returning to the East portfolio of companies in 2013. | Mr. Wingard has experience in drilling and reservoir engineering in offshore Gulf of Mexico. He holds a B.S. degree in Petroleum and Natural Gas Engineering from the Schreyer Honors College of the Pennsylvania State University. | ![]() |
Jacob Long | Mr. Long currently serves as our Vice President of Operations. Mr. Long has served as Operations Manager and Vice President of Operations for JKLM Energy, an affiliate of the Company, since January 2016, overseeing the development of 38 deep, high-pressured Utica wells in north-central Pennsylvania. Mr. Long concurrently managed the West Texas exploration program and legacy oil production in Colorado. Prior to JKLM Energy, Mr. Long worked at HG Energy in various management roles related to production, reservoir, and A&D evaluation for conventional and unconventional assets. He was also a part of the team for the 2014 sale to American Energy Partners. | Mr. Long holds a B.S. degree in Petroleum Engineering from Marietta College. | ![]() |
James S. Morrow | Mr. Morrow currently serves as a Director. Mr. Morrow is a veteran portfolio manager with over 20 years of experience. Mr. Morrow has served as Chief Executive Officer of Callodine Capital Management, LP (“Callodine”) since founding Callodine in 2018. Prior to this, Mr. Morrow spent 19 years at Fidelity Investments Inc. (“Fidelity”) where he managed $40 billion of assets across multiple equity-income strategies, including a $3-5 billion energy portfolio. Prior to Fidelity, Mr. Morrow worked in distressed debt for Chase Manhattan Bank. | Mr. Morrow received his Bachelor of Science in Finance from the University of Buffalo and his MBA from the University of Chicago. Mr. Morrow’s extensive experience as an investment manager makes him well-qualified to serve on our Board. | ![]() |
Kim S. Pegula | Ms. Pegula currently serves as a Director. Ms. Pegula has served as the President and Chief Executive Officer of East Management Services, an affiliate of our sponsor, since 2011. She is also the President and Chief Executive Officer of Pegula Sports and Entertainment and President of both the Buffalo Bills and Buffalo Sabres. A native of Fairport, NY, she attended nearby Houghton College and graduated in 1991 with a degree in communications. She began her professional career with East Resources, Inc. in 1991 and was involved with the company until its sale in 2010. She has served as an independent director of Republic Services, Inc. (NYSE: RSG) since 2017. | Ms. Pegula is married to Terry Pegula, our Chairman, Chief Executive Officer and President. Ms. Pegula is well-qualified to serve on our Board due to her extensive management experience and experience in the oil and gas industry. | ![]() |
18, 10 Has Clause 90 days after exercise | ERESU | ERES | ERESW | ABL | ABLLW | 2025-02-12 12:00 AM | 7.63 | 138,846 | 0.39 | 2025-02-12 12:00 AM | 1.0600 | 12,070 | -1.85 | -3.87 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
9,634 | De-Spac | ![]() |
Able View Global Inc. | TECHNOLOGY | Technology | ABLV | ABLVW | 1/2 Warrant, 1 Rights | 1 wt:1 sh | 1 rt:1/10 sh | 2028-08-18 | 11.50 | HMAC, HMACW | (formerly Hainan Manaslu Acquisition Corp.) | 0.5000 | 1 | 10 | 60 | US | 1894370 | NSDQ | 86-898-65315786 | B3406, 34F, West Tower, Block B Guorui Building, 11 Guoxing Avenue Haikou, Hainan Province, People’s Republic of China 570203 | Hainan Manaslu Acquisition Corp. is a newly incorporated blank check company incorporated as a Cayman Islands exempted company and formed for the purpose of effecting a merger, share exchange, asset acquisition, share purchase, reorganization or similar business combination with one or more businesses, which we refer to throughout this prospectus as our initial business combination. We have not selected any specific business combination target and we have not, nor has anyone on our behalf, initiated any substantive discussions, directly or indirectly, with any business combination target. While we may pursue an acquisition opportunity in any business, industry, sector or geographical location, we intend to focus on industries that complement our management team’s background, and to capitalize on the ability of our management team and advisor to identify and acquire a business. | Merger Completed on Friday, 08/18/2023 | Ladenburg Thalmann | 10 | 60,000,000 | COMPLETE | Able View | ![]() |
2022-11-22 | Each unit has an offering price of $10.00 and consists of one ordinary share, one-half of one redeemable warrant, and one right to receive one-tenth of an ordinary share upon the consummation of an initial business combination, as described in more detail in this prospectus. Each whole warrant entitles the holder thereof to purchase one ordinary share. We will not issue fractional shares. Only whole warrants are exercisable and will trade. As a result, you must exercise warrants in multiples of two warrants, at a price of $11.50 per share, subject to adjustment as described in this prospectus, to receive one ordinary share. Each warrant will become exercisable on the later of the completion of a business combination and 12 months from the date of this prospectus, and will expire five years after the completion of a business combination, or earlier upon redemption. We have also granted the underwriters a 45-day option to purchase up to an additional 900,000 units to cover over-allotments, if any. | 12 | #VALUE! | #VALUE! | 1340 | 756 | #VALUE! | 0 | Coming Soon | FALSE | 2023-08-18 | #VALUE! | TRUE | Ineligible | 0 | 0.0355 | ,,,,,,, | 2 | ![]() |
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18, No Clause | HMACU | HMAC | HMACW | ABLV | ABLVW | 2025-02-12 12:00 AM | 1.08 | 205,064 | 1.90 | 2025-02-12 12:00 AM | 0.0182 | 8,486 | -13.33 | -10.42 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
10,089 | De-Spac | Above Food Ingredients Inc. | ABVE | ABVEW | 1/2 Warrant | 1 wt:1 sh | Not Applicable | 2029-07-01 | 11.50 | 0.5000 | 1 | 0 | 50 | US | 1831270 | NYSE | 212-608-2923 | 30 WEST STREET NO. 28F NEW YORK NY 10004 | -76.4750775 | 42.4861611 | Bite Acquisition Corp. is a blank check company formed for the purpose of entering into a merger, capital stock exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities, which we refer to as a “target business.” While we may pursue an initial business combination with a company in any sector or geography, we intend to focus our search on the traditional and non-traditional restaurant sectors in North America. We do not have any specific business combination under consideration and we have not (nor has anyone on our behalf), directly or indirectly, contacted any prospective target business or had any substantive discussions, formal or otherwise, with respect to such a transaction. If we are unable to consummate an initial business combination within 24 months from the closing of this offering, we will redeem 100% of the public shares for a pro rata portion of the trust account, equal to the aggregate amount then on deposit in the trust account including interest earned on the funds held in the trust account and not previously released to us (net of taxes payable), divided by the number of then outstanding public shares, subject to applicable law and as further described herein. | North America | EarlyBirdCapital, Inc. | 2021-02-12 | 10 | 200,000,000 | 200000000 | COMPLETE | Above Food Corp. | 2023-05-01 | Each unit that we are offering has a price of $10.00 and consists of one share of common stock and one-half of one warrant. Each whole warrant entitles the holder to purchase one share of common stock at a price of $11.50 per share, subject to adjustment as described herein. Each whole warrant will become exercisable 30 days after the completion of an initial business combination and will expire on the fifth anniversary of our completion of an initial business combination, or earlier upon redemption or liquidation. | 24 | 1404 | 1352 | 1657 | 596 | 1235 | 808 | Coming Soon | 2024-07-01 | TRUE | TRUE | Ineligible | 1.76 | 0.0447 | Rafael Felipe de Jesús Aguirre Gómez,Alberto Ardura González,Axel Molet Warschawski,Randall Hiatt,Joseph C. Essa,Juan M. González Bernal,Julia A. Stewart,NULL | 20 | Rafael Felipe de Jesús Aguirre Gómez | Chairman since our inception; Mr. Aguirre is an entrepreneur with over 35 years of experience in food and beverage operations, real estate, entertainment, retail and broadcasting. Mr. Aguirre is the founder, CEO and Chairman of Mera Corporation (“Mera”). He founded Mera in 1991, which is an international food and beverage operator headquartered in Cancun, Mexico, that operates over 150 restaurant locations in five different countries. Mera began operating a franchise of Pat O’Brien, which served over 3,000 guests daily. Following this endeavor, Mr. Aguirre rapidly incorporated other franchises into Mera’s growing brand portfolio. His growth into airports proved pivotal, as he expanded Mera’s operations into 17 airports, in five countries: Mexico, U.S. (Burbank and Raleigh), Colombia, Ecuador and Panama and Mexican cruise ports. Today, Mera successfully and diligently operates more than 40 brands in these venues, including Wolfgang Puck, Guy Fieri, Margaritaville, Starbucks’s, Panda, Johnny Rocket’s, and Bubba Gump, among other highly successful international brands. With over 3,000 employees, Mera serves more than 55 million passengers per year at the airports where it operates. | Prior to founding Mera, Mr. Aguirre was an executive at Grupo Radio Centro, S.A.B. de C.V., one of Mexico’s largest broadcasting companies, where he eventually became Vice President of the group’s production company and then headed the group’s entertainment and tourism ventures, including a hotel and shopping center. As a board member and trust overseer of the family trust of Grupo Radio Centro, S.A.B. de C.V., Mr. Aguirre also participated in the company’s initial public offering in the Mexican Stock Exchange (Bolsa Mexicana de Valores) and the NYSE. Mr. Aguirre currently serves as Chairman of the Yucatan Peninsula Division of the National Advisory Council of CitiBanamex (the Mexican division of Citibank) and serves as Honorary Consul for India in the state of Quintana Roo, Mexico. He also is a member of the board of trustees of Fundación FUNED and Fundación Ciudad de la Alegria. Mr. Aguirre previously served as Chairman of Nacional Financiera, Quintana Roo Chapter (a Mexican development bank), Chairman of the founding board of trustees of Universidad Anahuac in Cancun, member of the board of trustees of the Red Cross in Quintana Roo and Vice President of the Business Council in Quintana Roo. Mr. Aguirre has been recognized for his philanthropic endeavors to support health, poverty relief and education. | ![]() |
Alberto Ardura González | Chief Executive Officer since our inception; Mr. Ardura has more than 35 years of experience in the financial industry and has advised numerous companies on M&A transactions and on structuring and underwriting public and private issuances of equity and debt. In 2019, Mr. Ardura founded his own advisory firm, Pier A Capital Solutions, Inc., focusing on M&A and private debt and equity financing transactions for clients across Latin America. | From 2002 to 2009, Mr. Ardura was the Chief Country Manager and Head of Fixed Income Currencies and Commodities at Merrill Lynch Mexico, S.A. de C.V., the leading investment bank in Mexico at the time. In 2009, Mr. Ardura joined Deustsche Bank, A.G. in New York City as Head of Latin America Capital Markets and Treasury Solutions, advising over 350 clients in raising several hundred billion dollars in debt and equity financing in the public and private markets, as well as advising several clients in restructurings transactions. During such time, Mr. Ardura also was also responsible for Deutsche Banks’s local operations in Brazil, Mexico, Chile, Perú and Argentina, and was a member of Deutsche Bank’s Global Emerging Markets Committee, Latin America Investment Committee, and Americas Investment Banking Executive Committee. He was later appointed as Vice Chairman of Corporate Finance for Latin America. From 2017 to 2019, he was a Managing Director leading the Latin America Investment Banking and Client Coverage division at Nomura Securities. Inc. Mr. Ardura served on several boards of directors including Banca Promex, S.A. de C.V., Valores Finamex, S.A. de C.V. Merrill Lynch México, Casa de Bolsa, S.A. de C.V. He currently serves on the board of directors of Eric Kayser Mexico, S.A.P.I. de C.V. He is also founder and director of the Coscomate Hospitality Group, LLC, with operations in the U.S., Mexico, and Spain, where Mr. Ardura has gained extensive knowledge of the restaurant industry. | ![]() |
Axel Molet Warschawski | Chief Financial Officer since our inception; Mr. Warschawski has been a finance and private equity executive for over 15 years. In 2013, he joined Mera, where he currently serves as Executive Vice President, supervising all the support areas, including finance and administration, human resources, IT and legal. Mr. Molet also serves as Executive Vice President of Sonec Inmobiliaria, a subsidiary of Mera that operates Mera’s real estate division. | Prior to joining Mera and Sonec Inmobiliaria, Mr. Molet worked at Nexxus Capital, one of Mexico’s largest private equity funds, where he was actively involved in its private equity investments, including deal sourcing, due diligence, negotiations, structuring and operating and selling portfolio companies. During this period, he also directly worked in some of the portfolio companies, including Grupo Sports World, a leading operator of family fitness clubs in Mexico and Harmon Hall Holding, one of Mexico’s leading English language teaching companies. | ![]() |
Randall Hiatt | Mr. Hiatt, one of our independent director nominees, has been involved in the restaurant industry for over 40 years. Mr. Hiatt is the founder of Fessel International, Inc., an international restaurant consulting firm founded in 1988 with offices in in Sierra Madre, California and an affiliated office in Tokyo, Japan. He was President of Fessel International from its inception until 2014 and is still providing advice to the firm. Fessel International advises restaurants in business strategies and planning for major projects, concept development, site selection, operational analysis and marketing research. Fessel International’s past and present clients include Walt Disney Company, PF Chang, Fleming’s Steakhouse, Peabody Hotels, Maxim’s Restaurants (Hong Kong), Mall of America, The Stafford Hotel London, Nando´s (South Africa), Paramount Studios and Parks, and the City of San Antonio. During Mr. Hiatt’s tenure at Fessel International, he worked on projects involving thousands of restaurants in over 60 countries, from fast food to fine dining. His expertise and consulting projects focus on strategic planning, operational analysis and refinement, marketing research, real estate growth strategies, market entry analysis and corporate optimization. | Mr. Hiatt’s prior experience includes twelve years working for the Walt Disney Company in restaurant operations, financial analysis and project development during which, among other things, he oversaw the complete restaurant development for EPCOT Center and Tokyo Disneyland. From 1983 to 1988, he was the Vice President of Food and Beverage for the 800-unit Grace Restaurant Company and Vice President of Operations for its successor, Restaurant Enterprises where operated over fifty restaurants in multiple states. Mr. Randall is a board member of Palmas Restaurants in Orlando, Florida, and Senior Advisor to Mera and Samchully America, which owns hotels and restaurants in Southern California. He is a former Board Member of Ruby’s Diner, Fatburger and R.W. Smith, a restaurant design and supply company. He is also a former director of the Florida Restaurant Association. | ![]() |
Joseph C. Essa | Mr. Essa, one of our independent director nominees, is one of the most prestigious and experienced restaurant CEOs in the U.S. with more than two decades experience as founder, investor, operator and executive in the restaurant industry. He has deep knowledge of brands, chefs and trends in the restaurant industry. Mr. Essa has successfully operated fast casual and fine dining restaurants in demanding markets in the U.S. including New York, Las Vegas, and Los Angeles, as well as in several major international cities such as Tokyo, Honk Kong, and Shanghai. Currently, Mr. Essa serves as President & CEO of the Thomas Keller Restaurant Group, a collection of luxury, fine and casual dining restaurants. Mr. Essa has also served on the board of directors of the National Restaurant Association of the United States since 2008. | Mr. Essa had an eleven-year tenure as President, CEO and member of the board of directors of Wolfgang Puck Worldwide. Mr. Essa has extensive experience in directing and building global restaurants and related consumer product brands and is an expert in restaurant growth strategy. Mr. Essa is an innovative leader who prides himself in taking a collaborative approach to work culture. He is a Certified Public Accountant, who graduated from Boston College with a Bachelor of Science in accounting and finance. | ![]() |
Juan M. González Bernal | Mr. González Bernal is one of our independent director nominees. Mr. González Bernal has been involved in all aspects of structuring and executing M&A and capital market transactions for more than 25 years. Since 2011, he has practiced law as a shareholder in the Corporate & Securities Department of Greenberg Traurig, LLP and, prior to that, as a partner of White & Case, LLP. | Mr. González Bernal has a Masters in Law (LL.M.) from Harvard Law School and a law degree from Escuela Libre de Derecho in Mexico City. He is dually licensed to practice law in Mexico and in New York and has been constantly recognized as one of the most relevant lawyers in his field of practice by Chambers & Partners and Law 500. Mr. González Bernal participated in the negotiation of the original North American Free Trade Agreement between the U.S., Mexico and Canada. In his legal practice, Mr. González has advised Mexican companies through initial public offerings in the NYSE, NASDAQ and the Mexican Stock Exchange (Bolsa Mexicana de Valores). He has worked on several landmark transactions such as Citigroup’s exchange offer to acquire Banco Nacional de Mexico (Banamex), which was then the largest financial institution in Mexico, and this year’s $2.3 billion RCO sale of a Goldman Sachs portfolio company to a consortium of Abertis and GIC, representing the largest toll road transaction ever in Latin America. Mr. González Bernal also has extensive knowledge of the restaurant industry as one of the founders and directors of the Coscomate Hospitality Group, LLC. During his extensive career, Mr. González Bernal has participated on the boards of directors, including in the audit and compensation committees, of several Mexican private and public companies, which has given him a deep knowledge of the regulatory environment of public companies and exposure to the best corporate practices. | ![]() |
Julia A. Stewart | Ms. Stewart is one of our independent director nominees. Over the course of her career, Ms. Stewart has been instrumental in building global businesses and developing strong brands. Ms. Stewart has served as the Chair and Chief Executive Officer of Alurx, Inc., a specialty products company focused on health and wellness, since January 2020 and since 2003 has served on the board of directors of Avery Dennison Corporation (NYSE: AVY), a multi-national Fortune 500 company. She has also served on the board of directors of Fogo de Chao restaurants since 2017. | In 2001 she became the Chief Executive Officer of IHOP restaurants, where she participated in the $2.4 billion acquisition of Applebee's, a leading casual dining chain where she was previously the President. She continued as Chief Executive Officer and Chair of the combined company, Dine Brands Global, Inc. (formerly DineEquity, Inc.) (NYSE: DIN) until 2017. With over 3,700 restaurants in 22 countries, 250,000 team members and $9 billion in system sales as of 2016, Dine Brands Global, Inc. became the largest sit-down restaurant company in the world. She has advised a wide number of private equity and investment banking firms, including Rhone Capital on their acquisition of Fogo de Chao restaurants. Ms. Stewart's leadership experience also includes positions in operations, franchising and marketing with Taco Bell, Stuart Anderson Black Angus, Burger King and Carl's Jr. Ms. Stewart is a founding member of the Women's Foodservice Forum in 2008 she was listed as one of Fortune Magazine's 50 Most Powerful Women in the U.S. and was the recipient of Nations' Restaurant News "Operator of the Year" in 2005 and 2015. Ms. Stewart graduated, with honors, from the San Diego State University with a bachelor's degree in Communications and has an Honorary Doctorate from Johnson and Wales University. | ![]() |
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18, No Clause | BITE-UN | BITE | BITE-WT | BITE/U | BITE | BITE/W | 2025-02-12 12:00 AM | 0.53 | 162,965 | -4.16 | 2025-02-12 12:00 AM | 0.0329 | 29,720 | 5.11 | -10.97 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
9,000 | Definitive Agreement | ![]() |
Atlantic Coastal Acquisition Corp. II | SPAC | ACABU | ACAB | ACABW | 1/2 Warrant | 1 wt:1 sh | Not Applicable | 2023-07-13 | 11.50 | 0.5000 | 1 | 0 | 50 | US | 1893219 | NSDQ | (248)-890-7200 | 6 St Johns Lane, Floor 5 New York, NY 10013 | Atlantic Coastal Acquisition Corp. II, a Delaware corporation (the “Company”), is a blank check company newly formed for the purpose of effecting a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or similar business combination with one or more businesses, which we refer to throughout this prospectus as our “initial business combination.” We have not identified any business combination target and we have not, nor has anyone on our behalf, initiated any substantive business discussions, directly or indirectly, with any business combination target. Our efforts to identify a prospective target business will not be limited to a particular industry or geographic region, although we intend to focus on businesses in the mobility sector. | Cantor | 2022-01-13 | 10 | 261,000,000 | TRUE | Abpro | ![]() |
2023-09-21 | Each unit consists of one share of our Series A common stock and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of our Series A common stock at a price of $11.50 per share, subject to adjustment, terms and limitations as described herein. The underwriters have a 45-day option from the date of this prospectus to purchase up to 3,750,000 additional units to cover over-allotments, if any. | 18 | 1069 | 1017 | #NUM! | 453 | #VALUE! | 616 | Coming Soon | TRUE | #VALUE! | Ineligible | 6.25 | 0.0141 | ,,,,,,, | 18, No Clause | ACABU | ACAB | ACABW | ACABU | ACAB | ACABW | 2024-11-12 12:00 AM | 8.0500 | 1,119 | 0.00 | 2024-11-12 12:00 AM | 5.77 | 161,641 | 0.00 | 2024-11-12 12:00 AM | 0.0600 | 199,339 | 0.00 | -5.73 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
9,160 | Looking For Acquisition | ![]() |
Acri Capital Acquisition Corp | SPAC | technology-enabled sectors in North America including but not limited to the e-commerce, financial services, educational technology services, or health information service sectors, we are not required to complete our initial business combination with a business in these industries and, as a result, we may pursue a business combination outside of these industries or out of North America (excluding China, Hong Kong and Macau) | ACACU | ACAC | ACACW | 1/2 Warrant | 1 wt:1 sh | Not Applicable | 11.50 | 0.5000 | 1 | 0 | 50 | US | 1914023 | 512-666-1277 | 13284 Pond Springs Rd, Ste 405 Austin, Texas 78729 | Acri Capital Acquisition Corporation is a newly organized blank check company formed for the purpose of effecting a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses, which we refer to throughout this prospectus as our initial business combination or our business combination. We have not selected any business combination target and we have not, nor has anyone on our behalf, initiated any substantive discussions, directly or indirectly, with any business combination target. We will not undertake our initial business combination with any entity that conducts a majority of its business or is headquartered in China (including Hong Kong and Macau). | EF Hutton Prime Number Capital LLC | 10 | 75,000,000 | FALSE | ![]() |
Each unit has an offering price of $10.00 and consists of one share of our Class A common stock and one-half of one redeemable warrant. We will not issue fractional shares. As a result, you must exercise a whole warrant. Each whole warrant entitles the holder thereof to purchase one share of our Class A common stock at a price of $11.50 per share, subject to adjustment as described in this prospectus, and only whole warrants are exercisable. The warrants will become exercisable on the later of the date of the completion of our initial business combination or 12 months from the closing of this offering, and will expire five years after the completion of our initial business combination or earlier upon redemption or liquidation, as described in this prospectus. Subject to the terms and conditions described in this prospectus, we may redeem the warrants once the warrants become exercisable. No fractional warrants will be issued upon separation of the units and only whole warrants will trade. We have also granted the underwriters a 45-day option to purchase up to an additional 1,125,000 units to cover over-allotments, if any. | 12 | #VALUE! | #VALUE! | #VALUE! | #VALUE! | #VALUE! | 0 | Coming Soon | FALSE | #VALUE! | #VALUE! | Ineligible | ,,,,,,, | 18, No Clause | ACACU | ACAC | ACACW | ACACU | ACAC | ACACW | 2024-09-26 12:00 AM | 12.9400 | 404 | 0.00 | 2024-09-26 12:00 AM | 11.20 | 4,112 | 0.00 | 2024-09-26 12:00 AM | 0.2600 | 3 | 0.00 | -0.3 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
8,823 | De-Spac | ![]() |
Archer Aviation Inc. | AVIATION, EV | EV, Aviation | Electric Vehicle - Aircraft | ACHR | ACHR.WS | 1/3 Warrant | 1 wt:1 sh | Not Applicable | 2026-09-17 | 11.50 | (NYSE: ACIC, ACIC.WS) | (formerly Atlas Crest Investment Corp) | 0.3300 | 1 | 0 | 33 | US | 1824502 | NYSE | 212-883-3812 | 1880 EMBARCADERO RD. PALO ALTO CA 10022 | -122.1139888 | 37.4526632 | We were founded with the mission to advance the benefits of sustainable air mobility. Our goal is to move people throughout the world's cities in a quick, safe, sustainable, and cost-effective manner. We are designing and developing an electric vertical takeoff and landing (“eVTOL”) aircraft for use in urban air mobility (“UAM”) that can carry passengers while producing minimal noise and zero emissions during operations. Our eVTOL aircraft uses advancements in key enabling technologies such as high-energy batteries, high-performance electric motors, an advanced fly-by-wire flight control system, and a lightweight and efficient aircraft structure. As a fully electric vehicle, the aircraft will have zero emissions during operations. The goal of our eVTOL design is to maximize safety and convenience while minimizing noise and time spent traveling. We look to accomplish that through the use of a distributed electric propulsion system with inherent redundancy and far fewer parts than a typical internal combustion propulsion system found in similarly sized aircraft or rotorcraft today. The reduced number of parts not only translates into fewer critical parts on the aircraft from a safety perspective but will also significantly reduce the maintenance requirements compared to the internal combustion propulsion systems found in similarly sized aircraft or rotorcraft today. The development of an eVTOL aircraft that meets our business requirements demands significant design and development efforts on all facets of the aircraft. We believe that by bringing together a mix of talent with both eVTOL and traditional commercial aerospace backgrounds, we are building a team that will allow us to move through the design, development and certification of our eVTOL aircraft with the Federal Aviation Administration (“FAA”) in an efficient manner, thus allowing us to achieve our end goal of producing eVTOL aircraft for sale and operating a UAM network. | Merger Completed on Friday, 09/17/2021 | Cantor | 2020-10-27 | 10 | 500,000,000 | COMPLETE | 2021-09-14 | Q2-2021 | ![]() |
2021-02-10 | Each unit has an offering price of $10.00 and consists of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share, subject to adjustment as described herein. Only whole warrants are exercisable. The warrants will become exercisable on the later of 30 days after the completion of our initial business combination or 12 months from the closing of this offering, and will expire five years after the completion of our initial business combination or earlier upon redemption or our liquidation | 24 | 1512 | 1460 | 639 | 1406 | 325 | 106 | Coming Soon | @ArcherAviation | FALSE | 2021-09-17 | TRUE | TRUE | Ineligible | 3.94 | 0.2545 | Kenneth Moelis,Michael Spellacy,Taylor Rettig,Christopher Callesano,David Fox,Eileen Murray,Emanuel Pearlman,NULL | 20 | Kenneth Moelis | https://www.moelis.com/our-team/ken-moelis/ | Chairman Board of Directors since inception and interim Chief Executive Officer from inception to the date of appointment of Mr. Spellacy as Chief Executive Officer. Chairman/CEO Moelis & Co. | Mr. Moelis worked at UBS from 2001 to 2007, where he was most recently President of UBS Investment Bank and previously Joint Global Head of Investment Banking. Before joining UBS, Mr. Moelis was Head of Corporate Finance at Donaldson, Lufkin & Jenrette, where he worked from 1990 through 2000. Mr. Moelis began his career as an investment banker with Drexel Burnham Lambert in 1981. | ![]() |
Michael Spellacy | Mr. Spellacy was appointed our Chief Executive Officer on October 2, 2020 and a director on October 14, 2020. | Beginning in 2017 Mr. Spellacy was a Senior Managing Director at Accenture plc and Global Industry Leader of Accenture Capital Markets while overseeing Accenture’s Asset Management, Wealth Management and Investment and Trading businesses. Prior to Accenture, Mr. Spellacy was a Senior Partner, Asset and Wealth Management, at PricewaterhouseCoopers from 2015 to 2017 and prior to that role, Mr. Spellacy was a Partner at Broadhaven Capital, an industry leading independent investment bank and private equity investor servicing the financial services and technology sectors from 2013 to 2015. Prior to Broadhaven, Mr. Spellacy was a Senior Executive, Management Committee Advisor at Bridgewater Associates, a widely recognized asset manager from 2009 to 2013. Mr. Spellacy led Bridgewater’s $130 billion assets under management transformation program. Prior to Bridgewater, Mr. Spellacy was a Partner and Managing Director at the Boston Consulting Group from 2003 to 2009 where he helped guide the firm’s global Alternative Investments Practice providing strategic business advisory services to global asset managers, sovereign wealth funds and asset owners. | Taylor Rettig | https://www.linkedin.com/in/taylor-rettig-9385b92/ | Chief Operating Officer and Head of Corporate Development since October 14, 2020. | From 2017 to 2020 Mr. Rettig served as the Chief Executive Officer of Draper James, a lifestyle brand founded by Reese Witherspoon. While at Draper James, Mr. Rettig was also a Partner at JH Partners, a San Francisco based investment firm, a role he served in since 2014, and previously held a number of increasingly senior roles at JH Partners during his initial tenure with the firm from 2007 to 2013. From 2013 to 2014, Mr. Rettig served as the Chief Strategy Officer of Alex and Ani, a rapidly growing trend jewelry business into which Mr. Rettig had previously led a growth equity investment on behalf of JH Partners. Mr. Rettig began his career as an investment banker with Morgan Joseph & Co. | ![]() |
Christopher Callesano | https://www.linkedin.com/in/chris-callesano-16076a33/ | Chief Financial Officer since inception. Mr. Callesano is currently a Managing Director of Moelis and has served as its Principal Accounting Officer since 2016 and its Corporate Controller since 2010. | From 2008 to 2010, Mr. Callesano was Senior Managing Director of Financial Reporting and Accounting Policy at NASDAQ OMX where he was responsible for preparing the financial statements filed with the SEC. Previously, Mr. Callesano worked at Merrill Lynch from 2004 to 2008, most recently as Director of Corporate Reporting. Prior to joining Merrill Lynch, Mr. Callesano held various other accounting positions, including as an auditor with Ernst & Young. | David Fox | Director ACIC | Mr. Fox was most recently a senior partner at Kirkland & Ellis LLP from 2009 to 2019 and served as a member of its Global Executive Management Committee. Prior to joining Kirkland, Mr. Fox worked at Skadden, Arps, Slate, Meagher & Flom LLP from 1983 to 2009, where he was most recently a partner and a member of its top governing committee. Mr. Fox is a director of Atrium European Real Estate Limited, Gamida Cell Ltd., Israel Discount Bank of New York and MediWound Ltd. Mr. Fox is also a member of the board of directors at the Park Avenue Armory and a member of the advisory board of New Alternatives for Children, for which he provides crucial support to families caring for medically fragile children. | Eileen Murray | https://www.linkedin.com/in/eileen-murray-01808018/ | Director ACIC | From 2011 to 2020 Ms. Murray most recently served as Co-Chief Executive Officer of Bridgewater Associates. Prior to joining Bridgewater in 2009, Ms. Murray served as CEO for Investment Risk Management LLC in 2009 and previously served as President and Co-CEO of Duff Capital Advisors from 2008 to 2009. Ms. Murray began her professional career in 1984 at Morgan Stanley, where she held several senior positions including Controller, Treasurer, and Global Head of Technology and Operations, as well as Chief Operating Officer for the firm’s Institutional Securities Group. From 2002 to 2005, Ms. Murray was Head of Global Technology, Operations and Product Control at Credit Suisse and served on the firm’s management and executive board. Ms. Murray currently serves as the Chair of the Financial Industry Regulatory Authority (“FINRA”), a self-regulating organization for US financial securities firms. She is a non-executive Director of HSBC Holdings and serves on the Audit Committee, Group Risk Committee and Nomination & Corporate Governance Committee. She is also a non-executive Director at Compass (real estate) and of Guardian Life Insurance Company of America. | Emanuel Pearlman | https://www.linkedin.com/in/emanuel-pearlman-1579406/ | Director ACIC. Mr. Pearlman currently serves as Chairman and Chief Executive Officer of Liberation Investment Group, a New York based investment management and financial consulting firm, which he founded in 2003. He was appointed to the board of AMI 1 LLC, the owner of Associated Materials, Inc., in September 2020. Mr. Pearlman has been a member of the Board of Directors of Network-1 Technologies, Inc. since 2012, where he serves as Chairman of the Audit Committee and a member of the Nominating and Corporate Governance Committee. | From 2010 to 2019 Mr. Pearlman served as a director of Empire Resorts including as Executive Chairman of the Board from 2016 to 2019 and Non-Executive Chairman of the Board from 2010 to 2016. Mr. Pearlman was a member of the Board of Directors of CEVA Logistics AG from May 2018 to October 2019 and served on its Audit Committee from May 2018 to October 2019 and its Nomination and Governance Committee from May 2018 to May 2019. From 2013 through 2018, he served on the Board of Directors of CEVA Holdings, LLC. From 2018 through 2019, Mr. Pearlman served on the Board of Managers and as President of each of SRC O.P. LLC, SRC Facilities LLC and SRC Real Estate (TX) LLC, which are special purpose bankruptcy remote limited liability companies with ownership of approximately 100 real estate properties of Sears. From May 2017 through September 2017, Mr. Pearlman served on the Board of Directors of ClubCorp Holdings where he served on the Strategic Review Committee, and from 2009 to 2014, he served as the sole independent director of the Fontainebleau Miami JV LLC, which owned and operated the Fontainebleau Hotel in Miami Beach. Mr. Pearlman served as a member of the Board of Directors of Dune Energy from 2012 to 2013 and Jameson Inns, Inc. from January 2012 to December 2012. He also served as a director of Multimedia Games, Inc. from 2006 to 2010. | ![]() |
18, No Clause | ACHR | ACHR-WT | ACHR | ACHR/W | 2025-02-12 12:00 AM | 9.36 | 34,820,023 | 0.75 | 2025-02-12 12:00 AM | 3.2100 | 91,030 | 2.88 | -2.14 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
9,387 | Not Applicable | Aclarion, Inc. | MEDICAL | Medical | noninvasive, evidence-based, SaaS solutions for back pain | ACON | ACONW | 1 Warrant | 1 wt:1 sh | Not Applicable | 2027-04-21 | 4.35 | 1.0000 | 1 | 0 | 100 | US | 1635077 | NSDQ | NOCISCAN – The first, evidence-supported, SaaS platform to leverage MR Spectroscopy to noninvasively help physicians distinguish between painful and nonpainful discs in the spine. | 4.35 | #VALUE! | #VALUE! | 855 | #VALUE! | #VALUE! | 0 | Coming Soon | FALSE | #VALUE! | #VALUE! | Ineligible | ,,,,,,, | No Clause | ACON | ACONW | ACON | ACONW | 2025-02-12 12:00 AM | 4.68 | 706,681 | 11.69 | 2025-02-12 12:00 AM | 0.0624 | 37,714 | 7.40 | 0.33 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
9,804 | Not Applicable | ![]() |
Adial Pharmac | PHARMA | PHARMA | ADIL | ADIWW | Not Applicable | 0 | US | 45643 | 45591 | #NUM! | #VALUE! | #VALUE! | 0 | Coming Soon | FALSE | TRUE | #VALUE! | Ineligible | Jacob H. Kalpakian President & CEO,Neil Spellman CFO,Gregory T. McFarlane,Alan Artunian,NULL,,, | ADIL | ADIWW | 2025-02-12 12:00 AM | 0.78 | 210,571 | -0.23 | 2024-02-08 12:00 AM | 0.0048 | 4,300 | 0.00 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
330 | De-Spac | ![]() |
Advent Technologies | FUEL CELL | Energy | Fuel cell and hydrogen technology | ADN | ADNWW | 1 Warrant | 1 wt:1 sh | Not Applicable | 2026-02-05 | 11.50 | (NASDAQ: AMCI, AMCIW) | (formerly AMCI Acquisiton Corp) | 1.0000 | 1 | 0 | 100 | US | 1744494 | NSDQ | 857-264-7035 | 200 CLARENDON STREET BOSTON MA 02116 | -71.075124 | 42.3491676 | Advent Technologies’ mission is to become the leading provider of high-temperature proton exchange membranes (“HT-PEM”) and HT-PEM based membrane electrode assemblies (“MEA”), which are critical components used in fuel cells, and other electrochemistry applications such as electrolyzers, flow batteries, and IoT sensors. Advent’s principal focus is on the fuel cell market, and Advent’s goal is to use its products and technology to address pressing global climate needs. In order to meet the targets established in the Paris Climate Accord, which seek to mitigate climate change and maintain global temperature less than 1.5-2.0°C above pre-industrial levels, the global community will need to hasten adoption of technologies that reduce or eliminate emissions of carbon-dioxide and other greenhouse gasses. | Merger Completed on Friday, 02/05/2021 | Jefferies Lead Manager UBS Investment Bank | 2018-11-20 | 10 | 200,000,000 | COMPLETE | Q1 | ![]() |
Each unit has an offering price of? $10.00 and consists of one share of our Class A common stock and one redeemable warrant. Each warrant entitles the holder thereof to purchase one share of our Class A common stock at a price of? $11.50 per share, subject to adjustment as described herein. The warrants will become exercisable on the later of 30 days after the completion of our initial business combination or 12 months from the closing of this offering, and will expire five years after the completion of our initial business combination or earlier upon redemption or liquidation | 18 | 2219 | 2167 | 415 | #VALUE! | 808 | 0 | Undervalued | @adventnrg | FALSE | 2021-02-05 | TRUE | TRUE | Ineligible | 4.08 | 0.06 | Vasilis Gregoriou Ph.D. / Chief Executive Officer & Executive Chairman of the Board,William Hunter / President, Chief Financial Officer & Executive Board Member,Emory De Castro Ph.D./ Chief Technology Officer & Executive Board Member,Jim Coffey / Chief Operating Officer & General Counsel,Chris Kaskavelis Ph.D. / Chief Marketing Officer,Nora Gourdoupi / General Manager, Advent SA,Katherine E. Fleming / Non-Executive Board Member,Katrina Fritz / Non-Executive Board Member | https://www.advent.energy/about-us-management/ | 65 | Vasilis Gregoriou Ph.D. / Chief Executive Officer & Executive Chairman of the Board | Vasilis Gregoriou has been Chairman and CEO of Advent since inception. Dr. Gregoriou cofounded Advent Technologies Inc. in 2012. In addition, Dr. Gregoriou is an internationally known scientist with research and/or managerial positions in both the U.S. (Northeastern, MIT, Polaroid, Princeton) and Greece (NHRF, FORTH) over his 30 year career so far in the technology sector. | His research activity extends over a wide area of subjects in the renewable energy space that include the areas of flexible photovoltaics based on organic semiconductors, optically active materials based on conjugated oligomers and polymer nanocomposites. His published work as co-author includes three books and more than 100 scientific papers. He is also co-inventor of 15 patents. Dr. Gregoriou has more than 25 years of experience in the U.S. market. He has extensive experience in the technical development of new products and in the management of such activities. He holds a Ph.D. in Physical Chemistry from Duke University and he has attended the MBA program at Northeastern University. He was also a NRSA award recipient at Princeton University. He also served as President of Society for Applied Spectroscopy (SAS) in 2001. Dr. Gregoriou is well-qualified to serve on the board of directors following the Business Combination due to his extensive scientific, managerial and industry experience. | ![]() |
William Hunter / President, Chief Financial Officer & Executive Board Member | William Hunter has been President, Chief Executive Officer and Chief Financial Officer, as well as a Director of AMCI, since AMCI’s inception. He has been Managing Director and Chief Financial Officer of AMCI Group since 2017, and since 2015 he has been Managing Partner at Hunter Natural Resources LLC, a consulting firm in the industrial, consumer and natural resources sectors. Mr. Hunter has been involved in over $20 billion of transactions in the natural resources, transportation and industrial industries during his 25 years in the industry. He is currently a member of the board of American Battery Metals Corp. (OTC: ABML), which is a clean energy materials business focused on recycling of critical minerals from lithium ion batteries, and a member of the board of directors of Ridley Terminals Inc. | From 1999 to 2015, Mr. Hunter worked as a Director or Managing Director at Nomura Securities, Teneo Capital, Dahlman Rose & Co., Jefferies & Company and TD Securities. He holds a B.S.C. in Finance and an M.B.A. in Finance from DePaul University. Mr. Hunter is well-qualified to serve on the board of directors following the Business Combination due to his extensive corporate finance and capital markets experience. | ![]() |
Emory De Castro Ph.D./ Chief Technology Officer & Executive Board Member | Emory De Castro has been Advent’s Chief Technology Officer since 2013. Dr. De Castro is responsible for the overall technical, manufacturing and product development for Advent Technologies. Prior to joining Advent, Dr. De Castro was a Vice President, Business Management and the site manager for BASF Fuel Cell Inc. in Somerset NJ. At BASF Dr. De Castro led marketing and sales, business development, quality and R&D direction all cumulating in nearly a four-fold increase in revenues. As the Executive Vice President at the E-TEK Division, De Nora North America he managed operations, created a global brand, and expanded the organization’s fuel cell component business in Asia and Europe. | Dr. De Castro has over 20 patent applications spanning fuel cell materials and catalysts, electrochemical technology, sensors, and a beer bottle cap that extends shelf life. He is the recipient of the 2013 Department of Energy Award for Manufacturing R&D in lowering the cost of gas diffusion electrodes and the 2005 ECS New Technology Award given to E-TEK Division, for introducing and commercializing a new electrolysis technology. Emory De Castro received his Ph.D. from the Department of Chemistry at the University of Cincinnati and a B.S. in Chemistry from Duke University. | ![]() |
Jim Coffey / Chief Operating Officer & General Counsel | Jim Coffey is the Chief Operating Officer and General Counsel of Advent Technologies. Jim previously served as General Counsel and Corporate Secretary of Advent since March 2020. Beginning in 2018, while a partner at a national Am Law 100 law firm, Jim served as Advent’s outside legal counsel. Mr. Coffey has over thirty years of experience in corporate and securities law, mergers and acquisitions, venture capital and corporate finance, and intellectual property law. He has extensive international experience having closed transactions in both North and South America, Europe, and China. | Throughout the course of his career, Jim has developed strong relationships and strategic contacts within the clean energy and technology sectors and specific experience in the fuel cell industry. From 2013 to 2017, he served as general counsel to another HT PEM fuel cell company that was a customer of Advent. Mr. Coffey was a Gerald L. Wallace Scholar at New York University School of Law where he received an LL.M. in Corporate Law. He received his J.D. from the New England School of Law, and his B.A., cum laude, from Providence College. Mr. Coffey is listed in The Best Lawyers in America® for Mergers and Acquisitions. He is recognized for his work in intellectual property law by the IAM Patent 1000. Mr. Coffey was named a Massachusetts Super Lawyer by Law and Politics magazine. He is AV® rated by Martindale-Hubbell. Mr. Coffey is a fellow of the Boston Bar Foundation and the American Bar Foundation. | ![]() |
Chris Kaskavelis Ph.D. / Chief Marketing Officer | Chris Kaskavelis joined Advent as Chief Marketing Officer in 2019. He has served for 13 years as CEO and COO in startups that eventually IPOed in Nasdaq and London Stock Exchange and has grown companies from zero to 1,200 people. From 2016 to 2018, he was a research scholar at the MIT Media Lab in Boston, Massachusetts. He has been a seed investor in the company, an angel investor, and has served on its board of directors since the first day. He has designed and been responsible for enterprise software systems designed for Fortune 500 multinationals in the areas of Just-In-Time (JIT) manufacturing, Supply Chain Management and Production Scheduling. | He holds a Ph.D. in Supply Chain Management as well as an M.Sc. in Manufacturing Engineering from Boston University, a B.Sc. in Electrical Engineering and a B.A. in Business Economics from Brown University. | ![]() |
Nora Gourdoupi / General Manager, Advent SA | Nora Gourdoupi holds a BSc in Chemistry and a PhD from the University of Patras specializing in the synthesis and characterization of polymers for fuel cell applications. She joined Advent Technologies in 2006 as a Senior Scientist and is co inventor in 18 patents. Being part of a fast-growing Small Medium Enterprise from its foundation, Nora has been involved in several key business processes including materials R&D as well as project managment. | She currently holds the position of General Manager of the Greek branch overseeing daily operations while being also engaged in product development, government projects and technical sales. She enjoys using her science knowledge to understand the business and technical issues customers are facing and offer appropriate solutions. | ![]() |
Katherine E. Fleming / Non-Executive Board Member | Katherine E. Fleming has over fifteen years’ experience in Higher Education leadership and has been the Provost of New York University since 2016, with responsibility for allocating financial resources and setting strategic priorities, and with oversight of all Deans and Directors. From 2007-2011 she directed the Institut Remarque at the Ecole Normale Superieure in Paris, and from 2012-2016 she served as the President of the Board of the University of Piraeus. | A historian by training, she earned a BA from Barnard College of Columbia University, an MA from the University of Chicago and a Ph.D. from the University of California, Berkeley. She was granted honorary Greek citizenship by the Hellenic Republic in 2015and in 2019 was named by France to the Legion d’Honneur. Dr. Fleming is well-qualified to serve on the board of directors following the Business Combination due to her extensive financial and scholastic experience. | ![]() |
Katrina Fritz / Non-Executive Board Member | Katrina Fritz is the Executive Director of the Stationary Fuel Cell Collaborative, leading education and outreach activities with the guidance of state agencies, local air districts and industry. She also works with the National Fuel Cell Research Center on state level clean energy policy and market development. Katrina currently serves as an expert to the European Commission on Horizon 2020 programs for research and innovation. As Principal of KM Fritz LLC, Katrina has provided advisory and consulting services to global industrial firms related to business and communications strategy in distributed energy generation markets. | She has held leadership positions in numerous trade associations and on advisory boards including: The California Hydrogen Business Council, the International Energy Agency’s Fuel Cell Working Group; the U.S. Fuel Cell and Hydrogen Energy Association; the Alliance for Clean Energy New York; the Pacific Clean Energy Application Center at University of California, Berkeley; and the Connecticut Fuel Cell and Hydrogen Coalition. Katrina has held leadership positions at ClearEdge Power (formerly UTC Power), Plug Power and Case Western Reserve University, leading strategic planning, government relations, business development, and corporate communications. She also worked in the software industry in Santa Cruz, California and Watford, United Kingdom. Katrina has a BA degree from the University of Michigan and an MBA from the Weatherhead School of Management at Case Western Reserve University. Ms. Fritz is well-qualified to serve on the board of directors following the Business Combination due to her extensive leadership and clean fuel technology experience. | ![]() |
Sanjeev Mukerjee Ph.D. / Chairman of the Advisory Board Dr. Sanjeev Mukerjee is a Professor in the Department of Chemistry and Chemical Biology (Northeastern University); where he has been since September of 1998. He also heads the newly created center for Renewable Energy Technology at Northeastern University and its subset the Laboratory for Electrochemical Advanced Power (LEAP). His research on charge transfer dynamics at both two and three dimensional electrochemical interfaces encompasses materials development, in situ synchrotron spectroscopy and electro-analytical methods. In addition, new computational initiatives are in progress involving both molecular modeling and simulation of multiple electron scattering in the context of in situ synchrotron XANES method. Peer reviewed publication currently number 106, with an H-factor of 45. The current projects in the group include materials development for new electrocatalysts, polymer electrolyte membranes and high energy density (and capacity) cathode materials for aqueous and non-aqueous storage cells. Fundamental understanding of structure property relationships are in concert with applications. In this context two startup companies which the group helped found, Encite Corp, Burlington, MA and Protonex Corp., Westboro, MA are notable. In addition partnership with De Nora, and BASF, Proton Onsite, Ford Motor Co., Advent North America and Automotive Fuel Cell Corporation (Canada) are ongoing for developing a number of fuel cell and electrolyzer technologies. Federal funding comes from the Army Research Office, Department of Energy, National Science Foundation, Air Force Office of Scientific Research and National Institute of Technology-Advanced Technology Program. | 18, No Clause | ADN | ADNWW | ADN | ADNWW | 2025-02-12 12:00 AM | 4.86 | 9,276 | -1.42 | 2025-02-12 12:00 AM | 0.0128 | 5,677 | -1.54 | -6.64 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
8,943 | Looking For Acquisition | ![]() |
Ault Disruptive Technologies Corp | SPAC | ADRT.UN | ADRT | ADRTW | 3/4 Warrant | 1 wt:1 sh | Not Applicable | 2022-12-15 | 11.50 | 0.5000 | 1 | 0 | 50 | US | 1864032 | NSDQ | (949) 444-5464 | 11411 Southern Highlands Parkway, Suite 240 Las Vegas, Nevada 89141 | Ault Disruptive Technologies Corporation is a newly organized blank check company formed for the purpose of effecting a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses, which we refer to as our initial business combination throughout this prospectus. We have not selected any specific business combination target and we have not, nor has anyone on our behalf, initiated any substantive discussions, directly or indirectly, with any business combination target. While we may pursue an initial business combination target in any business or industry or geographic location, we intend to focus our search on undervalued businesses which have developed or possess disruptive technology. | Currently Delisted per the following link: https://www.bloomberg.com/press-releases/2022-10-20/nyse-american-to-suspend-trading-immediately-in-warrants-of-ault-disruptive-technologies-corporation-adrtw-and-commence | A.G.P. | 2021-12-15 | 10 | 100,000,000 | FALSE | ![]() |
Each unit has an offering price of $10.00 and consists of one share of our common stock and three-fourths of one redeemable warrant as described in more detail in this prospectus. Each whole warrant entitles the holder thereof to purchase one share of our common stock at a price of $11.50 per share, subject to adjustment as described in this prospectus. No fractional warrants will be issued upon separation of the units and only whole warrants will trade. Accordingly, unless you purchase at least two units, you will not be able to receive or trade a whole warrant. The underwriters have a 45-day option from the date of this prospectus to purchase up to an additional 1,500,000 units to cover over-allotments, if any. | 12 | 1098 | 1046 | #NUM! | #VALUE! | #VALUE! | 0 | Coming Soon | FALSE | TRUE | #VALUE! | Ineligible | 5 | 0.03 | Milton C. (Todd) Ault III,William B. Horne,Henry C.W. Nisser,Kenneth S. Cragun,David Katzoff,Mark Gustafson,Mark Nelson,NULL | 20 | Milton C. (Todd) Ault III | Chairman of the Board of our company since inception, has nearly 30 years of experience identifying value in multiple asset classes in numerous financial markets as an entrepreneur, private equity investor, board member and corporate executive. Since March 2017, Mr. Ault has spent a substantial portion of his time transforming Ault Global, formerly DPW Holdings, Inc. into a diversified holding company with interests in the defense-aerospace, industrial, automobile, telecommunications, medical-biopharma and textile industries. Mr. Ault has been the Executive Chairman of the Board of Ault Global from March 2017 to date, and served as its Chief Executive Officer from December 2017 to January 2021. | Mr. Ault also serves as the Chairman Emeritus of Alzamend Neuro, Inc. (“Alzamend Neuro”), a biopharmaceutical company focused on developing novel products for the treatment of neurodegenerative diseases and psychiatric disorders, since June 2021, and previously served as its Executive Chairman of the Board from February 2016 to June 2021. Mr. Ault serves as the Executive Chairman of the Board of Avalanche International Corp. dba MTIX International (“Avalanche”), a publicly-traded company engaged in developing advanced materials and processing technology for textile applications, since September 2014. Further, Mr. Ault serves as the Chairman of the Board of Ault & Company, Inc., a holding company with various investments, since December 2015. Additionally, Mr. Ault has been the Vice President of Business Development for MCKEA Holdings, LLC, a private wealth management family office, since January 2011. As the Chairman, Mr. Ault leads our board of directors and guides our company. Mr. Ault brings extensive knowledge of the current business environment and a deep background in identifying undervalued businesses and disruptive technology companies and transactional expertise in mergers and acquisitions, financial restructuring and capital markets. His service as a board member and investor in many disruptive technology companies during his career makes him well qualified as a member of the board of directors. | ![]() |
William B. Horne | Chief Executive Officer and a member of our board of directors since inception, has also been a key team member of Ault Global. He has been Ault Global’s Chief Executive Officer since January 2021, its President from August 2020 to January 2021 and its Chief Financial Officer from January 2018 to August 2020. Mr. Horne joined the board of directors of Ault Global in October 2016. Mr. Horne has demonstrated day-to-day operational leadership of Ault Global and experience with a range of disruptive technology companies in quickly evolving industries, as well as extensive knowledge of complex financial and accounting issues, make him well qualified as a member of the board of directors. | Mr. Horne has been the Chairman of the Board of Alzamend Neuro since June 2021 and served as its Chief Financial Officer from June 2016 to December 2018 and director from June 2016 to June 2021. He is also a director and the Chief Financial Officer of Avalanche since June 2016. Mr. Horne previously served as Chief Financial Officer of OptimisCorp, a healthcare technology developer, from January 2008 to May 2013, and Chief Financial Officer of Patient Safety Technologies, Inc., a medical device provider, from June 2005 to October 2008, and its interim Chief Executive Officer from January 2007 to April 2008. Prior to that, Mr. Horne held supervisory positions at the accounting firm Price Waterhouse, LLP (now PwC). Mr. Horne earned a B.A. degree in accounting from Seattle University. | ![]() |
Henry C.W. Nisser | President, General Counsel and a member of our board of directors since inception, joined Ault Global as its Executive Vice President and General Counsel in May 2019, and became a director in September 2020 and President, while remaining its General Counsel, in January 2021. Mr. Nisser is well qualified in his position due to his substantial knowledge and more than two decades of working experience in corporate law, mergers and acquisitions, and corporate controls and governance. | Mr. Nisser has served as the Executive Vice President and General Counsel of Alzamend Neuro on a part-time basis since May 2019, and has been a director of that company since September 2020. Mr. Nisser has also been the Executive Vice President and General Counsel of Avalanche since May 2019. Prior to joining Ault Global and these companies, Mr. Nisser practiced law at the New York law firm Sichenzia Ross Ference LLP from October 2011 to April 2019, concentrating on national and international corporate law, with a focus on U.S. federal securities law compliance, mergers and acquisitions, equity and debt financings, and corporate governance. Mr. Nisser earned a B.A. degree in international relations and economics from Connecticut College and an LL.B. from University of Buckingham School of Law in the United Kingdom. Mr. Nisser speaks fluent French and Swedish and is conversant in Italian. | ![]() |
Kenneth S. Cragun | Chief Financial Officer since inception, has been the Chief Financial Officer of Ault Global since August 2020, and Senior Vice President of Finance of Alzamend Neuro on a part-time basis since June 2021 and was previously its Chief Financial Officer on a part-time basis from December 2018 to June 2021. Mr. Cragun also currently sits on the board of directors and is the chairman of the audit committee of Verb Technology Company, Inc. (Nasdaq: VERB), a publicly-traded software-as-a-service applications platform developer, since September 2018. | Mr. Cragun served as a CFO Partner at Hardesty, LLC, a national executive services firm from October 2016 to December 2018. His assignments at Hardesty included serving as Chief Financial Officer of CorVel Corporation (Nasdaq: CRVL), a publicly-traded healthcare risk management software company, and RISA Tech, Inc., a structural design and optimization software company. Mr. Cragun was also Chief Financial Officer of two Nasdaq-traded companies, Local Corporation, a local search engine provider, from April 2009 to September 2016, and Modtech Holdings, Inc., a supplier of modular buildings, from June 2006 to March 2009. Mr. Cragun began his career at the accounting firm Deloitte. Mr. Cragun earned a B.S. degree in accounting from Colorado State University-Pueblo. | ![]() |
David Katzoff | Vice President – Finance since inception, has been the Senior Vice President of Finance of Ault Global since January 2019. He is also the Chief Operating Officer of Alzamend Neuro since December 2020 and was previously its Senior Vice President of Operations from November 2019 to December 2020. | Mr. Katzoff served as the Chief Financial Officer of Lumina Media, LLC, a privately-held media company and publisher of life-style publications, from 2015 to December 2018, and Vice President of Finance of Local Corporation from 2003 to 2017. Mr. Katzoff earned a B.S. degree in business management from the University of California at Davis. | ![]() |
Mark Gustafson | Board of Directors upon the effectiveness of this offering. Mr. Gustafson is a Chartered Professional Accountant with over 35 years of corporate, private and public company experience. Since April 2021, Mr. Gustafson has been the Chief Financial Officer for PharmaKure Limited, a London-based biopharmaceutical company dedicated to the treatment of neurodegenerative diseases. From 2014 to 2020, he was the Chief Executive Officer of Challenger Acquisitions Limited, a London Stock Exchange listed entertainment company. From 2010 to 2012, Mr. Gustafson was the President and Chief Executive Officer of Euromax Resources Limited, a Toronto Stock Exchange listed mineral exploration company. | From 2005 to 2009, he served as Chairman and Chief Executive Officer of Triangle Energy Corporation, a New York Stock Exchange listed oil and gas exploration company, from 2004 to 2006, he served as President and Chief Executive Officer of Torrent Energy Corporation, a private oil and gas company, and from 2001 to 2002, he served as a financial consultant for Samson Oil & Gas and Peavine Resources, two private oil and gas companies. From 1997 to 1999, Mr. Gustafson served as President and Chief Executive Officer of Total Energy Services Ltd., a Toronto Stock Exchange listed oilfield services company, from 1993 to 1995, he served as the Chief Financial Officer of Q/media Software Corporation, a Toronto Stock Exchange listed software company, and from 1987 to 1993, he served initially as the Chief Financial Officer and then as a Vice President in charge of two operating divisions at EnServ Corporation, a Toronto Stock Exchange listed oilfield services company. From 1981 to 1987, he served as an audit manager at Price Waterhouse in Calgary Alberta. Mr. Gustafson received his Bachelor of Business Administration from Wilfrid Laurier University. We believe that Mr. Gustafson’s over 35 years of corporate, private and public company operational and financial experience gives him the qualifications and skills to serve as one of our directors. | ![]() |
Mark Nelson | board of directors upon the effectiveness of this offering. Mr. Nelson is currently the Chief Executive Officer and a Director of Arctic International LLC, a Russian-based company that provides project and fabrication services for the oil and gas industry, since 2003, and the Managing Director of Sockeye Point Marine Services LLC, an Alaska-based company that provides services inspecting and repairing barges and vessels, since 2005. Mr. Nelson also serves as a director of Oasis Group International, an international engineering, procurement and construction management company, since 2010, and Sundance Mining Group LLC, a gold and silver mining development and production company, since 2020. | Mr. Nelson served as President and Chief Executive Officer of ASRC Energy Services, an Alaska-based energy services company, and served as President of ASRC Energy Services O&M, ASRC Energy Services’ subsidiary, from 2005 to 2011. Mr. Nelson received a B.S. degree in finance from the University of Idaho. Mr. Nelson provides decades of experience in leading and managing industrial and engineering operations in evolving industries, making him well qualified to be a member of the board. | ![]() |
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18, No Clause | ADRTU | ADRT | ADRTW | ADRTU | ADRT | ADRTW | 2024-10-08 12:00 AM | 11.1200 | 652 | 0.00 | 2024-10-10 12:00 AM | 11.40 | 3,147 | 0.00 | 2024-10-09 12:00 AM | 0.0032 | 144,197 | 0.00 | -0.1 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
9,080 | De-Spac | ![]() |
ADS-TEC Energy GmbH | Europe, Sustainability, Fintech, Edtech | Europe, Sustainability, Fintech, Edtech | Europe, Sustainability, Fintech, Edtech | ADSE | ADSEW | 1/2 Warrant | 1 wt:1 sh | Not Applicable | 2026-12-23 | 11.50 | (NASDAQ: EUSG, EUSGW) | (formerly European Sustainable Growth Acquisition Corp.) | 0.5000 | 1 | 0 | 50 | US | 1832505 | NSDQ | 203.983.4400 | 73 ARCH STREET, 3RD FLOOR, GREENWICH CT 06830 | -73.6269074 | 41.0224495 | European Sustainable Growth Acquisition Corp. is a blank check company incorporated as a Cayman Islands exempted company and formed for the purpose of entering into a merger, share exchange, asset acquisition, share purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities, which we refer to as a target business. We do not have any specific business combination under consideration and we have not (nor has anyone on our behalf), directly or indirectly, contacted any prospective target business or had any substantive discussions, formal or otherwise, with respect to such a transaction. | Europe | Merger Completed on Thursday, 12/23/2021 | EarlyBirdCapital, ABN AMRO | 2021-01-21 | 10 | 143,800,000 | COMPLETE | ![]() |
2021-08-11 | Each unit that we are offering has a price of $10.00 and consists of one Class A ordinary share and one-half of one warrant. Each whole warrant entitles the holder to purchase one Class A ordinary share at a price of $11.50 per share. Each whole warrant will become exercisable 30 days after the completion of an initial business combination and will expire on the fifth anniversary of our completion of an initial business combination, or earlier upon redemption or liquidation. | 24 | 1426 | 1374 | 736 | 1224 | 336 | 202 | Coming Soon | FALSE | 2021-12-23 | TRUE | TRUE | Ineligible | 2.2 | 0.1851 | Dr. Lars Thunell,Pieter Taselaar,Matheus Hovers,Karan Trehan,Elaine Weidman Grunewald,Wilco Jiskoot,Marc Rothfeldt,Patrick Moroney | 20 | Dr. Lars Thunell | Chairman of the board of directors as of the date of this prospectus; Since 2016, Dr. Thunell has been an independent investor focused on green initiatives, who has held numerous leadership positions. He has also served as chairman of a family-owned real estate company in Åre, Sweden, since 2008. During his professional career, he has served on the boards of many public and private companies including Statoil ASA, an energy company that is now known as Equinor, Elekta, a company making precision radiation medicine, Castellum, a Swedish real estate corporation, SCA, a company in the personal care and tissue product industry, Astra, a pharmaceutical company, and Azelio, a green energy company. | Dr. Thunell started his career in the treasury department of American Express in 1975. He then joined ASEA AB, a Swedish electrical engineering company, and in 1988 he was part of the team that created ABB, a global technology company, including ABB Financial Services. In 1991, he joined Nordbanken, a Swedish bank, as deputy Chief Executive Officer. He became Chief Executive Officer of Securum, the bank that the Swedish government set up during the financial crisis of the early 1990s to unwind bad debt from Nordbanken. From 1997 to 2005, Dr. Thunell served as the Chief Executive Officer of Trygg Hansa, an insurance company that merged with Skandinaviska Enskilda Banken, or SEB, in 1998. In 2006, Dr. Thunell became the Chief Executive Officer of International Finance Corporation, or IFC, a member of the World Bank focused on the private sector in developing countries. After leaving IFC in 2012, he became a Senior Advisor to Blackstone until 2016. Dr. Thunell also served as chairman of the board of Africa Risk Capacity Insurance Company Limited, a mutual insurance company for African states, from 2013 to 2017. He has also served a member of the board of directors of both Kosmos Energy Ltd., a deep-water exploration and production company and British bank Standard Chartered PLC, for which he headed the risk committee. Dr. Thunell has a Ph.D. in political science from the University of Stockholm. | ![]() |
Pieter Taselaar | Co-Chief Executive Officer since November 2020, and member of the board of directors as of the date of this prospectus. Mr. Taselaar is the Founding Partner and Portfolio Manager of Lucerne, which he founded in 2000 under the name Reach Capital Management, LLC. | Prior to founding Lucerne, he was a Senior Managing Director at the New York office of ABN AMRO, and Head of European Equities from 1995 to 2000. From 1988 until 1994, Mr. Taselaar was a Corporate Finance Analyst at ABN AMRO in Amsterdam. Mr. Taselaar holds a law degree from Leiden University, the Netherlands, and an MBA from Columbia University. | ![]() |
Matheus Hovers | Co-Chief Executive Officer since January 2021; Mr. Hovers has served as a Partner and Portfolio Manager for Lucerne, since 2007. | Prior to joining Lucerne, Mr. Hovers was Head of Pan European Small and Mid-Cap Equity Research at ABN AMRO. He also held a position as Head of Benelux Equity Research, and prior to that was a Senior Equity Analyst while at ABN AMRO. Mr. Hovers’ career began as an equity analyst at Rabobank. He received a graduate degree in Economics and a masters degree in International Finance from the University of Amsterdam, the Netherlands. | ![]() |
Karan Trehan | President and member of the board of directors since November 2020; Since 2015, Mr. Trehan has served as the chairman of the board of directors of Esoterica Capital LLC, an asset management company that invests in the 5G-enabled digital economy public equities. | From 2010 to 2015, he was the Founder and Managing Partner of Emerging Managers Group, an offshore fund platform, which later sold to a U.S. mutual fund complex. In 2000, he founded Ankar Capital Management L.P., to invest private equity in Asian financial institutions, and served as its Managing Partner until 2010. From 1990 to 2000, Mr. Trehan served as president and Chief Executive Officer of Alliance Bernstein International. From 1980 to 1989, he was a vice president at Goldman Sachs. From 1977 to 1980, he was a vice president at American Express Company. From 1974 to 1975, Mr. Trehan served as a research associate at The World Bank. Mr. Trehan studied economics at Delhi University, India, and received an M.B.A. from IMD, Switzerland. He has served on the boards of several US-based and international investment funds and has been a trustee of the United World Colleges. | ![]() |
Elaine Weidman Grunewald | Ms. Grunewald has served on our board of directors as of the date of this prospectus. Ms. Grunewald has more than two decades of international executive experience with a focus on technology, sustainable development, public affairs and corporate development. Ms. Grunewald is the Co-Founder of AI Sustainability Center of Stockholm and has been an advisor of corporate development to Steller, a technology start-up owned by ETA Holdings Inc., since 2018. She has also served on the board of directors of Sweco, a civil engineering company based in Stockholm, since 2017. | Ms. Grunewald was senior advisor of corporate development at Zunum Aero, a technology start-up, from 2018 to 2020 and held multiple roles during her years at Ericsson starting in 1998 to 2018. Her last position at Ericsson was Senior Vice President and Chief Sustainability and Public Affairs Officer, a position she held from 2016 to 2018. Ms. Grunewald holds a double Masters degree in International Relations and Resource & Environmental Management from Boston University’s Center for Energy and Environmental Studies and she is the co-author of “Sustainability Leadership, A Swedish Approach to Transforming your Company, Your Industry and the World” a book about corporate sustainability leadership in Sweden. | ![]() |
Wilco Jiskoot | Mr. Jiskoot has served on our board of directors as of the date of this prospectus. Mr. Jiskoot was at ABN AMRO from 1976 to 2008, where he was an executive board member from 1996 to 2008 and responsible for the Corporate and Investment Bank. He was a former advisor to CVC and started his own advisory business and has been involved in many transactions around the world. Since 2008 he has been involved as a non-executive board member for a number of privately owned companies. He is presently the Chairman of numerous supervisory boards, including, Hema BV, a retail company, Constellation Netherlands Holdings BV, a software provider, and Five Degrees, a software company. He also serves as a board member of Jumbo Supermarkten. | Mr. Jiskoot holds an MBA of Erasmus University in Rotterdam. | ![]() |
Marc Rothfeldt | Mr. Rothfeldt has served as our Senior Advisor since November 2020. He has been a private investor since the sale of Emerging Managers Group LP, or EMG, where he was a partner from 2011 to 2015. EMG was engaged in offshore fund asset management and distribution. | From 2000 until 2010, Mr. Rothfeldt was the Chairman of Selector Advisors Ltd. and the Chief Executive Officer of Selector Capital Management, both of which were involved in offshore fund management and distribution services. From 1998 to 2000, Mr. Rothfeldt served as Head of Equities for the Americas at ABN AMRO. During his tenure there, he established the bank’s stock exchange presence in Brazil and Mexico and was a board member of the bank’s Argentine broker dealer. In 1997, Mr. Rothfeldt was appointed Global Co-Head of equity sales for ABN AMRO. From 1992 to 1996, he served as President and Director of Alfred Berg Inc., or Alfred Berg. Prior to that he was the President of Carnegie Inc., or Carnegie. Carnegie and Alfred Berg were both engaged in the research and trading of European equities, on behalf of US institutional clients. Prior to Carnegie’s entrance into the United States, Mr. Rothfeldt led Carnegie’s research operations in Sweden and took part in the establishment of the Swedish derivatives exchange OMX, now part of Nasdaq OMX. Mr. Rothfeldt is a graduate of the Stockholm School of Economics and the author of several books on financial derivatives, published throughout Europe and used in higher education. | ![]() |
Patrick Moroney | Mr. Moroney has served as our Chief Financial Officer since November 2020. He has served as Chief Operating Officer and Chief Compliance Officer of Lucerne since 2014. | From 2011 to 2013, he was Chief Financial Officer and Chief Compliance Officer at Sankofa Capital, L.P. a long-short equity hedge fund. From 2004 to 2011, he was Chief Financial Officer and Chief Compliance Officer at Cura Capital, an investment advisory firm. Prior to that, Mr. Moroney was a director at the international investment bank UBS from 1996 to 2004. He received his BBA and MBA from Iona College. | ![]() |
In addition to our management team, other members of our sponsor will be available to assist us with a broad range of work streams related to the assessment of potential business combination targets and the implementation of value enhancing initiatives following our initial business combination. Although such individuals will not be members of our management team, they are members of our sponsor, and we anticipate that they will be available to provide functional expertise as needed. However, such individuals have no obligation to provide advice or services to us. Furthermore, such individuals will not perform board or committee functions, nor will they have any voting or decision making capacity on our behalf. They will also not be subject to the fiduciary requirements to which our board members are subject. One of the members of our sponsor, who is our advisor, is as follows: Jonathan Copplestone, our advisor, serves as chief investment officer of our sponsor. Mr. Copplestone has served as a Senior Research Analyst and Portfolio Manager for Lucerne since 2014. Prior to joining Lucerne, Mr. Copplestone was Founding Partner of Mermaid Asset Management, Senior Managing Director of ABN AMRO and President of Alfred Berg and Enskilda Securities Inc. Mr. Copplestone received his BA in Economics from the University of Kent, Canterbury. | 18, No Clause | ADSE | ADSEW | ADSE | ADSEW | 2025-02-12 12:00 AM | 14.89 | 94,721 | -0.73 | 2025-02-12 12:00 AM | 3.3300 | 35,349 | -10.00 | 3.39 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||
9,083 | De-Spac | ![]() |
AdTheorent Holding Company, LLC | TECHNOLOGY, SOFTWARE | Technology | Tech, Software | ADTH | ADTHW | 1/3 Warrant | 1 wt:1 sh | Not Applicable | 2026-12-23 | 11.50 | (NASDAQ: MACQ, MACQW) | (formerly MCAP Acquisition Corp) | 0.3300 | 1 | 0 | 33 | US | 1838672 | NSDQ | 3122588300 | 311 SOUTH WACKER DRIVE SUITE 6400 CHICAGO IL 60606 | -87.6359114 | 41.8774456 | MCAP Acquisition Corporation is a newly organized blank check company formed for the purpose of effecting a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses, which we refer to as our initial business combination throughout this prospectus. We have not selected any specific business combination target and we have not, nor has anyone on our behalf, initiated any substantive discussions, directly or indirectly, with any business combination target. While we may pursue an initial business combination target in any business, industry or sector, we intend to capitalize on our management team’s differentiated ability to source, acquire and manage software, technology-enabled and business services companies. | Merger Completed on Thursday, 12/23/2021 | Cowen | 2021-02-25 | 10 | 316,300,000 | COMPLETE | 2021-12-21 | Q4 2021 | ![]() |
2021-07-27 | Each unit has an offering price of $10.00 and consists of one share of our Class A common stock and one-third of one redeemable warrant. Only whole warrants are exercisable. Each whole warrant entitles the holder thereof to purchase one share of our Class A common stock at a price of $11.50 per share, subject to adjustment as described herein. No fractional warrants will be issued upon separation of the units and only whole warrants will trade. | 24 | 1391 | 1339 | 736 | 1239 | 301 | 152 | Coming Soon | 2021-12-23 | TRUE | TRUE | Ineligible | 1.78 | 0.1187 | Theodore L. Koenig,Zia Uddin,Mark A. Solovy,Scott A. Marienau,Peter Gruszka,Thomas J. Allison,Roger Schoenfeld,NULL | 20 | Theodore L. Koenig | Chairman and Chief Executive Officer since our inception. Mr. Koenig has been the Chairman of the Board and Chief Executive Officer of Monroe Capital Corporation (Nasdaq: MRCC), a business development company, since its formation in February 2011, as chairman of the investment committee of MRCC’s external investment advisor, Monroe Capital BDC Advisors, LLC since MRCC’s initial public offering in October 2012. Additionally, Mr. Koenig is the Chief Executive Officer and a manager of MC Advisors, and the Chairman, Director and Chief Executive Officer of Monroe Capital Income Plus Corporation. Since founding Monroe Capital in 2004, Mr. Koenig has served continuously as its President and Chief Executive Officer. Prior to founding Monroe Capital, Mr. Koenig served as the President and Chief Executive Officer of Hilco Capital LP from 1999 to 2004, where he invested in distressed debt, junior secured debt and unsecured subordinated debt transactions. | From 1986 to 1999, Mr. Koenig was a partner with the Chicago-based corporate law firm, Holleb & Coff. Mr. Koenig is a past President of the Indiana University Kelley School of Business Alumni Club of Chicago. He currently serves as director of the Commercial Finance Association and is a member of the Turnaround Management Association and the Association for Corporate Growth. Mr. Koenig also serves on the Dean’s Advisory Council, Kelley School of Business; Board of Overseers, Chicago-Kent School of Law; and as Vice Chairman of the Board of Trustees of Allendale School, a non-profit residential and educational facility for emotionally troubled children in the greater Chicago area. He also holds a certification as a Certified Public Accountant. Mr. Koenig received a Bachelor of Science in accounting, with high honors, from Indiana University and earned a Juris Doctor, with honors, from Chicago Kent College of Law. Mr. Koenig’s depth of experience investing in a variety of transactions as well as his legal background provides our board of directors with valuable experience, insight and perspective. | ![]() |
Zia Uddin | Co-President since our inception. Zia Uddin serves as our Co-President. Mr. Uddin is currently a Partner at Monroe Capital. At Monroe Capital he is currently the portfolio manager of approximately half of Monroe Capital’s current assets under management through various institutional investing vehicles. He joined Monroe Capital in 2007 and is a member of Monroe Capital’s investment committee. Mr. Uddin also focuses on Monroe Capital’s equity investments, as well as Monroe Capital’s transactions with software, technology-enabled and business services companies. He works extensively with sponsors and non-sponsor businesses and sits on various boards of directors for Monroe Capital’s investments. Mr. Uddin has experience sitting on the Board of Directors for a variety of companies in different industries. Mr. Uddin has over 25 years of management consulting, corporate finance, turnaround and investing experience. | Prior to joining Monroe Capital, Mr. Uddin was a Partner and Principal with two middle market private equity funds. Prior to that role, he worked at Arthur Andersen LLP, where he provided management consulting services to a wide range of clients. Mr. Uddin has also had numerous operating roles at middle market companies including Chief Operating Officer, Chief Financial Officer and Chief Restructuring Officer. Mr. Uddin earned his M.B.A. from The University of Chicago Graduate School of Business and a B.S. from University of Illinois. He is a CFA charter holder and is a non-practicing CPA. | ![]() |
Mark A. Solovy | Co-President since our inception. Mr. Solovy is currently a Managing Director and Co-Head of the Technology Finance Group of Monroe Capital. He joined Monroe Capital in 2013 and has over 20 years of investing, investment banking, and legal experience. At Monroe Capital, Mr. Solovy is responsible for sourcing and investing in new business opportunities within the software, technology-enabled and business services industries. Mr. Solovy has served as the primary investment professional responsible for Monroe Capital’s co-sponsorship of Thunder Bridge Acquisition, Ltd. and Thunder Bridge Acquisition II, Ltd., where he was involved with sourcing, structuring and financing potential business combinations. | Prior to Monroe, Mr. Solovy was a Managing Director in the Palo Alto and Chicago offices of Hercules Capital, where he was focused on venture debt investing in technology companies. Mr. Solovy earned his J.D. from the University of Pennsylvania Law School and his B.S. in Business Administration (summa cum laude) from Washington University’s Olin Business School in St. Louis. Mr. Solovy volunteers as a Chapter Leader for the Wharton Private Equity & Venture Capital Alumni Association and as a mentor with HFS Chicago Scholars. | ![]() |
Scott A. Marienau | Chief Financial Officer since our inception. Mr. Marienau is currently the Chief Financial Officer of Monroe Capital’s management company. He is responsible for day-to-day financial and treasury management of the firm’s management company and general partnership entities. Mr. Marienau has over 29 years of experience in accounting, compliance, operations, portfolio management, and structured finance. | Prior to joining Monroe Capital in 2020, Mr. Marienau was Chief Financial Officer and Chief Compliance Officer at Crestline Denali Capital, L.P., where he was responsible for financial reporting, fund and RIA compliance, loan administration, and corporate operations. Prior to Crestline Denali, he was a Finance Manager with Antares Capital. Mr. Marienau earned his M.B.A. from DePaul University’s Kellstadt Graduate School of Business and his B.B.A. in Accountancy from the University of Iowa. | ![]() |
Peter Gruszka | Mr. Gruszka serves as General Counsel and Managing Director of Monroe Capital, where he is responsible for all firm-related legal matters. Mr. Gruszka has over 20 years of experience in private funds, leveraged loans, distressed investments and structured products. | Prior to joining Monroe in October 2016, Mr. Gruszka was a Director – Structured Products at Chicago Fundamental Investment Partners, LLC, where he was responsible for structuring CLO transactions, analysis on distressed and special situations investments and general private investment fund legal matters. Prior to Chicago Fundamental and Monroe Capital, he was an Attorney in the finance practice at Mayer Brown LLP, where he represented issuers, underwriters, banks, sponsors and private investment funds in a wide variety of finance transactions. Mr. Gruszka earned his J.D. from Washington University in St. Louis and his B.A. from Duke University. | ![]() |
Thomas J. Allison | Mr. Allison is currently Principal of Thomas J. Allison & Associates, a senior management services firm, Senior Advisor of Portage Point Partners, an interim management and business advisory firm, a director of PTC Alliance Group Holdings, a global manufacturer of steel tubing, and the Chief Restructuring Officer at Inspirion Delivery Sciences, LLC, a specialty pharmaceutical company. From February 2019 to November 2019, Mr. Allison was a director at Novum Pharma, a global specialty pharmaceutical company. From July 2018 to March 2019, Mr. Allison was a director at The NORDAM Group, Inc., an aerospace company. From August 2016 to March 2019, Mr. Allison was a director at Katy Industries, a manufacturer of commercial cleaning solutions and consumer storage products. From September 2018 to January 2019, Mr. Allison was a director of PGHC Holdings, Inc., a restaurant holding company. From May to September 2019, Mr. Allison was a director of Rockpile Energy Services. From April 2015 to August 2016, Mr. Allison was a director of Silver Airways. From 2006 until his retirement in 2012, Mr. Allison served as Executive Vice President and Senior Managing Director of Mesirow Financial Consulting, LLC, a full-service financial and operational advisory consulting firm headquartered in Chicago. At Mesirow, Mr. Allison managed complex turnaround situations and advised on major reorganizations and insolvencies. He also served as CEO, CFO or CRO for several clients. | From 2002 to 2006, Mr. Allison served as National Practice Leader of the restructuring practice of Huron Consulting Group. From 1988 to 2002, he served in a variety of roles at Arthur Andersen, LLC, including Partner-in-Charge, Central Region Restructuring Practice. Earlier in his career, Mr. Allison served in various capacities at Coopers & Lybrand, an accounting firm, First National Bank of Chicago and the Chicago Police Department. Mr. Allison has previously served as Chairman of the Association for Certified Turnaround Professionals, Chairman and Director of the Turnaround Management Association, is a Fellow in the American College of Bankruptcy and has taught as a guest lecturer at Northwestern University and DePaul University. Mr. Allison received his Bachelor of Science in commerce and his Master of Business Administration from DePaul University. We believe that Mr. Allison is well-qualified to serve as a director due to his significant financial leadership and extensive corporate finance experience, and his experience as a public company director. | ![]() |
Roger Schoenfeld | Since 2005, Mr. Schoenfeld has served as a Managing Director at Cross Keys Capital, an investment banking firm, where he provides investment banking services to lower middle market companies, entrepreneurs and investors. Mr. Schoenfeld focuses primarily on representing owners of privately-held businesses in the sale and/or equity recapitalization of their businesses. | From 1990 to 2005, Mr. Schoenfeld was a partner in various groups that acquired, operated and sold lower middle-market manufacturing businesses. From 1982 to 1988, he practiced law at Goldberg Kohn, a boutique Chicago law firm specializing in real estate, corporate and finance transactions. He actively serves on the Board of the Midwest Chapter of the Alliance of Merger and Acquisition Advisors (AMAA). Additionally, Mr. Schoenfeld has served on the Boards and Executive Committees of a number of Chicago area organizations, including Maot Chitim, Jewish National Fund, The Ark and The Board of Jewish Education of Metropolitan Chicago. He served as the President of the Chicago Chapter of the Precision Metal Forming Association and currently is a student mentor in College Bound Opportunities. He also passed the Certified Public Accounting exam. Mr. Schoenfeld obtained his J.D. from Georgetown University and graduated summa cum laude with a B.S. in Accounting from Indiana University. Mr. Schoenfeld’s depth of experience in the investment banking and corporate finance industries as well as his legal background provides our Board with valuable experience, insight and perspective. | ![]() |
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18, 10, Has Clause | ADTH | ADTHW | ADTH | ADTHW | 2024-06-20 12:00 AM | 3.20 | 737,134 | 0.00 | 2024-06-20 12:00 AM | 0.4692 | 23,750 | 0.00 | -8.3 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
5,441 | De-Spac | ![]() |
Advantage Solutions | CONSUMER | Business Solutions | Consumer Solutions | ADV | ADVWW | 1/4 Warrant | 1 wt:1 sh | Not Applicable | 2025-10-28 | 11.50 | (NASDAQ: CPAA,CPAAW) | (formerly Conyers Park II Acquisition Corp.) | 0.2500 | 1 | 0 | 25 | US | 1776661 | NSDQ | 212-429-2211 | 18100 VON KARMAN AVENUE, SUITE 1000 IRVINE CA 92612 | -117.8451529 | 33.6866589 | Advantage Solutions is a leading business solutions provider committed to driving growth for consumer goods manufacturers and retailers through winning insights and execution. Advantage’s data and technology-enabled omnichannel solutions — including sales, retail merchandising, business intelligence, digital commerce and a full suite of marketing services — help brands and retailers across a broad range of channels drive consumer demand, increase sales and achieve operating efficiencies. Headquartered in Irvine, California, Advantage has offices throughout North America and strategic investments in select markets throughout Africa, Asia, Australia and Europe through which it services the global needs of multinational, regional and local manufacturers. | Merger Completed on Wednesday, 10/28/2020 | Deutsche Bank Securities Goldman Sachs & Co. LLC | 2019-07-22 | 10 | 400,000,000 | COMPLETE | ![]() |
Each unit has an offering price of $10.00 and consists of one share of our Class A common stock and one-fourth of one warrant. Each whole warrant entitles the holder thereof to purchase one share of our Class A common stock at a price of $11.50 per share, subject to adjustment as described in this prospectus, and only whole warrants are exercisable. The warrants will become exercisable on the later of 30 days after the completion of our initial business combination or twelve months from the closing of this offering, and will expire five years after the completion of our initial business combination or earlier upon redemption or liquidation, as described in this prospectus. No fractional warrants will be issued upon separation of the units and only whole warrants will trade. | 1975 | 1923 | 315 | #VALUE! | 464 | 0 | Undervalued | @AdvtgeSolutions | FALSE | 2020-10-28 | TRUE | TRUE | Ineligible | 3.41 | 0.1986 | TANYA DOMIER Chief Executive Officer,BRIAN G. STEVENS Chief Financial Officer & Chief Operating Officer,JILL GRIFFIN President, Chief Commercial Officer,MELISSA OESTERREICH Chief People Officer,BRYCE ROBINSON General Counsel & Secretary,DEAN KAYE Chief Financial Officer, North America,ANDREA YOUNG President, Advantage Customer Experience,BRIAN KRISTOFEK President, Culture & Commerce | https://advantagesolutions.net/leadership/ | 65 | TANYA DOMIER Chief Executive Officer | https://www.linkedin.com/in/tanya-domier-868494184/ | Advantage Solutions CEO Tanya Domier joined Advantage in 1990, quickly rising through the company’s ranks, holding a variety of executive-level positions in sales, marketing and operations. She has served on the company’s board of directors since 2006. In 2000, Domier led the formation of Advantage’s award-winning marketing division, Advantage Marketing Partners. As president and chief operating officer, a position Domier held from 2010 until assuming her CEO role in January 2013, she developed a new strategic plan for the company with a focus on five pillars: People, Culture, Creating Raving Fans of Clients and Customers, Operational Efficiency and Growth. This strategy fosters a performance-driven culture that emphasizes the importance of proactively adding value and delivering results for each of Advantage’s clients and customers. Her efforts led to the transformation of Advantage from a sales and marketing company to a leader in outsourced business services and solutions. | As CEO, Domier has continued to strategically shape the future of Advantage. In 2014, the company began developing a suite of digital technology solutions to help support brands and retailers in addressing the challenges they face in today’s omnichannel world. Advantage also began growing its international presence to offer integrated outsourcing solutions to multinational clients, providing them with a single strategic partner and best practices across 40 countries. After the 2017 acquisition of Daymon Worldwide, Advantage became the only global solutions company with a comprehensive suite of both brand-centric and retailer-centric services. In October 2020, Advantage became a public company trading on the Nasdaq exchange under the symbol “ADV.” In addition to her duties as Advantage CEO, Domier is a member of the board of directors of Nordstrom Inc. and Yum! Brands Inc. | ![]() |
BRIAN G. STEVENS Chief Financial Officer & Chief Operating Officer | Chief Financial Officer & Chief Operating Officer Brian Stevens shares executive leadership responsibility for the Advantage Sales organization and has sole leadership responsibility for the Waypoint foodservice and SAS Retail Services divisions. In addition, he has global oversight of Advantage’s finance and accounting department, including financial reporting, budgeting, treasury, payroll, tax, mergers and acquisitions and customer service. | Stevens previously served as vice president of finance at Multi-Fineline Electronix Inc., where he provided global oversight for the finance, accounting and IT departments and helped lead a successful initial public offering in 2004. Stevens spent seven years with PricewaterhouseCoopers LLP in a variety of roles. | ![]() |
JILL GRIFFIN President, Chief Commercial Officer | President and Chief Commercial Officer Jill Griffin shares executive leadership responsibility for the Advantage sales organization and has sole leadership responsibility for the Advantage marketing division. She led Advantage Marketing Partners from a primarily shopper marketing practice to a top-ranked omnichannel marketing solutions provider that embraces consumer, brand, experiential, digital, social, mobile, multicultural and foodservice marketing practices. In 2019, it ranked seventh on Ad Age’s list of the largest U.S. marketing agencies from all disciplines and 15th on its list of the world’s largest agency companies. | Her career has included leadership roles in marketing, sales, client service and operations at high-growth, outsourced services companies. Prior to joining Advantage, Griffin served as president of Navarre Corporation’s interactive publishing division, providing outsourced brand marketing and retail distribution for leading entertainment properties. She began her career with TMP Worldwide in business development and client service. She was inducted into the Top Women in Grocery Hall of Fame in 2018. | ![]() |
MELISSA OESTERREICH Chief People Officer | Chief People Officer Melissa Oesterreich leads the human resources organization and is responsible for engaging Advantage Solutions’ vast and diverse workforce. She develops and guides the company’s talent management philosophy and champions the organization’s strategy for acquiring, developing, rewarding and retaining the best talent. Oesterreich also leads Advantage’s leadership development, training, workforce planning, employee relations, compensation, benefits and corporate responsibility initiatives. | Oesterreich has held a wide range of roles at Advantage, including executive vice president, client services and operations for the Advantage sales organization, where she was responsible for retaining and developing the company’s strategic, national client relationships. | ![]() |
BRYCE ROBINSON General Counsel & Secretary | General Counsel & Secretary Bryce Robinson is responsible for oversight of Advantage Solutions’ legal department, providing counsel regarding a wide variety of business matters, including mergers and acquisitions, financing, international joint ventures, private equity transactions, compliance, corporate governance and commercial contracts. | Robinson’s career includes in-house and external counsel roles. Prior to joining Advantage, he was senior vice president, general counsel and secretary at InSight Health, a healthcare services company. | ![]() |
DEAN KAYE Chief Financial Officer, North America | Chief Financial Officer for North America Dean Kaye is responsible for all aspects of finance and accounting, including financial business support, financial reporting, budgeting and forecasting, accounting, audit, tax, payroll and treasury. | Since joining Advantage in 2005, Kaye has held leadership roles in finance and business operations, including vice president of client services and business operations within the marketing segment. He is certified by the California Board of Accountancy with a CPA and earned his Chartered Management Accountant designation in the United Kingdom prior to relocating to the United States. | ![]() |
ANDREA YOUNG President, Advantage Customer Experience | https://www.linkedin.com/in/andreayoung2170/ | As president, Advantage Customer Experience, Andrea Young directs the vision and strategy for the division’s global portfolio of retail and customer experience businesses, which deliver best-in-class in-store product demonstrations, online sampling and other unique and innovative one-to-one customer experience models. | An agency services veteran, prior to joining Advantage Young served in senior sales, operations and business integration leadership roles at multiple agencies within the Omnicom Group of companies. | ![]() |
BRIAN KRISTOFEK President, Culture & Commerce | https://www.linkedin.com/in/brian-kristofek-5719093 | President, Culture & Commerce Brian Kristofek leads Advantage Marketing Partners’ culture and commerce marketing organization, including Bump Club & Beyond, EDGE Marketing, Eventus, IN Connected Marketing, SixSpeed, Sunflower Group and Upshot agencies. He joined Advantage in 2016 with the acquisition of Upshot, which he led for more than 20 years. | Earlier in his career, Kristofek worked for Anheuser-Busch Inc. in brand management and at D’Arcy Masius Benton & Bowles and Euro RSCG Tatham ad agencies. | ![]() |
18, 10, Has Clause | ADV | ADVWW | ADV | ADVWW | 2025-02-12 12:00 AM | 2.70 | 205,117 | -2.17 | 2025-02-12 12:00 AM | 0.0145 | 32,216 | -2.03 | -8.8 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
8,762 | Looking For Acquisition | ![]() |
AltEnergy Acquisition Corp | ENERGY | SPAC | renewable energy or related clean technology | AEAEU | AEAE | AEAEW | 1/2 Warrant | 1 wt:1 sh | Not Applicable | 2023-04-28 | 11.50 | 0.5000 | 1 | 0 | 50 | US | 1852016 | NSDQ | (203) 299-1400 | 600 Lexington Avenue 9th Floor New York, NY 10022 | -73.9714246 | 40.7580277 | AltEnergy Acquisition Corp. is a newly organized blank check company formed for the purpose of effecting a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses, which we refer to as our initial business combination. We have not selected any specific business combination target and we have not, nor has anyone on our behalf, initiated any substantive discussions, directly or indirectly, with any business combination target. | B. Riley Securities, Inc. | 2021-10-28 | 10 | 200,000,000 | FALSE | ![]() |
Each unit has an offering price of $10.00 and consists of one share of our Class A common stock and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of our Class A common stock at a price of $11.50 per share, subject to adjustment as described herein. Only whole warrants are exercisable. The warrants will become exercisable 30 days after the completion of our initial business combination, and will expire five years after the completion of our initial business combination or earlier upon redemption or liquidation, as described in this prospectus. No fractional warrants will be issued upon separation of the units and only whole warrants will trade. | 18 | 1146 | 1094 | #NUM! | #VALUE! | #VALUE! | 0 | Coming Soon | TRUE | #VALUE! | Ineligible | 0.609549 | 0.0306 | Russell Stidolph,Jonathan Darnell ,Arul Gupta,William Campbell ,Michael Salvator,Daniel Shribman,Audrey Zibelman,NULL | 20 | Russell Stidolph | Chief Executive Officer and Chairman since our inception. Mr. Stidolph served as a director of Eos Energy Storage LLC (“EES LLC”) and its chairman of the board from 2014 and 2018, respectively, until the closing of its business combination with BMRG. Mr. Stidolph continued as a director and chairman of the board of the surviving entity, Eos Energy Enterprises, Inc. (“EOSE”). Mr. Stidolph is the founder of AltEnergy, LLC a private equity firm focused on alternative energy investing, where he has served as Managing Director since 2006. Prior to forming AltEnergy, Mr. Stidolph was a Principal at J.H. Whitney & Co., LLC, a middle-market private equity firm based in New Canaan, Connecticut. While at J.H. Whitney Mr. Stidolph was responsible for starting and developing the firm’s alternative energy investing practice where he was responsible for Hawkeye Renewables, LLC and Iowa Winds, LLC. Mr. Stidolph was both the Chief Financial Officer and Vice Chairman of Hawkeye Renewables, LLC before it was sold in 2006 to Thomas H. Lee Partners, LP. | Prior to joining J.H. Whitney, Mr. Stidolph was a member of the corporate finance group at PaineWebber, Inc., that was responsible for high yield and leverage finance origination. Mr. Stidolph also acted as Senior Vice President and the Chief Financial Officer of Tres Amigas, LLC and he still sits on the Company’s board of directors, and was Chairman of the board of directors of Viridity Energy, Inc before it was sold to Ormat Technologies in 2017. Mr. Stidolph received a Bachelor of Arts degree from Dartmouth College. | ![]() |
Jonathan Darnell | Chief Financial Officer since our inception. Mr. Darnell is a Managing Director of AltEnergy, LLC since 2016 and has over 30 years of experience with the U.S. alternative energy sector spanning the public policy and commercial arenas. Prior to joining AltEnergy, Mr. Darnell founded and ran Patolan Partners, an alternative energy-oriented placement agent that has sourced capital commitments exceeding $450MM, including utility scale solar and wind developments and institutional equity for Eos Energy Storage. Mr. Darnell serves as Trustee and Member of the Investment and Audit Committees of Green Century Capital Management, the nation’s first pure environmentally screened and fossil-free family of mutual funds. He is also a Managing Director at Pickwick Capital Partners, LLC since 2016 where he holds his Series 7/Series 63 securities licenses. | Previously, Mr. Darnell was Vice President at Morgan Stanley & Co., where he advised clients with total capital exceeding $5 billion. Prior to Morgan Stanley, Mr. Darnell served in senior management with The Public Interest Network and as chief executive of Telefund, Inc., serving the nation’s major environmental organizations while achieving 45% CAGR in profit for 10 years. Mr. Darnell’s current and past board experience includes Green Century Funds, Paradigm Partners, board member, The Public Interest Network, advisory board member, and Citizens for Safe Energy, founding chair. Mr. Darnell graduated magna cum laude with an AB in philosophy from Princeton University and earned his MBA in finance from the Wharton School of the University of Pennsylvania. | ![]() |
Arul Gupta | Chief Operating Officer since our inception. Mr. Gupta is a Managing Director of AltEnergy, LLC since 2015 and has significant project development, capital raising and international investment experience. Mr. Gupta is actively involved in all aspects of the investment process from sourcing, structuring, executing, monitoring and developing and exiting transactions. Mr. Gupta plays an active role in supporting portfolio company management. He also has significant board experience with AltEnergy portfolio companies: Eos Energy Storage, board observer, Viridity Energy, board member, and Tres Amigas, board member. | Previously, Mr. Gupta was a banker with Imperial Capital where he advised middle-market clients on restructuring, special situations, liability management, capital raising and mergers and acquisitions across a wide range of industries. Select transactions include raising $250 million in founding equity from a leading middle market private equity firm for a large aftermarket aircraft parts supplier; and advising clients on over $1.5 billion of restructurings in the technology, materials and consumer sectors. Mr. Gupta graduated from Cornell University with a B.S. in Operations Research and Industrial Engineering. | ![]() |
William Campbell | agreed to serve on our board of directors. Mr. Campbell provides a global law-firm legal perspective on energy and thirty years of experience with the development and operation of large-scale, global energy and infrastructure projects. Mr. Campbell is General Counsel and Managing Director of I Squared Capital Advisors (US) LLC since 2014 and head of ESG and Sustainability. Mr. Campbell also previously held the position of Chief Compliance Officer at the I Squared Capital Advisors (US) LLC. | Previously, Mr. Campbell served as co-chair of the Global Energy and Infrastructure and Energy Practice Group at the international law firm of Gibson Dunn & and Crutcher LLP from. | ![]() |
Michael Salvator | agreed to serve on our board of directors. Mr. Salvator is the Chief Operating Officer of Stone Canyon Industries Holdings, Inc., a global industrial holding company, from 2017 to the present. . | Previously, from 1997 to 2017, Mr. Salvator was Senior Managing Director and Chief Financial Officer of J.H. Whitney & Co, where he was responsible for the oversight of the firm’s accounting, compliance, finance and investor relation functions. Additionally, Mr. Salvator was a member of the firm’s Investment Committee and served on the board of directors of several industrial, manufacturing, consumer products and energy companies, including Viridity Energy. Mr. Salvator currently sits on the board of directors of Cabi, Stevens Manufacturing and Auto Splice. Mr. Salvator began his career as an accountant with the accounting firms of Arthur Andersen and Grant Thornton. | ![]() |
Daniel Shribman | agreed to serve on our board of directors. Mr. Shribman served as the Chief Executive Officer, Chief Financial Officer and a director of BRPM II from its inception until the closing of the business combination with EES LLC, and continued to serve as a director of EOSE following the closing of the business combination in November 2020. Mr. Shribman served as chief investment officer of B. Riley Financial (NASDAQ: RILY) and as president of B. Riley Principal Investments since September 2019 and September 2018, respectively. Mr. Shribman helps oversee the asset base of B. Riley Financial alongside chief executive officer Bryant Riley. This asset base consists of several cash flow generating operating businesses in addition to cash and investments which includes bilateral loans and small cap equity positions in both public and private markets. In virtually all investments, B. Riley Financial is involved at the board level and active in business and capital allocation decisions. Mr. Shribman has served as a member of the board of directors of TheMaven, Inc. (OTCMKTS:MVEN) since June 2021. | Mr. Shribman has served as a member of the board of directors of Alta Equipment Group Inc. (NYSE: ALTG) since February 2020, when it completed its business combination with BRPM, where Mr. Shribman was chief financial officer. Mr. Shribman has also served as a member of the board of directors of Eos Energy (NASDAQ: EOSE) since November 2020, when it completed its business combination with BRPM II, where Mr. Shribman was chief executive officer. Mr. Shribman has served as the Chief Executive Officer and Chief Financial Officer of B. Riley Principal 150 Merger Corp. and B. Riley Principal 250 Merger Corp., two special purpose acquisition companies sponsored by an affiliate of B. Riley Financial since April 2021 and May 2021, respectively. BRPM 150’s securities commenced trading on February 19, 2021. BRPM 150 raised proceeds of $172.5 million from its initial public offering, has no sector focus for its initial business combination and must complete an acquisition by February 18, 2023. On October 25, 2021, BRPM 150 announced a deal to merge with FaZe Clan in a deal valuing the combined company at approximately $1 billion. BRPM 250’s securities commenced trading on May 7, 2021. BRPM 250 raised proceeds of $172.5 million from its initial public offering, has no sector focus for its initial business combination and must complete an acquisition by May 7, 2023. Mr. Shribman brings experience in both public and private equity to us. Prior to joining B. Riley Financial, Mr. Shribman was a Portfolio Manager at Anchorage Capital Group, L.L.C., a special situation asset manager, from 2010 to 2018. During Mr. Shribman’s tenure at Anchorage Capital Group, L.L.C., he led investments in dozens of public and private opportunities across the general industrial, transportation, automotive, aerospace, gaming, hospitality and real estate industries. These investments ranged from public equities and bonds to deeply distressed securities, par bank debt, minority owned private equity and majority owned private equity. Mr. Shribman worked in close collaboration with management teams and boards to maximize I Squared shareholder value in the form of both operational turnarounds, capital market financing and capital deployment initiatives. Prior to Anchorage Capital Group, L.L.C., Mr. Shribman worked at Tinicum Capital Partners, a private equity firm, and in the restructuring advisory group at Lazard (NYSE: LAZ). | ![]() |
Audrey Zibelman | has agreed to serve on our board of directors. Ms. Zibelman is a director of EOSE since November 2020. Ms. Zibelman also serves on the CSIRO Energy Advisory Committee, the Melbourne Energy Institute’s Advisory Board, and as a Director of the Melbourne Recital Centre and the Advanced Energy Economy Institute. Ms. Zibelman has extensive experience in the public, private and not-for profit energy and electricity sectors in the United States. Ms. Zibelman recently stepped down from the role of Managing Director and Chief Executive Officer of the Australian Energy Market Operator, the national grid and market operator of Australia, to assume a leadership position in energy at X, the Alphabet Moonshot factory. Prior to joining AEMO in March 2017, her roles included Chair of the New York State Public Service Commission (“NYPSC”), from August 2013 to March 2018, Executive Vice President and Chief Operating Officer of system operator PJM from January 2008 to February 2013, executive roles with Xcel Energy, from 1992 to 2004, one of the United States largest integrated gas and electricity utilities and served on a number of energy industry advisory groups and Boards. During her tenure at the NYPSC, Ms. Zibelman led the design and implementation of extensive regulatory and retail market changes to modernize and transform the state’s electricity industry under New York Governor Andrew M. Cuomo’s ‘Reforming the Energy Vision’ plan. A recognized national and international expert in energy policy, markets and Smart Grid innovation, Ms. Zibelman is a Founder and past President and CEO of Viridity Energy, Inc., which she formed after more than 25 years of electric utility industry leadership experience in both the public and private sectors. | Previously, Ms. Zibelman was the Executive Vice President and Chief Executive Officer of GO15 member organization, PJM, a regional transmission organization responsible for operating the power grid and wholesale power market which serves fourteen states across the eastern United States. Ms. Zibelman also held legal and executive positions at Xcel Energy, served as General Counsel to the New Hampshire Public Utilities Commission, and was Special Assistant Attorney General in the Minnesota Attorney General’s Office. During her career, Ms. Zibelman has served on numerous industry-related and non-profit boards, including, but not limited to the Midwest and Mid-Atlantic Reliability Councils. Ms. Zibelman’s board experience also includes Advisor to Secretary of Energy for the U.S. Department of Energy and Advisory Council, New York State Energy Research and Development Authority, the New York State Planning Board and the New York State Emergency Planning Council. Ms. Zibelman received her B.A. from Penn State University, her Executive MBA from University of Minnesota — Carlson School of Management and her J.D. from Hamline University of Law. | ![]() |
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18, No Clause | AEAEU | AEAE | AEAEW | AEAEU | AEAE | AEAEW | 2025-02-12 12:00 AM | 10.7200 | 1 | 0.00 | 2025-02-12 12:00 AM | 11.08 | 1 | 0.00 | 2025-01-27 12:00 AM | 0.0064 | 2,000 | 0.00 | -0.42 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
8,803 | Intended IPO | ![]() |
AEI CapForce II Investment Corp | TECHNOLOGY, COMMUNICATION, GROWTH | SPAC | Greater China Region or Southeast Asia in the “new economy” that is composed of a trilogy of interactive features that include globalization, information technology and the communication revolution, or high growth industries, such as internet, financial technology | AEIBU | AEIB | AEIBW | 1 Warrant | 1 wt:1 sh | Not Applicable | 11.50 | 1.0000 | 1 | 0 | 100 | US | 1875655 | NSDQ | 603 2770 2752 | Duplex Penthouse, Unit A-33A-6, Level 33A, Tower A, UOA Bangsar Tower, No. 5, Bangsar Utama 1 Road, 59000 Kuala Lumpur, Malaysia | 101.6783 | 3.1328 | AEI CapForce II Investment Corp is a newly incorporated blank check company incorporated as a Cayman Islands exempted company for the purpose of effecting a merger, share exchange, asset acquisition, share purchase, reorganization or similar business combination with one or more businesses or entities, which we refer to throughout this prospectus as our initial business combination. We have not selected any potential business combination target and we have not, nor has anyone on our behalf, initiated any substantive discussions, directly or indirectly, with any potential business combination target with respect to an initial business combination with us. | China, Southeast Asia | This is a preliminary filing S1 or S1/A and has not had an official IPO but has prepared the paperwork to do so. | EF Hutton | 10 | 100,000,000 | FALSE | ![]() |
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment as described herein. Only whole warrants are exercisable. No fractional warrants will be issued upon separation of the units and only whole warrants will trade. The warrants will become exercisable commencing on the later of 12 months from the closing of this offering or 30 days after the consummation by the Company of our initial business combination and will expire five years after the completion of our initial business combination or earlier upon redemption or our liquidation, as described in this prospectus. | 12 | #VALUE! | #VALUE! | #VALUE! | #VALUE! | #VALUE! | 0 | Coming Soon | #VALUE! | #VALUE! | Ineligible | 0.55 | 0.225 | John Tan Honjian, Chief Executive Officer and Chairman of the Board,Gilbert Loke (Che Chan), Chief Financial Officer and Director,Andy Chow (Siu Hang), Independent Director Nominee, Chair of the Audit Committee, Member of the Compensation Committee and Member of the Corporate Governance and Nominating Committee,Dr. Li Zhong Yuan, Independent Director Nominee, Chair of the Compensation Committee, Member of the Audit Committee and Member of the Corporate Governance and Nominating Committee,Christopher Clower, Independent Director Nominee, Chair of the Corporate Governance and Nominating Committee, Member of the Audit Committee and Member of the Compensation Committee,NULL,NULL,NULL | 20 | John Tan Honjian, Chief Executive Officer and Chairman of the Board | Mr. Tan brings extensive experience as a corporate strategist and private equity investor who brings significant legal experience with local and cross-border corporate mergers and acquisitions, corporate joint ventures and strategic alliances, foreign investment, private equity and venture capital deals, private fund establishment and structuring for private equity fund and venture capital funds, project financing, structuring of investment deals for high net-worth family offices, strategic structuring of business deals, and property transactions for both corporate and individual clients. Since January 2015, Mr. Tan has served as Chairman and CEO of AEI Capital Group located in Hong Kong, Kuala Lumpur and Shenzhen, where he lead the Asia-Pacific-focused private equity investment group with AUM exceeding USD $500 million with the support of a seasoned team backed by diverse experience in more than 100 M&A transactions, exceeding 50 private equity deals and above 20 IPO exercises in major financial centers such as New York, Hong Kong, Singapore, Sydney and Kuala Lumpur. AEI Capital Group specializes in late-stage, pre-IPO investments, merger and acquisition/joint venture transactions, private equity/venture capital deals, private investment in public equity (PIPE), hedge fund portfolio, private fund structuring, and buy-out of high growth small and medium-sized enterprises and tech ventures, with preferred exit via IPO on global stock exchanges such as HKEX, ASX and NASDAQ. AEI Capital Group received the award of Best Private Equity Firm (East Asia) in Fund Awards 2021 granted by Wealth & Finance International (WFI). | Since January 2016, Mr. Tan has served as a Partner with Ng, Gan and Partners in Kuala Lumpur, Malaysia and has served as President of AEI Tech Venture Group where he provides board-level guidance to this tech venture builder with an in-house early-stage investment arm that co-builds digital business units of established mid-sized pre-IPO companies under AEI Capital’s investment portfolio. Since January 2017, Mr. Tan has served as President for Ashita Group in Malaysia where he chairs the Strategic Planning Committee on the Board of this corporate group exceeding billion-dollar annual turnover and provides board-level guidance and leadership for the capitalization, strategization and digitization while catalyzing the Ashita Group’s tremendous topline growth by 400% within 5 years to get very close to the milestone of second-billion turnover soon, steering valuation of the Group to jump by 1600% within 5 years in private markets. Mr. Tan joined the Board after AEI Capital became the largest institutional investor in Ashita Group. Since January 2020, Mr. Tan has served as co-President, Investment Banking Services Group at European Credit Investment Bank Ltd. where he leads its offshore investment banking services group to serve small-mid cap listed companies across Asia Pacific whose capital market needs are still mostly underserved by onshore investment banks and global institutional investors. Mr. Tan has served on the board of directors of various high growth companies across Asia Pacific and acted as the Board advisor to various public listed companies across Asia Pacific. Earlier in his career, Mr. Tan specialized in mergers and acquisitions, capital markets and private equity as a common law-qualified cross-border corporate lawyer at Rajah and Tann Singapore LLP, the largest law firm in ASEAN, headquartered in Singapore, with affiliate offices in Cambodia, China, Indonesia, Laos, Malaysia, Myanmar, Philippines, Thailand and Vietnam, and founded in 1976. Mr. Tan also served as the regional counsel for a Fortune 100 Company in charge of the ASEAN and South Asia regions. Mr. Tan has received the honor of Global Innovator Award 2018 in Finance and Investment Category by Global SME Alliance, United Nations due to his significant contribution on ASEAN-plus-China One-Belt-One-Road private equity investment thesis. Mr. Tan spoke as a Panel Speaker in Global SME Summit alongside with global leaders such as France ex-Prime Minister Mr. Jean-Pierre Raffarin and China ex-Vice Premier Mdm. Wu Gui Xian. Mr. Tan completed his Master of Business Administration (MBA) Essentials Programme at the London School of Economics and Political Science (LSE), with Executive Program completed at University of Oxford on Blockchain Strategy. | ![]() |
Gilbert Loke (Che Chan), Chief Financial Officer and Director | Mr. Loke brings extensive experience in the financial industry, with an emphasis on corporate and private banking. Mr. Loke has served as the Chairman and Chief Financial Officer of and Chief Financial Officer of Greenpro Capital Corp (NASDAQ:GRNQ) since July 2019 and as Chief Financial Officer and Executive Director of Greenpro Venture Capital Ltd. since its inception on July 19, 2013. Mr. Loke has extensive knowledge in accounting and has been an accountant for more than 30 years. He was trained and qualified with UHY (formerly known as Hacker Young), Chartered Accountants, one of the large accounting firms based in London, England between 1980 and 1988. His extensive experience in auditing, accounting, taxation, SOX compliance and corporate listing has prompted him to specialize in corporate advisory, risk management and internal controls serving those small medium-sized enterprises. From September 1999 until June 2013, Mr. Loke served as an adjunct lecturer in ACCA P3 Business Analysis at HKU SPACE (HKU School of Professional and Continuing Education), which is an extension of the University of Hong Kong and provides professional and continuing education. Mr. Loke worked as an independent, non-executive director of ZMay Holdings Limited, a public company listed on the Hong Kong Stock Exchange from January 2008 to July 2008, as Chief Financial Officer for Asia Properties Inc. from May 31, 2011 to March 28, 2012, and Sino Bioenergy Inc., with both companies listed on the OTC Markets in the United States from 2011 to 2012. Mr. Loke has served as the Chief Executive Officer and a director of Greenpro Resources Corporation since October 16, 2012. He has also served the Chief Executive Officer and a director of Moxian Corporation from October 2012 until December 2014. Mr. Loke served as an independent director of Odenza Corp. from February 2013 to May 2015. He has also served as the Chief Financial Officer, Secretary, Treasurer, and a director of CGN Nanotech, Inc. from September 4, 2014 to September 28, 2016. | Mr. Loke served as director of Greenpro Talents Ltd. from November 16, 2015 to June 6, 2017, and as director of GC Investment Management Limited, which is the investment manager of Greenpro Asia Strategic SPC, since April 6, 2016. Mr. Loke earned his Masters of Business Administration degree (MBA) from Bulacan State University, Philippines, and earned his professional accountancy qualifications from the ACCA, AIA and HKICPA. He also earned other professional qualifications from the HKICS, ICSA as Chartered Secretary, FPAM - Malaysia as a Certified Financial Planner, ATIHK as tax adviser in Hong Kong and CWM Institute as Chartered Wealth Manager in Hong Kong. Mr. Loke brings to the board of directors accounting and financial expertise and business leadership. | ![]() |
Andy Chow (Siu Hang), Independent Director Nominee, Chair of the Audit Committee, Member of the Compensation Committee and Member of the Corporate Governance and Nominating Committee | Mr. Chow brings more than 20 years of investment banking and financial experience and is currently Chief Executive Officer and in charge of investment banking of Eddid Capital Ltd. (Hong Kong SFC-licensed investment bank) since May 2020, where he has led and actively participated in various large-scale Hong Kong listings, financial advisory, equity and bond placements and underwritings, domestic and overseas mergers and acquisitions, corporate restructurings, pre-IPO investments and other projects, raising more than US$50 billion in the aggregate. He also currently sits on the board of directors of Eddid Special Portfolio Investment Fund SPC since October 2020, Hong Kong-listed Yincheng Life Service Co. Ltd. (1922:HK) since June 2018, is a member of the audit committee of the board of Yincheng International Holding Co. Ltd. (1902:HK) and Ziyuanyuan Holdings Group Ltd. (8223:HK) since October 2019, in the capacity of independent director on each board. | Mr. Chow served in management positions in many large-scale Chinese and Hong Kong listed investment banks, including the managing director of Investment Banking Department of Essence International, the managing director and head of Investment Banking Department of CASH Financial Services Group, the managing director and head of Corporate Finance Department of CEB International, the executive director of Corporate Finance Department of Bank of Communications International, the associate director of Corporate Finance Department of Bank of China International and the manager of Corporate Finance Department of Haitong International. Mr. Chow has completed multiple IPOs on the Hong Kong Main Board involving numerous asset classes including financial technology, financial services, healthcare and pharma, industrial and engineering, environmental, food and beverage, REITs, real estate and construction, and coal. Mr. Chow graduated City University of Hong Kong with a Bachelor’s Degree in Accounting. He is a fellow member of the Hong Kong Institute of Certified Public Accountants and the Association of Chartered Certified Accountants. | ![]() |
Dr. Li Zhong Yuan, Independent Director Nominee, Chair of the Compensation Committee, Member of the Audit Committee and Member of the Corporate Governance and Nominating Committee | Dr. Li brings nearly 30 years of financial services experience including bringing mathematics to the process of investment successfully. From June 2016 to July 2021, Dr. Li has served as the Executive Chairman of Pan Asia Data Holdings Inc. (1561:HK), listed on Hong Kong Main Board from June 2016 until July 2021. Dr. Li is currently the Chairman of the Board of Beijing Universal Medical Assistance Co. Ltd. and sits on the board of directors of Essenlix Corporation. Previously, Dr. Li occupied the position of Executive Director at China Health Group Limited (673:HK) since 2001 until June 2016. Dr Li is also a member of the international Advisory Board of the University of California at San Diego’s School of Global Policy and Strategy and its 21st Century China Center’s China Leadership Board member. Prior to that, Dr. Li held senior positions with a number of major international investment banks on Wall Street, including Bankers Trust Company, Salomon Brothers and IBJ Asia Limited and has extensive experience in capital raising and risk management and innovatively structured financial products until starting his own independent businesses in 2000 including incubating and driving up innovative service ventures from scratch to successful exit as anchor principal. In late 1996, Dr. Li was in charge of building up capital markets and derivative businesses in multi-asset classes in Northern Asia and was a director of Rabobank International before setting up a financial and technology investment firm. | Dr. Li is experienced in financial services and algorithmic technology and economy. Dr. Li has held roles as member of boards of directors and advisory boards of several innovative enterprises globally. Dr. Li received a doctorate (Ph.D.) from the University of Michigan in mathematics in 1990 and subsequently worked as an Assistant Professor of Mathematics at the Massachusetts Institute of Technology, the USA (“MIT”), where he was consecutively awarded research grants from the National Science Foundation. | ![]() |
Christopher Clower, Independent Director Nominee, Chair of the Corporate Governance and Nominating Committee, Member of the Audit Committee and Member of the Compensation Committee | Mr. Clower has been in the financial industry for approximately 27 years, and has raised more than $4 billion in capital for his clients. Mr. Clower co-founded, and built PT Manoor Bulatn Lestari, an Indonesian resource company, and sold it for more than $120 million and achieved 30x return on investment in two years for himself and his investors. Mr. Clover serves as the Chief Operating Officer of Welbsach Holdings Pte Ltd. of Singapore since April 2021, as Director of N51 Capital Management Pte Ltd. since February 2021, as Director of BetShop Pte Ltd. since February 2021, as a Director of Argo Lake Management Pte Ltd. since November 2020, Chief Executive Officer, Director of Tiger Tech Acquisition Corp Pte Ltd. since October 2020. He also serves as Director of Batavia Prosperindo Premium Pte Ltd. since February 2017 and non-executive director for Malacca Trust Pte Ltd. since February 2015 and Director of Batavia Prosperindo Premium Pte Ltd. since February 2017 and Commissioner of PT Batavia Prosperindo Asset Management since January 2014. | Previously, Mr. Clower was Managing Director and Head of Corporate Finance for Southeast Asia at Merrill Lynch for 11 years when he left the firm in 2009. Mr. Clower sits on a number of boards of financial services and financial technology companies in Southeast Asia, including PT Batavia Prosperindo Finance Tbk, an Indonesian consumer finance company, listed on the Indonesia Stock Exchange and regulated by OJK, the Indonesia Government financial regulatory authority. Mr. Clower also continues to advise on and invest in deals with a network of private investors, and helps build companies, primarily in Southeast Asia. Prior to Merrill Lynch, Mr. Clower was with Deutsche Bank investment banking in Singapore and Bankers Trust investment banking in New York and Chicago. Mr. Clower has a bachelor of science degree in Nuclear Engineering from Northwestern University through a US military scholarship, and an MBA with Honors from University of Chicago. Our independent director nominees have experience in public company governance, executive leadership, operational oversight and capital markets experience. Our directors also have experience with acquisitions, divestitures and corporate strategy and implementation, which we believe will significantly benefit us as we evaluate potential acquisition or merger candidates as well as following the completion of our initial business combination. | ![]() |
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18, No Clause | AEIBU | AEIB | AEIBW | AEIBU | AEIB | AEIBW | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
9,403 | De-Spac | Alliance Entertainment Holding Corporation | CONSUMER | Consumer | Distributor of music, movies and consumer electronics | AENT | AENTW | 1/2 Warrant | 1 wt:1 sh | Not Applicable | 2028-02-10 | 11.50 | (AMEX: ADRA, ADRA.WS) | (formerly Adara Acquisition Corp.) | 0.5000 | 1 | 0 | 50 | US | 1823584 | NYSE | 1-704-904-4999 | 8845 RED OAK BOULEVARD CHARLOTTE NC 28217 UNITED STATES | -80.9091438 | 35.1399885 | Alliance Entertainment is a top tier distributor of music, movies and consumer electronics. We proudly offer thousands of compact discs, vinyl LP records, DVDs, Blu-rays, video games, and a full line of complementary consumer electronics accessories. | Merger Completed on Friday, 02/10/2023 | ThinkEquity | 2021-02-08 | 10 | 116,000,000 | COMPLETE | ![]() |
2022-06-23 | Each unit has an offering price of $10.00 and consists of one share of our Class A common stock and one-half of one redeemable warrant. Only whole warrants are exercisable. Each whole warrant entitles the holder thereof to purchase one share of our Class A common stock at a price of $11.50 per share, subject to adjustment as described herein. No fractional warrants will be issued upon separation of the units and only whole warrants will trade. | 24 | 1408 | 1356 | 1150 | 908 | 732 | 500 | Coming Soon | FALSE | 2023-02-10 | TRUE | TRUE | Ineligible | 0.75 | 0.0458 | Thomas Finke,Martin A. Sumichrast,Paul G. Porter,W. Tom Donaldson III,Frank Quintero,Dylan Glenn,NULL,NULL | 20 | Thomas Finke | https://www.linkedin.com/in/tom-finke/ | Mr. Finke will serve as our Chairman upon the effective date of the registration statement of which this prospectus forms part. Mr. Fink has also served as a director of Invesco Ltd., a global independent investment management firm, since December, 2020. | From 2008 - 2020 Mr. Finke served as the Chairman and Chief Executive Officer of Barings LLC, a global financial services firm and a subsidiary of Massachusetts Mutual Life Insurance Company. From December 2008 to May 2011, Mr. Finke also served as the Executive Vice President and Chief Investment Officer for the Massachusetts Mutual Life Insurance Company. Mr. Finke served as the Managing Director from June 2002 to December 2008 and the President from August 2007 to December 2008 of Babson Capital Management LLC which merged with Baring Asset Management Limited in 2016. | Martin A. Sumichrast | Chief Executive Officer since August 2020. Mr. Sumichrast has served as Chairman of the board of directors of cbdMD, Inc. (NYSE American: YCBD), a nationally recognized producer and distributor of consumer cannabidiol (CBD) products, since April 2015. Mr. Sumichrast served as the Chief Executive Officer of cbdMD, Inc. from September 2016 until July 2019 and as Co-Chief Executive Officer of cbdMD, Inc. since July 2019. Since 2012, Mr. Sumichrast has served as Managing Director of Washington Capital, LLC, a family office. In addition, since 2018 he has been the Managing Director over SFT1, LLC, a private investment company owned by a family trust. Mr. Sumichrast serves as a Trustee and Chairman of the Nominating and Governance Committees of the Barings Global Short Duration High Yield Fund, Inc. (NYSE: BGH) and the Barings Capital Funds Trust, Inc. | From September 2013 to June 2020, he served as a Managing Member of Stone Street Capital, LLC, a Charlotte, North Carolina-based private investment company. From January 2015 until January 2016, he was also a member of the board of directors of Social Reality, Inc. (Nasdaq: SRAX) and served as a member of the Audit Committee. | Paul G. Porter | Chief Financial Officer since August 2020, Mr. Porter has also been a sole practitioner attorney focusing on mergers and acquisitions, finance and business laws since January 2017. | From April 2015 to January 2017, Mr. Porter served as the Managing Director of Stone Street Partners, LLC, a private equity firm based in Charlotte, North Carolina, where he was in charge of business acquisitions and other related legal matters. Prior to that, Mr. Porter served as a Corporate and Transactional Partner intermittently since the 1990s at McGuireWoods LLP, a national law firm. | ![]() |
W. Tom Donaldson III | https://www.linkedin.com/in/tom-donaldson-8468a54/ | Mr. Donaldson will serve as our director upon the effective date of the registration statement of which this prospectus forms part. Mr. Donaldson has been the Founder and Managing Partner of Blystone & Donaldson since October 2018, a Charlotte, NC-based investment firm that focuses on middle-market companies. | From January 2016 to December 2018, Mr. Donaldson served as an executive at Investors Management Corporation where he focused on investment decisions, managing risk and developing relationships with companies of interest. From around September 2013 to December 2015, he served as a Partner of Morehead Capital Management, LLC before it was merged into Investors Management Corporation in January 2016. From around June 2003 to August 2013, he practiced law as an associate and then a Partner at McGuireWoods LLP where he represented private funds and their portfolio companies in corporate governance, structuring and financing transactions and operating businesses in a wide variety of industries. | Frank Quintero | Mr. Quintero will serve as our director upon the effective date of the registration statement of which this prospectus forms part. Mr. Quintero has been the Principal of the Yucaipa Companies, LLC since July 2003, a Los Angeles, CA-based investment firm, where he is actively involved in deal origination, negotiating transactions, real estate development, public company proxy activism, investor relations and corporate communications. Mr. Quintero has served as a member of the Advisory Board of BioSig Technologies, Inc. (Nasdaq: BSGM), a medical technology company focused on advanced signal processing solutions for Atrial Fibrillation (A-fib) operations, since April 2019. He has also served on the board of directors of Independent Sports & Entertainment, a U.S.-based sports agency, since January 2016. | Mr. Quintero served as a member on the State of California Personnel Board in 2004. From February 1999 to June 2003, Mr. Quintero served as a Special Assistant to former Governor Gray Davis of the State of California, where he liaised with labor and businesses groups. Mr. Quintero served as a member of the board of directors of KPFK 90.7 FM, a California-based radio station, during 1997. | ![]() |
Dylan Glenn | https://www.linkedin.com/in/dylan-glenn-a74b233/ | Mr. Glenn will serve as our director upon the effective date of the registration statement of which this prospectus forms part. Mr. Glenn has been the Chief Executive Officer of KBBO Americas, L.P., the U.S.-based investment vehicle for the KBBO Group, a diversified investment company headquartered in the United Arab Emirates since December 2018. Since March 2020, Mr. Glenn has served as a Director of Intellicheck, Inc. (Nasdaq: IDN), a provider of authentication services for companies primarily in the area of financial services. Mr. Glenn was one of the founders, as well as Chairman from 1990 to present, of The Earth Conservation Corps, a White House initiative under President George H. W. Bush that provides opportunity to at-risk youth through serious environmental conservation work. Since 2015, Mr. Glenn also serves as member of the Board of Directors for the American Action Network, a Washington-based “action tank” promoting pro-growth, limited government and strong national security. | From January 2005 to December 2018, Mr. Glenn served as a Senior Managing Director of Guggenheim Partners, a global investment and advisory financial services firm that engages in investment banking, asset management, capital markets services, and insurance services. From January 2003 to January 2004, Mr. Glenn served as Deputy Chief of Staff to former Governor Sonny Perdue of Georgia, responsible for all external affairs. From January 2001 to January 2003, Mr. Glenn also served in the White House in Washington, D.C. as Special Assistant for President George W. Bush for Economic Policy. He was a member of the National Economic Council team from January 2001 to January 2003, advising former President Bush on various economic issues. | ![]() |
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18, No Clause | AENT | AENTW | AENT | AENTW | 2025-02-12 12:00 AM | 5.05 | 48,491 | 3.48 | 2025-02-12 12:00 AM | 0.2500 | 2,000 | -8.26 | -6.45 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
9,889 | De-Spac | ![]() |
Aeries Technology, Inc | CONSUMER | Consumer | direct-to-consumer brands, Amazon centric, online marketplaces, food tech, new media, digital health, software-as-a-service, fin tech, and any adjacent industries undergoing technology-driven transformations, that offer high-quality revenue streams and attractive organic and inorganic growth opportunities. | AERT | AERTW | 1/2 Warrant | 1 wt:1 sh | Not Applicable | 2028-11-08 | 11.50 | WWAC, WWACW | (formerly Worldwide Webb Acquisition Corp.) | 0.5000 | 1 | 0 | 50 | US | 1853044 | NYSE | (415) 629-9066 | 770 E Technology Way F13-16 Orem, UT 84097 | -111.679581 | 40.324674 | Worldwide Webb Acquisition Corp. is a newly incorporated blank check company, incorporated as a Cayman Islands exempted company for the purpose of effecting a merger, amalgamation, share exchange, asset acquisition, share purchase, reorganization or other similar business combination with one or more businesses, which we refer to throughout this prospectus as our initial business combination. We have not selected any specific business combination target and we have not, nor has anyone on our behalf, initiated any substantive discussions, directly or indirectly, with any business combination target. While we may pursue an initial business combination target in any industry or geographic location (subject to certain limitations described in this prospectus), we intend to focus our search on a market-leading, differentiated internet company. | Merger Completed on Wednesday, 11/08/2023 | BofA Securities, J.P. Morgan | 2021-10-19 | 10 | 200,000,000 | 200000000 | COMPLETE | Aeries Technology | 2023-03-13 | Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment as provided herein, and only whole warrants are exercisable. No fractional warrants will be issued upon separation of the units and only whole warrants will trade. The warrants will become exercisable on the later of 30 days after the completion of our initial business combination and 12 months from the closing of this offering, subject to the further conditions described elsewhere in this prospectus, and will expire five years after the completion of our initial business combination or earlier upon redemption or liquidation, as described in this prospectus. | 18 | 1155 | 1103 | 1422 | 645 | 750 | 510 | Coming Soon | 2023-11-08 | TRUE | TRUE | Ineligible | 2.09 | 0.0186 | ,,,,,,, | 2 | ![]() |
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18, 10, Has Clause | AERT | AERTW | AERT | AERTW | 2025-02-12 12:00 AM | 0.57 | 77,628 | 1.79 | 2025-02-12 12:00 AM | 0.0400 | 53 | 0.00 | -10.93 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
6,392 | De-Spac | ![]() |
Aeva Technologies, Inc. | LIDAR | Energy-4D LiDAR | Sensing and perception for autonomous vehicles | AEVA | AEVA.WS | 1/2 Warrant | 1 wt:1 sh | Not Applicable | 2026-03-15 | 11.50 | (NYSE: IPV, IPV.WS) | (formerly InterPrivate Acquisition Merger) | 0.5000 | 1 | 0 | 50 | US | 1789029 | NYSE | 6504817070 | 555 ELLIS STREET MOUNTAIN VIEW CA 94043 | -122.0509612 | 37.4014191 | Founded in 2017 by former Apple engineers Soroush Salehian and Mina Rezk and led by a multidisciplinary team of engineers and operators experienced in the field of sensing and perception, Aeva is focused on bringing the next wave of perception technology to broad applications from automated driving to consumer electronics, consumer health, industrial robotics and security. Aeva’s 4D LiDAR-on-chip combines silicon photonics technology that is proven in the telecom industry with precise instant velocity measurements and long-range performance at affordable costs for commercialization. | Merger Completed on Monday, 03/15/2021 | EarlyBirdCapital, Inc., I-Bankers Securities, Inc. | 2019-02-04 | 10 | 210,000,000 | COMPLETE | Q1-2021 | ![]() |
2020-11-02 | Each unit that we are offering has a price of $10.00 and consists of one share of common stock and one-half of one warrant. Each whole warrant entitles the holder to purchase one share of common stock at a price of $11.50 per share. Each whole warrant will become exercisable on the later of 30 days after the completion of an initial business combination or 12 months from the closing of this offering and will expire on the fifth anniversary of our completion of an initial business combination, or earlier upon redemption or liquidation. | 21 | 2143 | 2091 | 453 | 1506 | 770 | 637 | Coming Soon | TRUE | 2021-03-15 | TRUE | TRUE | Ineligible | 0.16 | Ahmed M. Fattouh,Alan Pinto,Brandon C. Bentley,Brian Q. Pham,Minesh K. Patel,Jeffrey A. Harris,Pietro Cinquegrana,NULL | 6 | Ahmed M. Fattouh | Chief Executive Officer and member of the board of directors since our inception and as our Chairman since December 2019; Mr. Fattouh has over 20 years of private equity and M&A. Since 2017, he has been a Founder Member and the Chief Executive Officer of InterPrivate LLC, a private investment firm that invests on behalf of a consortium of family offices in partnership with independent sponsors from leading private equity firms with strong relationships with former portfolio companies. In 2001, Mr. Fattouh became a Founding Member and the Chief Executive Officer of Landmark Value Investments, an asset management firm. He also served as the Managing Member of Landmark Value Strategies, Landmark Activist Strategies, Landmark Credit Strategies, the Landmark Real Assets Fund, the Landmark Protection Fund, Globalist Value Strategies and the Globalist MENA Fund. | Mr. Fattouh is a former member of the private equity group at Investcorp International and the M&A Department of Morgan Stanley & Co. in New York. He has executed transactions involving industry leaders, including RJR Nabisco, Mobil Corporation, Ampolex, IBM, Elf Atochem, Tivoli Systems, Eagle Industries, Amerace, Washington Energy, Puget Power, Synergy Gas, KKR, Saks Fifth Avenue, Werner Ladder, Falcon Building Products, LVMH, Bliss, Eastern Software, and Fidelity National. Mr. Fattouh previously served as a director of Columbia Medical Products, the Del Grande Dealer Group, Massmedium, and Collective Sense. Mr. Fattouh received a B.S. in Foreign Service from Georgetown University. | ![]() |
Alan Pinto | Senior Vice President since our inception; Mr. Pinto is a 25-year veteran of the finance industry. | After establishing himself in institutional Sales and Trading, Mr. Pinto became a founding Managing Director of Dahlman Rose & Co in 2003, a boutique investment bank focused on the shipping industry and all related energy and commodity markets. Having established a long roster of sophisticated institutional clients who had a growing appetite for structured, private deals, Mr. Pinto left Dahlman Rose in 2013 to independently advise corporate clients on capital raising and M&A. In 2014, Mr. Pinto coordinated a $500 million hybrid mezzanine and equity investment from several hedge funds to back a European tanker operator to acquire a $1.0 billion fleet of crude carriers from AP Moeller-Maersk. Since that transaction, Mr. Pinto has advised on deals across a wide spectrum of industries, including auto retail, real estate, transportation infrastructure, oil and gas and technology. Mr. Pinto received a B.A. from Georgetown University. | ![]() |
Brandon C. Bentley | General Counsel and member of the board of directors since inception; Mr, Bentley is a founder and has been Chief Operating Officer and General Counsel of InterPrivate since 2017. | From 2005 to 2014, Mr. Bentley was the General Counsel, Chief Operating Officer and Chief Compliance Officer of Landmark Value Investments. Mr. Bentley also served as General Counsel of the firm’s registered broker-dealer affiliate from 2011 to 2013. Prior to InterPrivate, Mr. Bentley served as the General Counsel and Chief Operating Officer of Castellan Real Estate Partners, a real estate private equity firm based in New York, from 2014 to 2016 and worked for e.ventures Europe in a senior finance and operations capacity. Mr. Bentley previously worked as an attorney at White & Case LLP in New York from 1999 to 2005, where he focused on securities transactions and mergers and acquisitions. Mr. Bentley received a B.A. from Wake Forest University and a J.D. from Boston University School of Law. | ![]() |
Brian Q. Pham | Senior Vice President since our inception; Mr. Pham has been an investor, advisor and builder of technology led companies throughout his career. Mr. Pham has been an independent investor and advisor to technology companies since 2017. | From 2013 to 2016, Mr. Pham was a Principal at Sherpa Capital, a San Francisco based venture capital firm. Mr. Pham was on the founding team and was the first investor to join the founders and helped build the organization from the ground to approximately $700.0 million in assets under management. Select investments led or co-led by Mr. Pham include: Pillpack, Slack, Curology and Opendoor. With the Sherpa Capital founders, Mr. Pham aided in the formation of Silicon Foundry, a strategic consultancy and incubation platform which incubated Brandless. From 2011 to 2013, Mr. Pham was a member of the Morgan Stanley technology investment banking team based in Menlo Park. There he focused on the equity markets for high growth technology companies and helped clients raise $22.0 billion through initial public offerings, follow-on equity offerings, and convertible debt offerings. Representative transactions that his team led include IPOs for Facebook, Workday, and ServiceNow. Prior to Morgan Stanley, Mr. Pham helped build efforts to from companies based off of IP from the Kamei Laboratory at the UCLA Department of Bioengineering. Mr. Pham received a B.S. in Bioengineering from the University of California Los Angeles. | ![]() |
Minesh K. Patel | Vice President since our inception; Mr. Patel has been a Principal at InterPrivate since 2019 where he focuses on market research, investment analysis, and deal execution. | Mr. Patel previously was a Principal at Fiduciary Network LLC, a private equity firm that provided permanent capital solutions to wealth management firms, from 2011 to 2018. Fiduciary Network’s portfolio companies managed in excess of $35 billion in assets under management and included some of the most respected firms in the industry. Mr. Patel’s responsibilities included leading or advising on all aspects of the firm’s M&A transactions, including deal sourcing, valuation and structuring. Prior to Fiduciary Network, Mr. Patel worked at JPMorgan Chase in a prime brokerage unit that was acquired from Bear Stearns from 2009 to 2010. Mr. Patel received a B.S. and M.S. from the University of Texas at Dallas and has been a CFA charterholder since 2012. | ![]() |
Jeffrey A. Harris | Member of the board of directors since January 2020; Mr. Harris is the founder and managing member of Global Reserve Group LLC, a financial advisory and investment firm founded in 2011 focused primarily on the energy industry. | From 1983 to 2011, he worked at Warburg Pincus LLC and was a Managing Director and member of the Executive Management Group. During his tenure he invested in numerous companies across sectors including energy, technology, telecommunications, industrial, and consumer/retail, and has served as a director of over forty public and private companies. Currently, he is a director of Knoll, Inc. and several private companies. In addition, Mr. Harris is a member of the Board of Trustees of each of the Cranbrook Educational Community, New York-Presbyterian Hospital and Friends of the High Line. He was an adjunct professor at Columbia Business School for thirteen years, and is a past chairman of the National Venture Capital Association. Mr. Harris received a B.S. in Economics from the Wharton School at the University of Pennsylvania and an M.B.A. from Harvard Business School. We believe Mr. Harris is well-qualified to serve as a director of the company based on his investment experience and contacts and relationships. | ![]() |
Pietro Cinquegrana | Member of the board of directors since January 2020; Since March 2018, Mr. Cinquegrana has served as Managing Director at CDIB Capital International, the private investment arm for CDF Holdings, a Taiwan-listed investment holding company. | From February 2017 to March 2018, Mr. Cinquegrana was a private investor. From February 2016 to February 2017, Mr. Cinquegrana served as a Managing Director at Hudson Hill Capital, a family-backed long-term oriented private investment firm. From 2014 to January 2016, he served as a Managing Director for Aleph Capital Partners, a hybrid private equity/special situations partnership. From 2013 to 2014, he was a senior member of the investment team at Vitol S.A. focused on making energy-related investments internationally. Prior to this, he served as a Managing Director for Fosun International, a Chinese diversified investment holding company (2011 to 2012) and Apollo Global Management/Holdfast Capital, a private equity platform acquired by Apollo to make investments in workouts, restructurings and recapitalizations in developed markets in Asia-Pacific (2009 to 2011). Mr. Cinquegrana began his career at Goldman Sachs and the Boston Consulting Group and subsequently worked for 11 years at Morgan Stanley (1994-2005), including as a member of the investment team of the Morgan Stanley Bridge Fund and a senior investment professional at Princes Gate Investors. Mr. Cinquegrana also worked at Ospraie Special Opportunities (2007–2009). Mr. Cinquegrana received a B.Sc. from the London School of Economics and Political Science, a M.Sc. in Economics from Oxford University and an M.B.A. from The Wharton School at the University of Pennsylvania. | ![]() |
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18.50, No Clause | AEVA | AEVA-WT | AEVA | AEVA/W | 2025-02-12 12:00 AM | 4.06 | 327,464 | -1.46 | 2025-01-27 12:00 AM | 0.0693 | 354 | 0.00 | -7.44 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
9,163 | Looking For Acquisition | ![]() |
Aura Fat Projects Acquisition Corp | SPAC | new emerging technology companies with an acute growth potential in Southeast Asia, Australia and New Zealand in sectors such as the Web 3.0, blockchain, cryptocurrency, digital ledger, e-gaming and other new financial technology and services sectors. | AFARU | AFAR | AFARW | 1 Warrant | 1 wt:1 sh | Not Applicable | 2023-07-04 | 11.50 | 1.0000 | 1 | 0 | 100 | US | 1901886 | NSDQ | 65-3135-1511 | 1 Phillip Street, #09-00 Royal One Phillip Singapore, 048692 | Aura FAT Projects Acquisition Corp is a newly organized blank check company incorporated as a Cayman Islands exempted company for the purpose of effecting a merger, share exchange, asset acquisition, share purchase, reorganization or similar business combination with one or more businesses, which we refer to as our initial business combination throughout this prospectus. We have not selected any specific business combination target and we have not, nor has anyone on our behalf, initiated any substantive discussions, directly or indirectly, with any business combination target. We will not be limited to a particular industry or geographic region in our identification and acquisition of a target company. | EF HUTTON | 2022-04-04 | 10 | 100,000,000 | FALSE | ![]() |
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one redeemable warrant. Only whole warrants are exercisable. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment as described herein. No fractional warrants will be issued upon separation of the units and only whole warrants will trade. The underwriters have a 45-day option from the date of this prospectus to purchase up to an additional 1,500,000 units to cover over-allotments, if any. | 15 | 988 | 936 | #NUM! | #VALUE! | #VALUE! | 0 | Coming Soon | FALSE | TRUE | #VALUE! | Ineligible | ,,,,,,, | 18, No Clause | AFARU | AFAR | AFARW | AFARU | AFAR | AFARW | 2024-07-19 12:00 AM | 12.7370 | 6,686 | 0.00 | 2024-07-19 12:00 AM | 11.68 | 17,103 | 0.00 | 2024-07-19 12:00 AM | 0.0288 | 5,611 | 0.00 | 0.18 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
9,224 | De-Spac | ![]() |
Forafric Global PLC | HEALTHCARE | Healthcare | Healthcare, healthy diets | AFRI | AFRIW | 1 Warrant | 1 wt:1 sh | Not Applicable | 2027-06-10 | 11.50 | (NSDQ: GLAQ, GLAQW) | (formerly Globis Acquisition Corp.) | 1.0000 | 1 | 0 | 100 | US | 1823383 | NSDQ | 1-212-847-3248 | 805 3RD AVENUE 15TH FLOOR NEW YORK NY 10022 UNITED STATES | -73.9705521 | 40.7554975 | Globis Acquisition Corp. is a blank check company formed for the purpose of entering into a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities. Our efforts to identify a target business will not be limited to a particular industry or geographic region, although we intend to focus on a target business that will benefit from trends toward economic globalization, particularly as it effects emerging markets. | Merger Completed on Friday, 06/10/2022 | Chardan | 2020-12-10 | 10 | 115,000,000 | COMPLETE | ![]() |
2021-12-20 | Each unit that we are offering has a price of $10.00 and consists of one share of common stock, par value $0.0001, and one warrant, as described in more detail in this prospectus. We refer to the warrants included in the units as “warrants” or the “public warrants”. Each warrant entitles the holder thereof to purchase one share of common stock at a price of $11.50 per share, subject to adjustment as described in the prospectus. Each warrant will become exercisable on the later of one year after the effective date of this registration statement and the consummation of an initial business combination, and will expire five years from the consummation of a business combination, or earlier upon redemption. | 12 | 1468 | 1416 | 905 | 1093 | 547 | 375 | Coming Soon | FALSE | 2022-06-10 | TRUE | TRUE | Ineligible | 1.27 | 0.3392 | Paul Packer,Claude Benitah,The Honorable Michael A. Ferguson,John M. Horne,NULL,NULL,NULL,NULL | 20 | Paul Packer | Chief Executive Officer, Chief Financial Officer and a Director since inception. Mr. Packer has served as the Managing Member of Globis Capital Advisors LLC, an investment advisory firm, since founding the firm in 2001. Since October 2017, Mr. Packer has served as Chairman of The United States Commission for the Preservation of America’s Heritage Abroad, when he was first appointed by President Donald J. Trump. He has served on the board of directors of Zedge, Inc. (NYSE AMERICAN: ZDGE), a provider of content distribution platforms, since April 2020. Mr. Packer also serves as a director on the board of Elementor Ltd., a privately held company that offers an intuitive, front-end site builder for WordPress. | Mr. Packer served on the boards of directors of Wakingapp Ltd., an augmented reality technology company, from October 2014 until its sale to Scope AR in October 2019 and Penguin Digital, Inc., a mobile application developer, before it was acquired by Shutterfly Inc. in 2012. | ![]() |
Claude Benitah | Mr. Benitah will serve as a Director following the completion of this offering. He currently serves as a consultant to public and private companies advising on, among other things, optimization of production, procurement, budgeting, and strategy formation. He has served as a Senior Advisor to Africa Projects Corporation since January 2017, a Management Advisor to TAXFRY AFRICA since 2012 and Manager at Duty Free Africa since 2010. | Mr. Benitah has more than 35 years’ duty free and travel retail experience, including extensive experience in African markets. He served as a Manager of Worldwide Development at Flemingo Duty Free, an operator of duty free stores across the world in airports and seaports of various sizes. Prior to that, from 2001 to 2009, Mr. Benitah served as the Chief Executive Officer of Saresco Afrique, an owner and operator of Duty Free shops in Western and Central Africa. He also previously held several senior positions at SAGA Group, a provider of global transportation and logistics services. | ![]() |
The Honorable Michael A. Ferguson | Mr. Ferguson will serve as a Director following the completion of this offering. He is currently a senior advisor at BakerHostetler, where he serves as the leader of their Federal Policy team since joining the firm in June 2016. | Mr. Ferguson founded and served as the chief executive officer and chairman of Ferguson Strategies, LLC, a government affairs and strategic business consulting firm, from January 2009 until June 2016. From 2001 to January 2009, he served in the U.S. House of Representatives, representing New Jersey’s 7th congressional district. While in Congress, he was a member of the House Energy and Commerce Committee, which has wide jurisdiction over the healthcare, telecommunications and energy industries. He served as vice chairman of the panel’s Health Subcommittee, where he became a key member on health care issues and helped to ensure passage of the Medicare Part D prescription drug benefit in 2003. In addition, he served as a member of the Telecommunications and Internet Subcommittee as well as the Oversight and Investigations Subcommittee. Mr. Ferguson was also a member of the House Financial Services Committee, where he cosponsored the Sarbanes-Oxley Act of 2002 and helped enact the initial terrorism risk insurance law. Mr. Ferguson was the former chairman of the Board of Commissioners of the New Jersey Sports and Exhibition Authority and also serves as a senior fellow of the Center for Medicine in the Public Interest’s Odyssey Initiative for Biomedical Innovation and Human Health. Since April 2015, he has served on the Board of Directors of NanoVibronix, Inc. (NASDAQ: NAOV Previously, he served as the Chairman of the Board of Ohr Pharmaceutical Inc. (n/k/a Neubase Therapeutics Inc. (NASDAQ: NSBE)) from May 2017 until its merger with Neubase Therapeutics Inc. in July 2019. He has also served on various corporate advisory boards and committees, including for Pfizer, Inc., the National Italian American Foundation and the United States Golf Association. | ![]() |
John M. Horne | Mr. Horne will serve as a Director following the completion of this offering. He is an entrepreneur and venture capitalist. | Over the past twenty-five years, Mr. Horne has had a diverse career in both the private and public sectors, including recently serving as both Deputy Assistant to President Donald J. Trump and Deputy Chief of Staff to Vice President Michael R. Pence from May 2018 to October 2019. In addition, in September 2019, President Trump nominated Mr. Horne to become a member of The United States Commission for the Preservation of America’s Heritage Aboard, where he continues to serve. Mr. Horne is also the founder and President of multiple successful private companies, and has served as President of Zurmos, Inc., a consulting company which focuses on providing U.S. and International companies with strategic international market sector analyzes, strategic expansion plans, risk and political stability assessments and international government affairs plans, since founding the company in December 2006. Mr. Horne has significant political experience, including serving as a Member of the Executive Roundtable of the Republican Governors Association since its inception in 2009, serving as a Senior Advisor to Governor Mike Huckabee during the 2008 Presidential campaign and working with the Trump Presidential Finance and Transition and Inaugural Committees. He has also served as a Senior Advisor to Secretary of Commerce Don Evans and was appointed by President George W. Bush to serve as the Executive Director of Export Assistance and Business Outreach for the International Trade Administration. | ![]() |
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16.50, No Clause | AFRI | AFRIW | AFRI | AFRIW | 2025-02-12 12:00 AM | 9.56 | 12,261 | -0.31 | 2025-02-12 12:00 AM | 0.9600 | 270,202 | 17.45 | -1.94 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
9,388 | De-Spac | Allied Gaming Ent. | GAMING | Gaming | Gaming & Entertainment | AGAE | AGAEW | 1 Warrant | 1 wt:1 sh | Not Applicable | 2024-09-08 | 11.50 | 1 | 0 | 0 | US | OTC | ![]() |
#VALUE! | #VALUE! | #NUM! | 45643 | #VALUE! | 0 | Coming Soon | FALSE | #VALUE! | #VALUE! | Ineligible | ,,,,,,, | AGAE | AGAEW | AGAE | AGAEW | 2025-02-12 12:00 AM | 0.96 | 10,324 | 0.65 | 2024-08-07 12:00 AM | 0.0002 | 397,550 | 0.00 | -10.544 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
9,365 | De-Spac | AGBA Group Holding Limited | FINANCE | Finance | Financial supermarket in China, financial & healthcare | AGBA | AGBAW | 1 Warrant, 1 Rights | 2 wt:1 sh | 1 rt:1/10 sh | 2027-11-15 | 11.50 | (NSDQ: AGBA, AGBAW, AGBAR) | (Formerly AGBA Acquisition Limited) | 1.0000 | 0 | 10 | 60 | US | 1769624 | NSDQ | 852-3-998-4852 | Room 1108, 11th F, Block B New Mandarin Plaza, 14 Sci Museum Kowloon Hong Kong (SAR) | 114.178261 | 22.300194 | AGBA Group Holding Limited (NASDAQ: 'AGBA') is a leading one-stop financial supermarket based in Hong Kong offering the broadest set of financial services and healthcare products in the Guangdong-Hong Kong-Macao Greater Bay Area through a tech-led ecosystem, enabling clients to unlock the choices that best suit their | CHINA | Merger Completed on Tuesday, 11/15/2022 | Maxim Group LLC | 2019-05-14 | 10 | 46,000,000 | COMPLETE | ![]() |
2021-11-05 | Each unit that we are offering has a price of $10.00 and consists of one ordinary share, one redeemable warrant, and one right to receive one-tenth (1/10) of an ordinary share upon the consummation of an initial business combination, as described in more detail in this prospectus. Each redeemable warrant entitles the holder thereof to purchase one-half (1/2) of one ordinary share. We will not issue fractional shares. As a result, you must (1) exercise warrants in multiples of two warrants, at a price of $11.50 per full share, subject to adjustment as described in this prospectus, to validly exercise your warrants; and (2) hold rights in multiples of 10 in order to receive shares for all of your rights upon closing of a business combination. Each warrant will become exercisable on the later of the completion of an initial business combination and 12 months from the date of this prospectus, and will expire five years after the completion of an initial business combination, or earlier upon redemption. The exercise price of the warrants is $11.50 per full share. | 12 | 2044 | 1992 | 1063 | 1138 | 1281 | 906 | Coming Soon | https://taghold.com/ | FALSE | 2022-11-15 | TRUE | TRUE | Ineligible | 0.7166 | 0.03 | Gordon Lee,Vera Tan,Brian Chan,Eric Lam,Thomas Ng,NULL,NULL,NULL | 20 | Gordon Lee | Chief Executive Officer and director since October 2018. Mr. Lee has over 27 years of experience in the education, IT, and entertainment industries and with startup businesses. Since June 2015, he has been an advisor of Victoria Educational Organization (“Victoria”). Having seven kindergartens and one nursery school, Victoria is the leading provider in Hong Kong of high quality education for over 3,500 children. Victoria was the first kindergarten to introduce English teachers into the classroom, and to establish a collaborative, co-teaching environment with Chinese and English native speaking teachers working side by side. In February 2016, Mr. Lee founded Causeway Bay CLC, which provides extracurricular activities for Victoria Kindergarten students, such as: STEM (Science, Technology, Engineering and Mathematics) program, soccer and other outdoor/indoor activities. In May 2010 Mr. Lee co-founded Soliton Holdings Limited, one of the first music streaming applications in Hong Kong and Macau. | Prior to that, Mr. Lee co-founded and was the Business Development Director of Aspect Gaming from May 2007 to December 2010. Aspect Gaming is a game developer that brings offline games to online platform including lottery, casino and social gaming. ) From October 2001 to February 2007 Mr. Lee served as an Executive General Manager of Mocha Slot Group Limited, a member of Melco PBL Entertainment (Macau) Limited- a NASDAQ listed company. Mocha Club is one largest non-casino based operations of electronic gaming machines in Macau. Prior to Mocha Club, Mr. Lee co-founded Elixir Group Limited (listed in AMEX: EGT), which was established in 2002 as a gaming focused IT solution provider (including a slot machine businesses). Elixir Group Limited operates in 32 countries and generated over 250 million Euros in 2017. Mr. Lee obtained his Bachelor of Science in Computer Science Degree in 1991 and his Master of Science in Computer Science Degree in 1992 from Rensselaer Polytechnic Institute. | ![]() |
Vera Tan | Chief Financial Officer and director since February 2019. Ms. Tan has over 18 years of experience in deal origination, direct investments, banking, structured finance, asset management and law. Since 2018, Ms. Tan has been the Managing Director of CMSC Capital Partners, a Hong Kong licensed asset management firm and the Founder and Managing Partner of VAM Advisory Limited, a strategic and management consulting firm. | From March 2015 to April 2018, Ms. Tan was the Head of Hong Kong Global Markets Debt Compliance for Deutsche Bank AG, managing a total of eight different business lines across corporate treasury sales, FICC trading, institutional sales, special situations, structured finance, distressed trading, treasury and pool. During the period of March 2011 to October 2014, Ms. Tan co-founded and acted as Managing Director of Client Solutions at Sun Hung Kai Financial, a leading financial services institution in Hong Kong. Ms. Tan’s department at Sun Hung Fai Financial was responsible for structured financing, private equity, co investment and direct investment. From May 2010 to December 2010, Ms. Tan was Director of Fixed Income at Mizuho Asia Securities Limited. Ms. Tan is responsible for creating the Third Party Group under Goldman Sachs Asia LLC Hong Kong Fixed Income, Currencies and Commodities Division. During her time at Goldman Sachs, Ms. Tan was consecutively ranked as a first quartile performer at Goldman. In June 2000, Ms. Tan graduated from University College London with a Bachelor of Law. Ms. Tan continued her studies in September 2000- June 2001 at the Inns of Court School of Law in London and graduated with a Postgraduate Diploma in Professional Legal Skills. | ![]() |
Brian Chan | Mr. Chan has over 23 years of experience handling litigations for civil claims, intellectual property rights protection and enforcement. Since September 2007 to present, Mr. Chan has been a Senior Partner at Chan, Tang & Kwok Solicitors, a member of the International Trademark Attorneys Association. | From September 1995 to August 2007, he was a Consultant at Benny Kong & Peter Tang, Partner at Stevenson, Wong & Co., Solicitors, Associate at Stephenson Harwood & Lo, and Associate at Baker & McKenzie. Additionally, Mr. Chan has acted as a Counsel to various Hong Kong and cross-border mergers and acquisitions and commercial matters since August 1999. Mr. Chan is also a frequent speaker on legal issues for intellectual property rights for the Hong Kong Productivity council, and acts as an Advisor to the Chief Brand Officer Association of Hong Kong (CBOHK). Mr. Chan graduated with a Bachelor of Laws Degree and passed the Solicitors’ Finals of the Law Society of England and Wales in 1993. | ![]() |
Eric Lam | Since January 2007, he has been the Financial Controller of Skyworth Digital Holdings Limited (“Skyworth”), which is one of the world’s top ten color TV brands, and is a leading Chinese brand of the display industry in China. | In September 2013, in addition to Financial Controller, Mr. Lam became the Company Secretary of Skyworth. At Skyworth, Mr. Lam participated in multiple acquisitions, including the acquisition of Sinoprima Investments and Manufacturing SA (PTY) Ltd, a home appliance brand in South Africa in 2014; Metz Consumer Electronics GmbH, a German TV company and Strong Media Group Limited, an European set-top box company. Mr. Lam holds a Bachelor of Computing (Information System) and a Bachelor of Business (Accounting) degree from Monash University of Australia. | ![]() |
Thomas Ng | Thomas Ng has 30 years of broad experience engaging in the fields of Education, Media, Retailing Marketing and Finance. He is a pioneer of IT in education and he was the author of “Digital English Lab”, one of the first series of digital books in Hong Kong. Since September 2018, he has been the Chief Executive Officer of e-chat, an IPFS block chain social media focused company. From March 2017 to April 2018, Mr. Ng was the Chief Financial Officer of Duofu Holdings Group Co. Limited. | In February 2016, Mr. Ng founded Shang Finance Limited and was the Chief Executive Officer until February 2017. From March 2015 to November 2015, Mr. Ng was the Chief Financial Officer of World Unionpay Group Shares Limited. In August 2003, Mr. Ng established Fuji (Hong Kong) Co. Ltd. and was the Chief Executive Officer until December 2014, Mr. Ng obtained a Certificate of Education majoring in English from the University of Hong Kong in 2000. | ![]() |
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16.50, No Clause | AGBA | AGBAW | AGBA | AGBAW | 2024-10-15 12:00 AM | 1.40 | 4,452,761 | 0.00 | 2024-10-15 12:00 AM | 0.2001 | 85,601 | 0.00 | -20.2 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
6,752 | De-Spac | ![]() |
AgileThought, Inc. | MEXICO | Technology | Techonlogy Mexico focus | AGIL | AGLWQ | 1 Warrant | 1 wt:1 sh | Not Applicable | 2026-08-24 | 11.50 | (NASDAQ: LIVK, LIVKW) | (formerly LIV Capital Acquisition Corp.) | 1.0000 | 1 | 0 | 100 | US | 1790625 | NSDQ | 971-501-1440 | 222 W. LAS COLINAS BLVD, SUITE 1650E IRVING TX 75039 | -96.9425572 | 32.8711299 | AgileThought is a pure play leading provider of agile-first software development at scale, end-to-end digital transformation and consulting services to Fortune 1000 customers with diversity across end-markets and industry verticals. For over 20 years, Fortune 1000 companies have trusted us to solve their digital challenges and optimize mission-critical systems to drive business value. Our solution architects, developers, data scientists, engineers, transformation consultants, automation specialists, and other experts located across the United States and across Latin America deliver next-generation software solutions that accelerate the transition to digital platforms across business processes. | Mexico | Merger Completed on Tuesday, 08/24/2021 | EarlyBirdCapital, Inc. | 2019-12-11 | 1900-01-09 | 70,000,000 | COMPLETE | ![]() |
2021-05-10 | Each unit that we are offering has a price of $10.00 and consists of one Class A ordinary share and one warrant. Each warrant entitles the holder to purchase one Class A ordinary share at a price of $11.50 per share. Each warrant will become exercisable on the later of 30 days after the completion of an initial business combination or 12 months from the closing of this offering and will expire on the fifth anniversary of our completion of an initial business combination, or earlier upon redemption or liquidation. | 21 | 1833 | 1781 | 615 | 1317 | 622 | 516 | Undervalued | @agilethought | FALSE | 2021-08-24 | TRUE | TRUE | Ineligible | 1.65 | 0.359 | Alexander R. Rossi,Humberto Zesati,Miguel Ángel Dávila,José Antonio Solano Arroyo,Luis Rodrigo Clemente Gamero,NULL,NULL,NULL | 20 | Alexander R. Rossi | Chairman of our Board of Directors and has served as our Chief Executive Officer since our inception. Since 2006, Mr. Rossi has served as Managing Partner of LIV Capital Group, a leading private investment firm in Mexico. | From 1996 to 2006, Mr. Rossi served as Managing Director of Communications Equity Associates, LLC (“CEA”), a merchant and investment bank specializing in the media, communications and technology sectors. Prior to joining CEA, Mr. Rossi held position at Bancomer Securities International, a Mexican Investment Bank, Smith Barney International and PaineWebber Incorporated. Mr. Rossi currently serves on the board of several Mexican companies. Mr. Rossi has an MBA from New York University’s Stern School of Business (1995) and a BA in Economics and Art History from Williams College (1990). We believe Mr. Rossi’s more than 25 years of experience makes him well qualified to serve as a director and Chief Executive Officer. | ![]() |
Humberto Zesati | Since 2006, Mr. Zesati has served as Managing Partner of LIV Capital Group. From 1999 to 2006, Mr. Zesati served as Managing Director of Latin Idea.com, LLC, the predecessor of LIV Capital. | Prior to founding Latin Idea.com, LLC, Mr. Zesati was Managing Director of Grupo Infinitti, S.A. de C.V., a Mexican real estate company focused on tourism. Mr. Zesati currently serves on the board of several Mexican companies. Mr. Zesati has an MBA from New York University’s Stern School of Business (1996) and a BA in Economics from Universidad Iberoamericana (1992). We believe Mr. Zesati’s more than 20 years of experience makes him well qualified to serve as a director. | ![]() |
Miguel Ángel Dávila | member of our Board of Directors since October 2019. Since 2009, Mr. Dávila has served as Managing Partner of LIV Capital. Mr. Dávila founded Cinemex, the largest capitalized venture start-up in Mexican history and a leading Mexican chain of cinemas, in 1993 and served as its Chief Executive Officer until 2008. | Prior to founding Cinemex, Mr. Dávila was a Business Analyst of McKinsey & Company, an American worldwide management consulting firm. Mr. Dávila currently serves on the board of several Mexican companies and Endeavor México, a not-for-profit organization leading the high-impact entrepreneurship movement around Mexico and the world. Mr. Dávila has an MBA from Harvard Business School (1993) and a CPA from Instituto Tecnológico Autónomo de México (1989). We believe Mr. Dávila’s more than 25 years of experience makes him well qualified to serve as a director. | ![]() |
José Antonio Solano Arroyo | Since January 2002, Mr. Solano has been general director and shareholder of Diseño y Gestión Empresarial S.C., a company that provides consulting services in Mexico. From January 2002 to April 2016, Mr. Solano served as director and shareholder of Recuperación Crediticia de Mexico S.C., a collection agency. From June 2000 to November 2001, Mr. Solano was the Chief Executive Officer of retail operations at Citibank, Grupo Financiero. | From 1992 to May 2000, Mr. Solano acted as Chief Executive Officer of retail operations at Grupo Financiero Serfin, which provides commercial banking services and other financial services to individuals and businesses, and which was later merged into Grupo Financiero Santander Mexicano. From 1990 to 1992, Mr. Solano acted as executive director of private banking investments at Operadora de Bolsa S.A. de C.V., a securities brokerage company. As of the date hereof, Mr. Solano serves on the board of directors and executive committees of several other companies including Central de Corretajes S.A.P.I. de C.V., Industrial and Commercial Bank of China (ICBC) and Concrédito (Fin U?til, S.A. de C.V. SOFOM ENR). During his career, Mr. Solano has also served on the board of directors and executive committees of several other companies including BEPENSA S.A. de C.V., Fondo Nacional de Infraestructura, Grupo Financiero Intercam S.A., Grupo Financiero Interacciones S.A., Buró de Crédito de México SA de C.V., Total System Services de México, S.A. de C.V., Visa International México, S.A. de C.V. and Impulsora del Fondo Mexico, S.C. Mr. Solano received an MA in economics from the University of Boston in 1980, an MA in economic policy from the University of Boston in 1981, and a PhD in Economics from the University of Boston in 1982. We believe Mr. Solano’s more than 29 years of experience makes him well qualified to serve as a director. | ![]() |
Luis Rodrigo Clemente Gamero | Chief Financial Officer since October 2019. From 2016 to present, Mr. Gamero has served as Chief Financial Officer of LIV Capital. From 2014 to 2016, Mr. Gamero served as Chief Financial Officer of Grupo Diagnostico Proa, a leading medical diagnosis and clinical analysis laboratories company in Mexico. | Mr. Gamero has been working in finance for 26 years and has acted as Chief Financial Officer in several industries, such as entertainment, retail, gaming, medical diagnosis and clinical analysis laboratories and private equity firms. He has also served on the board of directors and executive committees of several companies including Administradora Mexicana de Hipódromo, S. A de C. V., Impulsora de Centros de Entretenimiento las Américas, S.A.P.I. de C.V., Promociones Recreativas Mexicanas, S.A. de C.V., Calle de Entretenimiento de las Américas, S. A. de C. V., Entretenimiento Recreativo, S. A. de C. V., Entretenimiento Virtual, S. A. de C. V., Hotel de Entretenimiento de las Américas, S. A. de C. V., Centro de Convenciones las Américas, S. A. de C. V., Impulsora Recreativa de Entretenimiento AMH, S. A. de C. V., Juegamax de las Américas, S. A. de C. V., Servicios Administrativos del Hipódromo S. A. de C. V., Servicios Compartidos en Factor Humano Hipódromo S. A. de C. V., Comercializadora de Sortijuegos, S. A. de C. V. Mr. Gamero holds a CPA from Universidad de Guadalajara in Jalisco Mexico and an MBA from ITAM in Mexico City. We believe Mr. Gamero´s more than 26 years of experience make well qualified to serve as Chief Financial Officer. | ![]() |
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18, No Clause | AGIL | AGILW | AGIL | AGILW | 2023-11-22 12:00 AM | 0.20 | 215,914,816 | 0.00 | 2024-01-17 12:00 AM | 0.0009 | 13,638 | 0.00 | -11.303 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
8,920 | Looking For Acquisition | ![]() |
AIB Acquisition Corp | FINTECH | SPAC | FINTECH | AIBBU | AIB | AIBBR | NO WARRANTS, 1 Rights | NO WTS | 1 rt:1/10 sh | 2023-01-18 | 0.00 | 0.0000 | 0 | 10 | 10 | US | 1882963 | NSDQ | 212-380-8128 | 875 3rd Avenue, Suite M204A New York, New York, 10022 | AIB Acquisition Corporation is a blank check company incorporated as a Cayman Islands exempted company for the purpose of entering into a merger, share exchange, asset acquisition, share purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities, which we refer to as a target business. Our efforts to identify a prospective target business will not be limited to a particular industry or geographic region although we intend to focus our search on businesses in the fintech industry. Notwithstanding the foregoing, we will not pursue a target business that is headquartered in, or conducts a majority of its business in, China or Hong Kong. | Not China or Hong Kong | Maxim Group LLC | 2022-01-18 | 10 | 75,000,000 | FALSE | ![]() |
Each unit that we are offering has a price of $10.00 and consists of one Class A ordinary share and one right. Each right entitles the holder thereof to receive one-tenth (1/10) of one Class A ordinary share upon the consummation of an initial business combination, as described in more detail in this prospectus. | 12 | 1064 | 1012 | #NUM! | #VALUE! | #VALUE! | 0 | Coming Soon | TRUE | #VALUE! | Ineligible | 0 | 0.2989 | Axel Hoerger,Eric Chen,David Adelman,Merry Tang,David Knower,NULL,NULL,NULL | 20 | Axel Hoerger | Chairman of the Board since inception. He served as CEO of Lombard International Assurance, Luxembourg from February 2016 to 2021. He served as CEO UBS Deutschland AG and Head One Market Wealth Management Germany & Austria from 2011 to March 2015. From June 2010 to 2011, he served as CEO Wealth Management of UBS Deutschland AG. From 2009 to March 2010, he served as Head of Institutional Sales for Goldman Sachs Asset Management in EMEA. | From 1994 to 2009, Mr. Hoerger served in various leadership positions at Goldman Sachs Investment Management. Mr. Hoerger received his Master of Business Administration from Johann Wolfgang Goethe University in 1993. We believe he is well qualified to serve on our board of directors due to his extensive experience in finance and investing. | ![]() |
Eric Chen | Chief Executive Officer and Chief Financial Officer since inception. Since 2015, he has been the CEO of American International Bank (“AIB”) in New York, NY. From 2008 to 2014, Mr. Chen served as Senior Vice-President of Macquarie Group Limited in Beijing, China. From 2003 to 2008, he served as Vice-President (Global Special Situations Group) of Citigroup Hong Kong. | Mr. Chen worked as a Specialist (Asset Management Department) of Taiwan Asset Management Corporation (TAMCO) from 2002 to 2003. Mr. Chen received his Master of Science degree in Actuarial Science from Boston University in 2000 and Bachelor of Arts in Administrative and Commercial Studies from University of Western Ontario in 1995. We believe his broad experience and networks in the investment field will be instrumental during the de-SPAC process. | ![]() |
David Adelman | will serve as one of our independent directors as of the effective date of the registration statement of which this prospectus forms a part, is an American lawyer, diplomat, and legislator. He is currently the Managing Director and the General Counsel of KraneShares. He was the United States Ambassador to the Republic of Singapore from 2010 to 2013 during the Obama-Biden Administration. He was a partner in the global law firm Reed Smith LLP working out of the firm’s New York office. Mr. Adelman is a former Managing Director of Goldman Sachs. He is an Independent Non-Executive Director of Noble Group Holdings, private equity firm Olympus Capital and merchant bank Ion Pacific. Mr. Adelman is a Trustee of the National Committee on American Foreign Policy and a member of the Council on Foreign Relations and the Advisory Board of the Israel-Asia Center. | He is an Adjunct Professor at New York University where he teaches international relations of the Asia-Pacific region at the graduate level. Mr. Adelman received his J.D. from Emory University where he is a recipient of the Emory Medal. He earned an M.P.A from Georgia State University and B.A. from the University of Georgia. We believe he is well qualified to serve as the head of our compensation committee and on our board of directors due to his extensive experience in finance and investing. | ![]() |
Merry Tang | will serve one of our directors as of the effective date of the registration statement of which this prospectus forms a part, has been an Independent Director and Audit Committee Chair for Ever-Glory International Group, Inc. (Nasdaq: EVK) since August 2011, China Sungery Co., Ltd. (Nasdaq: CSUN) from June 2008 to July 2017, and Jakroo, Inc. (OTC: JKRO) from October 2017 through November 2019. She has been the managing partner of GZTY CPA Group, LLC since February 2008 and the Senior Auditor of PricewaterhouseCoopers LLP from September 2004 to August 2006. From September 1996 to August 2004, she served as the Finance Manager at Lucent Technologies, Inc. and from May 1993 to September 1996, she was Assistant Director of Cash and Investment Division with the State Government of New York. | Ms. Tang graduated from the Central University of Finance & Economics, Beijing, China with a bachelor’s degree in banking in 1983 and a master’s degree in finance in 1986, before going on to receive her master’s degree in accounting from the State University of New York at Albany in 1993. We believe she is well qualified to serve as the head of our audit committee and on our board of directors due to her extensive accounting and directorship experience. | ![]() |
David Knower | will serve as one of our independent directors as of the effective date of the registration statement of which this prospectus forms a part, has been a Partner and Head of Cerberus Deutschland Beteiligungsberatung GmbH since 2003. Prior to this, Mr. Knower was the Owner and Managing Director of Invenimus, an International Consulting Firm headquartered near Frankfurt, Germany. | Before starting his own company, Mr. Knower worked at Procter & Gamble Co. for 11 years, where he started his professional career in Germany in 1986. After 9 years in Finance and Controlling positions, Mr. Knower spent two years managing the Procter & Gamble Germany Fine Fragrance business in Asia Pacific. Mr. Knower received two undergraduate degrees from the University of Massachusetts, (Economics, German) in 1983, as well as being named a Commonwealth Scholar. Mr. Knower received his MBA from the American Graduate School of International Management (Thunderbird), in 1985. Mr. Knower is Vice President and Executive Board Member of the American Chamber of Commerce in Germany, President of the American German Business Club in Frankfurt, Global Board Member Republicans Overseas, Board Member Aspen Institute, Board Member American Institute for Contemporary German Studies, Vice President of the Steuben-Schurz Gesellschaft, and Member of the Board of trustees of “The English Theatre”, in Frankfurt. We believe he is well qualified to serve on our board of directors due to his extensive experience in finance and investing. | ![]() |
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No Clause | AIBBU | AIB | AIBBU | AIB | 2024-04-09 12:00 AM | 12.5000 | 105 | 0.00 | 2024-05-08 12:00 AM | 11.73 | 1,905 | 0.00 | 2024-04-25 00:00:00 | 0.1010 | 100 | 0.0000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
10,088 | De-Spac | ![]() |
iLearningEngines, Inc. | AILE | AILEW | 1/2 Warrant | 1 wt:1 sh | Not Applicable | 2029-04-17 | 11.50 | 0.5000 | 1 | 0 | 50 | US | 1835972 | NSDQ | (310) 566-5966 | 4553 Glencoe Ave Suite 200 Marina Del Rey, CA 90292 | -118.434981 | 33.984719 | Arrowroot Acquisition Corp. is a blank check company whose business purpose is to effect a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses, which we refer to as our initial business combination. | Cantor | 2021-03-01 | 10 | 250,000,000 | 250000000 | COMPLETE | iLearningEngines | 2023-04-27 | Each unit has an offering price of $10.00 and consists of one share of Class A common stock and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share, subject to adjustment as described herein. Only whole warrants are exercisable. The warrants will become exercisable on the later of 30 days after the completion of our initial business combination or 12 months from the closing of this offering, and will expire five years after the completion of our initial business combination or earlier upon redemption or our liquidation | 24 | 1387 | 1335 | 1582 | 600 | 1143 | 787 | Coming Soon | 2024-04-17 | TRUE | TRUE | Ineligible | 1.4 | 0.0179 | Matthew Safaii.,Thomas Olivier,Gaurav Dhillon,Dixon Doll,Will Semple,NULL,NULL,NULL | 20 | Matthew Safaii. | Chief Executive Officer and the Chairman of our board of directors, is the founder and Managing Partner of Arrowroot Capital, an investment advisory firm, which he founded in January 2014. Mr. Safaii serves as a Director at SnapLogic, Inc., a cloud connection company, which he joined in September 2019. | Previously, Mr. Safaii served as a Managing Director and Head of the Acquisitions Team at Actua Corp., a venture capital firm, from June 2009 to December 2013. Mr. Safaii’s significant investment and financial expertise make him well qualified to serve as our Chief Executive Officer and the Chairman of our board of directors. | ![]() |
Thomas Olivier | President and Chief Financial Officer and the Vice Chairman of our board of directors, is a Managing Director at Houlihan Lokey, Inc., a large investment bank, which he joined in May 2017. Upon completion of this offering, Mr. Olivier will join Arrowroot Capital and may remain affiliated with Houlihan Lokey in an advisory role for a limited period of time to complete and/or transition certain ongoing engagements. | Previously, Mr. Olivier served as a Managing Director at Pacific Crest Securities, Inc., an investment bank focused on the technology sector, from April 2012 to May 2017. Mr. Olivier’s significant investment and financial expertise make him well qualified to serve as our President, Chief Financial Officer and the Vice Chairman of our board of directors. | ![]() |
Gaurav Dhillon | Mr. Dhillon is the Chairman and Chief Executive Officer of SnapLogic, Inc., a cloud connection company, which he joined in 2009. | Previously, Mr. Dhillon was also the Founder of Jaman.com Inc., a video streaming software company, from 2005 to July 2015. Prior to that, Mr. Dhillon was the Chief Executive Officer and Co-Founder of Informatica LLC, a software developer, from 1992 to 2004. Mr. Dhillon’s significant investment and financial expertise make him well qualified to serve as a member of our board of directors. | ![]() |
Dixon Doll | Mr. Doll currently serves on the Advisory Board for the Stanford Institute for Economic Policy Research Institute, a nonprofit research institution, which he joined in 2002. Mr. Doll is a Senior Director at Roman DBDR Tech Acquisition Corp. (Nasdaq: DBDR), a special purpose acquisition company, which he joined in October 2020. Mr. Doll is a Director at Prime Impact Acquisition I (NYSE: PIAI), a special purpose acquisition company, which he joined in September 2020. | Previously, Mr. Doll served as the Chairman of Network Equipment Technologies, Inc., a communication equipment company, from 2005 to 2011 and as a Director of DirecTV, Inc., a broadcast satellite services provider, from 2010 to 2015. Mr. Doll was elected to the Board of the National Venture Capital Association in 2005 and served on the Executive Committee and as Chairman from 2008 to 2009. Mr. Doll led DCM Ventures’ investments in About.com (acquired by The New York Times Co.), @Motion (acquired by Openwave), Clearwire (Nasdaq: CLWR), Coradiant (acquired by BMC), Force10 Networks (acquired by Dell), Foundry Networks (Nasdaq: FDRY), Internap (Nasdaq: INAP), Ipivot (acquired by Intel), and Neutral Tandem (Nasdaq: TNDM). Mr. Doll’s significant investment and financial expertise make him well qualified to serve as a member of our board of directors. | ![]() |
Will Semple | Mr. Semple currently serves as a Director and Board Member of eBAY SARL, the European division of eBay, Inc. (Nasdaq: EBAY), a large multinational e-commerce company, which he joined in September 2019. | Previously, Mr. Semple served as EMEA Lead of DevSecOps and Software Security & Assurance for PricewaterhouseCoopers LLP, a large consulting and accounting firm, from January 2016 to September 2019. | ![]() |
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18, No Clause | ARRWU | ARRW | ARRWW | ARRWU | ARRW | ARRWW | 2024-12-31 12:00 AM | 0.42 | 12,842,049 | 0.00 | 2024-12-31 12:00 AM | 0.0200 | 899,228 | 0.00 | -11.08 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
9,170 | Looking For Acquisition | ![]() |
Aimfinity Investment Corp. I | SPAC | AIMAU | AIMA | AIMAW | 1 Warrant | 1 wt:1 sh | Not Applicable | 2023-07-25 | 11.50 | 1.0000 | 1 | 0 | 100 | US | 1903464 | Aimfinity Investment Corp. I is a blank check company incorporated as a Cayman Islands exempted company for the purpose of effecting a merger, share exchange, asset acquisition, share purchase, reorganization or similar business combination with one or more businesses or entities, which we refer to as our initial business combination. We have not selected any business combination target and we have not, nor has anyone on our behalf, initiated any substantive discussions, directly or indirectly, with any business combination target with respect to an initial business combination with us. While we will not be limited to a particular industry or geographic region in our identification and acquisition of a target company, we will not complete our initial business combination with a target that is headquartered in China (including Hong Kong and Macau) or conducts a majority of its business in China (including Hong Kong and Macau). | Tiger Brokers EF HUTTON | 2022-04-25 | 10 | 70,000,000 | FALSE | ![]() |
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one Class 1 redeemable warrant and one-half of one Class 2 redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment, terms and limitations as described herein. Only whole warrants are exercisable. No fractional warrants will be issued upon separation of the units and only whole warrants will trade. The warrants will become exercisable on the later of 30 days after the completion of our initial business combination or 15 months from the closing of this offering, and will (except for Class 2 redeemable warrants attached to shares that are redeemed in connection with our initial business combination, which Class 2 redeemable warrants will expire upon redemption of such shares) expire five years after the completion of our initial business combination or earlier upon redemption or our liquidation. The underwriters have a 45-day option from the date of this prospectus to purchase up to 1,050,000 additional units to cover over-allotments, if any. We will provide our public shareholders with the opportunity to redeem all or a portion of their Class A ordinary shares upon the completion of our initial business combination, subject to the limitations as described herein. Any Class 2 redeemable warrants that are attached to shares that are redeemed in connection with our initial business combination will expire upon redemption of such shares. The expiration of the Class 2 redeemable warrants upon redemption of the shares to which they are attached is different from a typical blank check company offering; see pages 24 and 106 of this prospectus for a discussion of the reasons for structuring the offering in this manner. If we have not consummated an initial business combination within 15 months from the closing of this offering (or (i) up to 21 months from the closing of this offering, if we extend the period of time to consummate a business combination subject to our sponsor depositing additional funds into the trust account, or (ii) during any shareholder approved extension period, as described in more detail in this prospectus), we will redeem 100% of the public shares, subject to applicable law and certain conditions as described herein. | 15 | 967 | 915 | #NUM! | #VALUE! | #VALUE! | 0 | Coming Soon | FALSE | TRUE | #VALUE! | Ineligible | ,,,,,,, | 16.50, No Clause | AIMAU | AIMA | AIMAW | AIMAU | AIMA | AIMAW | 2025-02-11 12:00 AM | 12.1100 | 135 | 0.00 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
9,391 | Not Applicable | ![]() |
Ainos, Inc. | MEDICAL | Med-Tech | a diversified medtech leader | AIMD | AIMDW | 5 wt:1 sh | Not Applicable | 2027-07-29 | 21.25 | 1 | 0 | US | 1014763 | NSDQ | Ainos, Inc. ( Nasdaq: AIMD) is a diversified healthcare company focused on the development of novel point-of-care testing (POCT), low-dose VELDONA interferon therapeutics, and synthetic RNA-driven preventative medicine. | Original exercise pr was 4.25 and is now adjusted for a 1 for 5 reverse split effective Dec 14, 2023. 4.25 x 5 = 21.25 | Each unit issued in the offering consists of one share of common stock and one warrant to purchase one share of common stock at an exercise price of $4.25. The common stock and warrants are immediately separable and will be issued separately. The common stock and warrants are expected to begin trading on the Nasdaq Capital Market on August 9, 2022, under the symbols "AIMD" and "AIMDW," | #VALUE! | #VALUE! | 954 | #VALUE! | #VALUE! | 0 | Coming Soon | FALSE | #VALUE! | #VALUE! | Ineligible | ,,,,,,, | No Clause | AIMD | AIMDW | AIMD | AIMDW | 2025-02-12 12:00 AM | 0.67 | 449,517 | 12.00 | 2025-02-12 12:00 AM | 0.1013 | 21,367 | 1.30 | -20.578 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
10,046 | De-Spac | ![]() |
Montana Technologies Corporation | ENERGY, TECHNOLOGY | ENERGY | ENERGY, TECHNOLOGY | AIRJ | AIRJW | 1/2 Warrant | 1 wt:1 sh | Not Applicable | 2029-03-15 | 11.50 | (NASDAQ: XPDB, XPDBW) | formerly Power & Digital Infrastructure Acquisition II Corp. | 1.0000 | 1 | 0 | 100 | US | 1855474 | NSDQ | (312) 262-5642 | 321 North Clark Street, Suite 2440 Chicago, IL 60654 | Power & Digital Infrastructure Acquisition II Corp. is a newly incorporated blank check company whose business purpose is to effect a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses or entities, which we refer to as our initial business combination. We have not selected any business combination target and we have not, nor has anyone on our behalf, initiated any substantive discussions, directly or indirectly, with any business combination target. Although we may pursue targets in any industry, we intend to initially focus our search on identifying a prospective target business in North America within the renewable and transition energy sector, with a focus on pursuing growth opportunities that are driving the electrical power grid transition, both on the electrical supply and on the demand side for high-intensity electrical users, as well as seeking co-optimization opportunities between supply and demand, of the electrical grid in the United States. | Merger Completed on Friday, 03/15/2024 | Barclays BofA Securities | 2021-12-09 | 10 | 250,000,000 | COMPLETE | Montana Tech | ![]() |
Each unit sold in this offering has an offering price of $10.00 and consists of one share of our Class A common stock and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of our Class A common stock at a price of $11.50 per share, subject to adjustment, upon the terms and limitations as described herein. No fractional warrants will be issued upon separation of the units and only whole warrants will trade. We refer to these warrants throughout this prospectus as the public warrants. The underwriters have a 45-day option from the date of this prospectus to purchase up to 3,750,000 additional units to cover over-allotments, if any. | 18 | 1104 | 1052 | 1549 | #VALUE! | 827 | 0 | Coming Soon | FALSE | 2024-03-15 | TRUE | TRUE | Ineligible | 0 | ,,,,,,, | 2 | ![]() |
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18, No Clause | XPDBU | XPDB | XPDBW | AIRJ | AIRJW | 2025-02-12 12:00 AM | 8.18 | 31,235 | -1.33 | 2025-02-12 12:00 AM | 1.2900 | 330 | -4.37 | -3.32 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
10,015 | De-Spac | Airship AI Holdings | AI, SECURITY, SURVEILLANCE | AI, Security, Surveillance | AI, SECURITY, SURVEILLANCE | AISP | AISPW | 1/2 Warrant | 1 wt:1 sh | Not Applicable | 2029-12-22 | 11.50 | BYTS, BYTSW | formerly BYTE Acquisition Corp. | 0.5000 | 1 | 0 | 50 | US | 1842566 | NSDQ | (917) 969-9250 | 445 Park Avenue, 9th Floor New York, NY 10022 | -73.9706269 | 40.7611256 | Founded in 2006, Airship AI is a U.S. owned and operated technology company headquartered in Redmond, Washington. Airship AI is an AI-driven video, sensor and data management surveillance platform that improves public safety and operational efficiency for public sector and commercial customers by providing predictive analysis of events before they occur and meaningful intelligence to decision makers. Airship AI’s product suite includes Outpost AI edge hardware and software offerings, Acropolis enterprise management software stack, and Command family of visualization tools. | ISRAEL | Merger Completed on Sunday, 12/22/2024 | Citigroup | 2021-03-19 | 1900-01-09 | 300,000,000 | COMPLETE | Airship AI Holdings, Inc | ![]() |
2023-03-10 | Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment, terms and limitations as described herein. Only whole warrants are exercisable. No fractional warrants will be issued upon separation of the units and only whole warrants will trade. The warrants will become exercisable on the later of 30 days after the completion of our initial business combination or 12 months from the closing of this offering, and will expire five years after the completion of our initial business combination or earlier upon redemption or our liquidation, as described | 24 | 1369 | 1317 | 1831 | 648 | 1374 | 721 | Coming Soon | 2024-12-22 | TRUE | #NUM! | Ineligible | 0 | Kobi Rozengarten,Danny Yamin,Samuel Gloor,Vadim Komissarov,Oded Melamed,Louis Lebedin,NULL,NULL | 20 | Kobi Rozengarten | Kobi Rozengarten, 64, will serve as the Executive Chairman of our Board following the completion of this offering. Mr. Rozengarten has over 35 years of experience in investment and management positions in the multinational and Israeli technology sector, with a focus on the fields of semiconductors, cloud computing, and enterprise software. Mr. Rozengarten has been the Chief Executive Officer of Rozengarten Management Ltd. since December 2008. Mr. Rozengarten has experience as a sponsor of various SPACs since 2019. | Mr. Rozengarten served from 2007 to 2019 as a General Partner and then as Managing Partner in Jerusalem Venture Partners, a leading Israeli venture capital firm with $1.5 billion assets under management. In this capacity, Mr. Rozengarten led or co-led more than 25 deals and was instrumental in leading many of Jerusalem Venture Partners’s exits including the sale of Altair Semiconductor to Sony, CyOptics, Inc. to Avago, XtremIO to EMC and Dune Network to Broadcom Inc. From 1997 to 2007, Mr. Rozengarten served as a COO and President of Saifun Semiconductors Ltd., a leading provider of IP solutions for the non-volatile (Flash) memory market, and was responsible for the formulation and execution of the company’s business strategy and co-led its IPO on Nasdaq, raising $270 million. From 1987 to 1996, Mr. Rozengarten held multiple positions, as VP of Operation and VP of Business Development with K&S, a US based leading supplier of equipment for the semiconductor industry, and was the Managing Director of Micro-Swiss, K&S’s subsidiary in Israel. Mr. Rozengarten began his career in 1983 as a programmer and Financial Controller at Elbit Systems Ltd., an Israel-based international defense electronics company. Mr. Rozengarten serves as a member of the Board of Governors of Technion. He holds B.Sc. and M.Sc. degrees in Industrial and Management Engineering from Technion and participated in an Executive MBA program at Stanford University. | ![]() |
Danny Yamin | Danny Yamin, 62, has been our Chief Executive Officer and a member of our Board since January 2021. Mr. Yamin has an extensive proven 30-year track record as a business and technology leader and was named by Globes, a leading financial daily newspaper in Israel, as one of the top 10 most influential people in the Israeli High-Tech sector. Mr. Yamin has been a board member at Axilion, a smart mobility solutions company, since June 2020, and at Isracard, Israel’s largest payments and financial service provider, since November 2020. Both companies are listed on the TASE. | Most recently, Mr. Yamin worked at Microsoft for 16 years, until 2018. His last role at Microsoft was Vice-President in Greater China and as a member of the worldwide leadership team of Microsoft’s enterprise business. In this role Mr. Yamin was responsible for all enterprise and partners business in China, Hong-Kong and Taiwan and led the strategy and execution of transforming the sales engagement from on-premise to a cloud-based model. Previously, Mr. Yamin led Microsoft Israel as the Country Manager for 10 years. Mr. Yamin was awarded the Platinum Circle of Excellence Award three times, the highest recognition at Microsoft for business achievements and effective leadership. Mr. Yamin also served as chairman of the Executive Council of Technion, Israel’s leading institute of technology. As chairman, he led the Technion globalization strategy by collaborating with Cornell University to establish the TCII — Technion Cornell Innovation Institute in New York City and established the Guangdong-Technion Institute of Technology in China. Prior to that, Mr. Yamin served as the Chief Executive Officer of Malam Information Technology, a division of Malam Systems, one of Israel’s leading IT system integrators, and as the Chief Information Officer of Elscint, a global leading medical imaging company. From November 2018 to January 2020, Mr. Yamin was a member of the board of directors of Reduxio. Mr. Yamin received a B.Sc. degree in Industrial and Management Engineering from Technion and participated in a Microsoft Senior Leadership Program at Wharton Business School. | ![]() |
Samuel Gloor | Samuel Gloor, 34, has been our Chief Financial Officer since January 2021. Mr. Gloor is an experienced investment banker that has transacted in the TMT, consumer, healthcare, industrial, oil & gas and specialty finance verticals. Since November 2020, Mr. Gloor has been the Founder and Managing Member of Sagara Group, LLC, where he specializes in fundraising and strategic consulting for growth-stage companies, alternative asset managers and others. | From October 2018 to August 2020, Mr. Gloor was a member of the Financial Institutions Group at Nomura specializing in SPAC and Specialty Finance investment banking. From November 2014 to September 2018, Mr. Gloor was a member of the Advisory & Financing Group at Societe Generale Corporate & Investment Banking, where he provided event-driven bridge and term lending and capital structure advisory services to blue-chip corporate clients and completed several prominent financing transactions supporting M&A and corporate actions. Mr. Gloor received an M.Sc. in Accounting and Finance from the London School of Economics and Political Science in London, United Kingdom and a BBA from the Norwegian Business School in Oslo, Norway. | ![]() |
Vadim Komissarov | Vadim Komissarov, 49, will serve on our Board following the completion of this offering. Mr. Komissarov is a seasoned investment and merchant banker with over 20 years of international experience in technology and telecommunications, including advising companies in large investments in the high-tech telecom industry. Mr. Komissarov has been a Director and Chief Financial Officer of Trident Acquisitions Corp since April 2016, the Chief Executive Officer of Trident Acquisitions Corp since November 2020, and since May 2015, has been the Chief Executive Officer of VK Consulting. | From April 2019 to November 2020, Mr. Komissarov was a Founder and Director of Netfin, which merged and completed a $250 million business combination with Triterras in November 2020. From 2014 through 2015, Mr. Komissarov represented The UMW Holdings Berhad as an Investment Advisor. From 1999 to 2014, Mr. Komissarov held senior level management positions with Russian investment banks such as Troika Dialog and Vnesheconombank. In his role as Executive Director of Globex Capital and Chairman of Vnesheconombank Capital Americas, Mr. Komissarov was responsible for its worldwide corporate finance practice from September 2009 to March 2014. Mr. Komissarov started his investment banking career in 1998 in New York working for international banks, including Merrill and BNY Mellon, handling private equity transactions and alternative dispute resolution programs for Eastern European clients. Mr. Komissarov holds an MBA degree from New York University’s Stern School of Business. | ![]() |
Oded Melamed | Oded Melamed, 53, will serve on our Board following the completion of this offering. Mr. Melamed is an entrepreneur with over 30 years of experience in management positions in the Israeli high-tech sector. Mr. Melamed is currently the Chief Executive Officer of Kiralis Technologies Ltd., a company enabling the development of safer drugs by providing affordable and timely access to pure enantiomers. | From 2005 to 2019, Mr. Melamed was the founder and Chief Executive Officer of Altair Semiconductor, a leading semiconductor company in the cellular IoT space. Prior to founding Altair Semiconductor, Mr. Melamed was Director of Cable Modem Communications at Texas Instruments from 1999 to 2005. In this role, he managed Altair Semiconductor after its acquisition by Texas Instruments, and played a key role in transitioning the business into profitability. From 1997 to 1999, Mr. Melamed was product line manager at Libit Signal Processing Ltd., an Israeli fabless semiconductor start-up company that developed CATV modems. From 1995 to 1997, Mr. Melamed was with Motorola Solutions, Inc., and was involved in the development and deployment of the first CDMA cellular system in Israel. From 1989 to 1995, Mr. Melamed was an officer in the Israel Defense Force, Intelligence Corps. He holds B.Sc. and M.Sc. degrees in Electrical Engineering, Cum Laude, from Tel-Aviv University, and an EMBA degree from Kellogg-Recanati International Executive MBA program, Northwestern University/Tel-Aviv University. | ![]() |
Louis Lebedin | Louis Lebedin, 63, will serve on our Board following the completion of this offering. Mr. Lebedin has over 25 years of banking experience with a proven track record of building and leading a world class business. | From 2017 to 2019, Mr. Lebedin served as an advisor to Unio Capital LLC, an asset management firm, responsible for product development. From 2006 to 2012, Mr. Lebedin was global head of JP Morgan’s prime brokerage business, a leading provider of clearing and financing services for equity and fixed income hedge funds. He was responsible for defining and executing the strategy for the business, to expand its market share while continuing to meet the evolving needs of its hedge fund clients. From 2008 to 2012, Mr. Lebedin served on JP Morgan Clearing Corp.’s Operations Committee and the Equities Division’s Executive Committee. From 2001 to 2005, Mr. Lebedin was the chief operating officer and chief financial officer of Bear Stearns’s Global Clearing Services division. Mr. Lebedin joined the Clearance Division in 1988 assuming the role of controller before being promoted to chief financial officer in 1996. From 1980 to 1987, he worked at Coopers & Lybrand, rising to the level of audit manager specializing in financial services. Mr. Lebedin holds a B.S. in accounting from Syracuse University, and he earned his CPA license in 1982. | ![]() |
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18, 10, Has Clause | BYTSU | BYTS | BYTSW | AISP | AISPW | 2025-02-12 12:00 AM | 5.48 | 1,247,424 | 0.74 | 2025-02-12 12:00 AM | 1.9725 | 122,167 | 6.59 | -6.02 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
10,019 | De-Spac | ![]() |
Alternus Energy Group Plc | ENERGY | Energy | Utility scale solar parks in America and Europe | ALCE | ALCEW | 1/2 Warrant | 1 wt:1 sh | 1 rt:1/10 sh | 2028-12-26 | 11.50 | CLIN. CLINW | formerly Clean Earth Acquisitions Corp. | 0.5000 | 1 | 10 | 60 | US | 1883984 | NSDQ | (800) 508-1531 | 12600 Hill Country Blvd, Building R, Suite 275 Bee Cave, Texas 78738 | Alternus is a transatlantic clean energy independent power producer. Headquartered in Ireland, we currently develop, install, own, and operate utility scale solar parks in Europe and the US. Our highly motivated and dynamic team at Alternus have achieved rapid growth in recent years. Building on this, our goal is to reach 3GW of operating projects within five years through continued organic development activities and targeted strategic opportunities. Our vision is to become a leading provider of 24/7 clean energy delivering a sustainable future of renewable power with people and planet in harmony. | Merger Completed on Tuesday, 12/26/2023 | Citigroup | 2022-02-23 | 10 | 200,000,000 | COMPLETE | Alternus Energy Group Plc | ![]() |
2022-10-12 | Each unit that we are offering has a price of $10.00 and consists of one share of Class A common stock, one right, and one-half of one warrant. Each right entitles the holder thereof to receive one-tenth (1/10) of one share of Class A common stock, for no additional consideration, upon the consummation of an initial business combination, as described in more detail in this prospectus. As a result, you must have 10 rights in order to receive a share of Class A common stock at the closing of the initial business combination. Each whole warrant entitles the holder to purchase one share of Class A common stock at a price of $11.50 per share. | 15 | 1028 | 976 | 1470 | 797 | 671 | 231 | Coming Soon | FALSE | 2023-12-26 | TRUE | TRUE | Ineligible | 0 | 0.05 | ,,,,,,, | 2 | ![]() |
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18, No Clause | CLINU | CLIN | CLINW | ALCE | ALCEW | 2025-02-12 12:00 AM | 0.06 | 2,164,653 | -74.34 | -11.442 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
9,477 | Looking For Acquisition | ![]() |
Alchemy Investments Acquisition Corp 1 | SPAC | ALCYU | ALCY | ALCYW | 1/2 Warrant | 1 wt:1 sh | Not Applicable | 2023-05-05 | 11.50 | US | 1901336 | 2023-05-05 | 10 | 100,000,000 | FALSE | ![]() |
Each unit consists of one Class A ordinary share of the Company and one-half of one warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share of the Company at a price of $11.50 per share. Once the securities comprising the units begin separate trading, the Class A ordinary shares and warrants are expected to be listed on the Nasdaq under the symbols "ALCY" and "ALCYW," respectively. | Coming Soon | FALSE | TRUE | #VALUE! | ALCYU | ALCY | ALCYW | ALCYU | ALCY | ALCYW | 2025-01-30 12:00 AM | 11.0300 | 1 | 0.00 | 2025-02-12 12:00 AM | 11.16 | 3 | 0.00 | 2025-02-12 12:00 AM | 0.1001 | 1,080 | 5.37 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
6,249 | Not Applicable | ![]() |
Alfi, Inc. | DOOH | Advertising | DOOH Digital Out of Home | ALF | ALFWQ | Not Applicable | 1 wt:1 sh | Not Applicable | 2026-05-06 | 4.57 | 0.0000 | 1 | 0 | 0 | US | 1833908 | NSDQ | (305) 395-4520 | 429 Lenox Avenue Suite 547 Miami Beach, Florida 33139 | -80.1391452 | 25.7740896 | Alfi solves the problems facing advertisers in the DOOH marketplace, as its proprietary technology is able to determine that when an advertisement was displayed, there was someone in front of the screen, as well as the basic demographic and psychographic characteristics of the viewer, such as age, gender, ethnicity and mood. Our computer vision technology allows Alfi to determine how a viewer interacted with the advertisement, and their emotion in seeing the advertisement, even if the viewer did not actually click through to the advertiser’s website for additional information. Our data rich reporting functionality informs the advertiser that someone viewed their ad, how many people viewed the ad, as well as each viewer’s reaction to the ad. Alfi gives large and small businesses access to data-driven insights by expanding advertising capabilities, analytical sophistication and delivering it all seamlessly over multiple devices. For instance, if a clothing brand wants to advertise to a 25 year old female, when our AI detects a person who fits that demographic, the advertisement will be served in real-time to the appropriate target viewer. Alfi continues to learn and improve by refining the advertisements seen by viewers with each successive interaction on any Alfi-enabled device. The more data it processes, the better the accuracy and predictive value Alfi achieves. | https://www.streetinsider.com/dr/news.php?id=18355887 | KINGSWOOD CAPITAL MARKETS Co-Managers Revere Securities LLC, WESTPARK CAPITAL, INC. | 2021-05-03 | 4.15 | 0 | FALSE | ![]() |
Each warrant is exercisable for one share of common stock at an exercise price of $4.57 per share and will expire five years from the date of issuance. | 1324 | 1272 | 505 | #VALUE! | #VALUE! | 0 | Coming Soon | @the_alfie_inc | TRUE | #VALUE! | Ineligible | 0 | Paul Pereira, DBA,Dennis McIntosh, MBA/CPA,John M. Cook, II,Charles Raglan Pereira,Peter Bordes,Justin Elkouri,Jim Lee,Allison Ficken | 20 | Paul Pereira, DBA | Dr. Paul Antonio Pereira has served as our Chairman, President and Chief Executive Officer since April 2018. Dr. Pereira has over 30 years’ experience in technology, telecommunications, transportation, manufacturing and biotechnology. | Dr. Pereira has led successful business initiatives across the United States and overseas, including founding the first ISP in the Caribbean leading to the deregulation of the Cable and Wireless 40-year-old telecom monopoly and simultaneously opening up the markets for major call centers in multiple Caribbean islands. Dr. Pereira led the turnaround and restructuring for the Palestinian Telecommunication Company (PALTEL) and also served as a founding director of Vtel, a multibillion telecommunications company based in Dubai and Amman Jordan, and successfully lead multiple acquisitions in the MENA region. From 2010 through March 2016, Dr. Pereira was the Chief Executive Officer at Alton Consulting Group, where he reengineered multiple firms to a renewable and sustainable transition for the new Bio Economy. From August 2013 to November 2015, Dr. Pereira also served as the Chief Executive Officer and Executive Chairman of MHG (Danimer Scientific) where he spearheaded a turnaround from bankruptcy to a multi-million buyout offer in two years which eventually ended up with a SPAC acquisition on NYSE (DNMR) in December 2020 at an enterprise valuation of $890 million. From July 2016 to July 2017, Dr. Pereira served as Chief Executive Officer of Uniwell Labs where he developed and directed strategy for Chapter 11 reorganization with a successful exit six months later. Dr. Pereira has also served as a professor from September 2014 teaching the graduate level business courses at ISEG Business and Finance school in Paris, France. Dr. Pereira graduated with an Ontario Scholarship in 1978 from Ridley College and studied Chemistry at McGill University in Canada (Sept 1978 to June 1981), and further studied Mechanical Engineering at Texas Agricultural and Mechanical University in the United States in 1984. Dr. Pereira earned a Doctorate of Business Administration (DBA) in August 2014 from the International School of Management Paris and St. John's University, New York. | ![]() |
Dennis McIntosh, MBA/CPA | Mr. McIntosh has served as our Chief Financial Officer since October 2020. Mr. McIntosh has years of experience in both private and public companies in a various range of industry groups. Mr. McIntosh has led multiple start-up companies through successful sales of the companies and has led the due diligence on 25+ acquisitions/divestures representing $1.9 billion in investor funds and is proficient in accounting, finance, and treasury and cash forecasting (designed/implemented several companywide multi-national cash forecasting processes). In the investment management industry, Mr. McIntosh directed the conversion of $700 million in home loans into a public traded portfolio, thus reducing the portfolio risk and achieving the targeted asset to liabilities match and serves as a board of director member on several companies. Since 2019, Mr. McIntosh has served as the managing partner at Prosperity Partners Consultancy, LLC where he advises companies on a range of growth strategies, including preparing companies for sale or acquisition integration. | From 2015 to 2019, Mr. McIntosh served as a partner at B2B CFO Partners, LLC where he also served clients by solving capital issues. From 2014 to 2015, Mr. McIntosh served as the Chief Financial Officer of Success Academy Charter Schools Inc. where he instituted a variety of financial infrastructure, provided financial guidance, and served on the executive team which resulted in launch of 39 new schools, increasing revenue from $80 million to $300 million and students from 6,000 to 15,000. Mr. McIntosh earned his Bachelor of Art degree with honors from Andrews University in 1977. Mr. McIntosh earned his Masters in Business Administration from the University of Connecticut in 1981. Mr. McIntosh, in addition to being a CPA, is certified in International Financial Reporting Standards (IFRS), Not for Profit accounting (NFP), and is a Chartered Global Management Accountant (CGMA). | ![]() |
John M. Cook, II | Mr. Cook has served as our Chief Business Development Officer since October 2020. Prior to that, Mr. Cook served as our Chief Financial Officer from April 2018 until October 2020. Mr. Cook is a Wall Street veteran with over 24 years of experience and expertise in Investment Banking, Capital Markets, and Commercial banking both domestic and abroad. | From July 2005 to March 2018 Mr. Cook served as Senior Portfolio Manager for a Private Family Office with a primary investment focus on U.S. Capital Markets. Prior to that, Mr. Cook served as an Investment Banker and Financial Consultant gaining vast experience in the Investment Banking and Capital Markets space with respect to publicly traded companies and his keen understanding of the financial markets. Mr. Cook attended Five Towns College. On September 3, 2002, the SEC Admin Release 34-46447, issued a release in reference to Mr. Cook. On December 12, 2001, the Commission filed a complaint in the United States District Court for the Southern District of Florida Case No. 01-7874 (S.D. Fla.), alleging, among other things, that Mr. Cook violated the registration, antifraud, and broker-dealer registration provisions of the federal securities laws by selling unregistered securities and by offering and selling the securities in exchange for sales commissions without the knowledge or approval of the registered broker-dealers which he was associated with and by continuing to offer and sell the securities when he was no longer associated with the registered broker-dealer. On March 27, 2002, a final judgment permanently enjoined Mr. Cook from violating sections 5(a), 5(c), and 17(a) of the Securities Act of 1933 and Sections 10(b) and 15(a) of the Exchange Act and Rule 10b-5 thereunder. Mr. Cook consented to the entry of the Final Judgment without admitting or denying the allegations contained in the Commission’s report. Mr. Cook will be resigning from the Board of Directors effective upon completion of this offering. | ![]() |
Charles Raglan Pereira | Mr. Pereira has served as our Chief Technology Officer since April 2018. Mr. Pereira oversees multiple engineering and coding resources for the Company, including our Belfast office team. Mr. Pereira initiated the design, development and launch of Alfi’s machine learning and deep learning models. | Mr. Pereira has also worked with MIT’s laboratory of manufacturing productivity for the purpose of implementation of an innovative enterprise resource planning software, utilizing RFID in a garment manufacturing process. Mr. Pereira earned his Bachelor of Science in Business Administration in 2016 from the University of Miami. Charles attended Udacity University from January 2017 to August 2017 and completed a Nano Degree in Artificial Intelligence specializing in computer vision. | ![]() |
Peter Bordes | Peter Bordes is a lifelong entrepreneur with a 30+ year career as a founder, CEO, investor and Board Member in private and public companies focused in media, ad tech, technology, finance and venture investing focused on disruptive innovation. Since March 2012, Mr. Bordes has been a managing partner at Trajectory Capital, investing in disruptive innovation driving global transformation from Seed thru IPO. | From May 2019 to October 2020, Mr. Bordes was CEO of Kubient, a cloud advertising platform with artificial intelligence ad fraud prevention, that he led from private to IPO on the (NASDAQ:KBNT), and currently sits on the Kubient’s Board of Directors. Mr. Bordes serves on the Board of Directors of Beasley Media (NASDAQ: BBGI), fraud.net, Hoo.be and as Vice Chairman of Ocearch. He is a co-founder and serves on the Board of Directors of TruVest, and MainBloq. Prior to forming Trajectory Capital, Mr. Bordes was a co-founder, CEO, and Chairman of MediaTrust, an RTB performance marketing ad exchange, which was the ninth fastest growing company in the United States under his leadership. During his tenure in the performance marketing industry he was a founding member and Chairman of the PMA Performance Marketing Association. Before founding MediaTrust Mr. Bordes was a managing partner of Mason Cabot an early stage tech investment bank. Mr. Bordes was ranked in the top 100 most influential angel investors and business leaders in the United States on social media and is a member of the Thiel Foundation 20 Under 20 Mentor Program. He is a member of the Board of Trustees of the Brooklyn Music School. Mr. Bordes earned his bachelor’s degree in Communication, Business and Media Studies from New England College. | ![]() |
Justin Elkouri | Justin Elkouri, is an experienced industry executive who brings a wide range of knowledge and expertise to businesses across several platforms and industry sectors. Mr. Elkouri has served as the Chief Legal Officer for David Murfin and Murfin, Inc. in Wichita, Kansas since 2013. At Murfin, Inc., Mr. Elkouri has led various business transactions around the world—including transactions related to the following: Lee Aerospace in Wichita, Kansas, Air Capital Flight Line’s acquisition and re-development of the legacy Boeing Facility, operating the first Pizza Hut franchisees in Lusaka, Zambia and Kampala, Uganda, the construction and management of Mushandi berry farm in Zimbabwe, and the development of Wichita State University's Innovation Campus. | Mr. Elkouri also serves on the boards of Executive Airshare, LLC and Air Capital Filtration, LLC. Mr. Elkouris also serves on the boards of several charitable, educational and not-for-profit groups, including the Sedgwick County Zoo Foundation. Mr. Elkouri received his Bachelor of Science in Business Administration from the University of Kansas in 2005. Mr. Elkouri received his Juris Doctorate from the University of Kansas School of Law in 2008, and his Masters of Law in Taxation from New York University in 2009. Mr. Elkouri will be resigning from the Board of Directors effective upon completion of this offering. | ![]() |
Jim Lee | Jim Lee, is a Wall Street veteran with more than 25 years of experience in all aspects of the banking and finance industry spectrum. | Mr. Lee has been the founder, President and Chief Executive Officer of Lee Aerospace, Inc., a transparency manufacturer for the aerospace industry since 1987. Mr. Lee has diversified Lee Aerospace to include the manufacturing of full-fuselage builds, and complex composite parts, details, and assemblies. In addition, Lee Aerospace has expanded its position in the market through strategic investments and partnerships both inside and outside the aviation industry. With a passion for aviation at an early age, Mr. Lee graduated from Spartan School of Aeronautics in 1979. In addition, as a multi-engine instrument pilot, he has accumulated over 5,000 hours. | ![]() |
Allison Ficken | Allison Ficken, has been a partner at the law firm of Dovin Ficken LLC since January 2015. Ms. Ficken practices primarily in the areas of commercial arbitration, securities litigation/arbitration, and business litigation. | Ms. Ficken earned her Bachelor of Science from Wake Forest University in 1981 with honors. Ms. Ficken earned her Juris Doctor, with honors, from the University of Georgia School of Law in 1981. | ![]() |
Frank Smith, is an attorney and has run his own law firm FMS Lawyer PL since 2010. Mr. Smith’s areas of practice include civil, administrative, and criminal litigation, as well as legal services related to contracts, corporate governance, compliance, insurance, employment and human resources issues, real estate, financing, mergers and acquisitions and the creation and protection of intellectual property. With over 27 years of legal experience, Mr. Smith has served as an attorney in Florida where he has helped clients resolve multi-year intra-family corporate governance disputes, successfully win millions of dollars for clients in breach of contract disputes, as well as general corporate counseling for his clients. Mr. Smith earned his Bachelor of Arts from Franklin and Marshall College in 1988. Mr. Smith earned his Juris Doctor from Hofstra University School of Law in 1993. Richard Mowser, serves as our Audit Committee expert. Mr. Mowser is an experienced industry expert with over 30 years’ experience in the hospitality profession. Since May 2018, Mr. Mowser has served as a food and beverage consultant at Crown Point Beach Resort where he restructured and rebranded the restaurant resulting in increased revenue by 400% with second year improvement up 25% year on year. From May 2012 to May 2018, Mr. Mowser served as the Chief Executive Officer of Queen’s Park Cricket Club where he developed and executed a strategic business plan resulting in increased revenues of $17 million from 2012 to 2013 to $25 million in 2015 to 2016. Mr. Mowser earned his undergraduate degree from Greshams School UK in 1977. Mr. Mowser is also an AAT level 1, graduating from London School of Accountancy in 1979 and served as an auditor with Deloitte and Touche for several years. Significant Employees and Consultants Dr. Lorenzo Trojan, has worked with us since November 2019 as Machine Learning Lead Engineer and, since May 2020 he serves as our Director of Software Engineering. From June 2017 to October 2019 Dr. Trojan worked as Lead Artificial Intelligence Engineer at Axial3D, an exciting Belfast grown startup focused on delivering bespoke anatomical 3D printing services to the medical sector, where he shaped and drove forward the development efforts within the Machine Learning, Data Science and Cloud engineering. From April 2015 to May 2017 Dr Trojan worked as Senior Machine Learning Software Developer at Mintel, a global marketing intelligence company based in London. Dr Trojan was the second key hire for an ambitious project to streamline the large company operation by employing Machine Learning, Computer Vision and NLP techniques. From August 2013 to April 2015 Dr. Trojan worked as Lead Instrument Scientist at RoBAT, where he drove the redesign and implementation of the company lead products onboard instrumentation systems. Dr. Trojan earned his Bachelor of Science in Physics in 2005 and a PhD in Plasma Physics and Nuclear Fusion in 2010 both from the University of Manchester. Peter McCrystal, has worked at Alfi since October 2018 as Lead Machine Learning Engineer focusing on deep learning and computer vision through facial analytics and voice analytics. Mr. McCrystal leads the Machine Learning initiative for us and has built cutting edge Deep Learning models in facial recognition and age/gender estimation as well as utilizing General Adversarial networks for Style Transfer. From June 2016 to November 2018 Mr. McCrystal worked at Prudential Financial focusing his work on the Data Science/Machine Learning field in life insurance. During this time, he built predictive models in customer retention/segmentation, underwriting risk models, lapsation models and fraud detection. Mr. McCrystal was part of the team that won DatSci Data Science Multinational Company of the Year 2016. Mr. McCrystal earned his degree at Queen’s University Belfast in 2016 where he graduated with a First-Class Honors Master of Science Degree in Mathematics and Statistics. Ryan Kavanagh, Ph.D., has worked as a data scientist and senior backend engineer for us since October 2018, joining shortly after finishing his PhD program. From September 2015 to September 2017 Dr. Kavanagh held a student teaching position within the QUB School of Physics, teaching both python programming and mathematics to students of all levels alongside his PhD studies. During this time Dr. Kavanagh also leveraged massively parallel computing to aid the UK Nuclear industry using machine learning as well as the Python and C programming languages to determine the properties of radioactive materials. Dr. Kavanagh earned his MSci in chemistry in 2015 and his PhD in Physics in September 2018, both from Queens University Belfast. | No Clause | ALF | ALFWQ | ALF | ALFWQ | 2025-02-12 12:00 AM | 10.19 | 2,856 | 0.10 | 2025-01-24 12:00 AM | 0.0000 | 300 | 0.00 | 5.62 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
6,651 | Definitive Agreement | ![]() |
Alpha Star Acquisition Corp | UNDECLARED | SPAC | Our efforts in identifying prospective target businesses will not be limited to a particular geographic region, although we intend to focus on businesses that have a connection to the Asian market. We believe that we will add value to these businesses primarily by providing them with access to the U.S. capital markets. | ALSAU | ALSA | ALSAW | ALSAR | 1 Warrant, 1 Rights | 2 wt:1 sh | 1 rt:1/7 sh | 2022-09-14 | 11.50 | 1.0000 | 0 | 14 | 64 | US | 1865111 | NSDQ | (212) 837 7977 | 80 Broad Street, 5th Floor New York, NY 10004 | -74.0117148 | 40.7042551 | Alpha Star Acquisition Corporation is a blank check company incorporated as a Cayman Islands exempted company and formed for the purpose of effecting a merger, share exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses, which we refer to throughout this prospectus as our initial business combination. We have not selected any specific business combination target and we have not, nor has anyone on our behalf, initiated any substantive discussions, directly or indirectly, with any business combination target. | ASIA | Merger Pending as of Tuesday, 09/13/2022 with Cyclebit Group and is expected to close on or around NULL | Ladenburg Thalmann | 2021-12-14 | 10 | 100,000,000 | TRUE | Cyclebit Group | ![]() |
2022-09-13 | Each unit has an offering price of $10.00 and consists of one ordinary share, one right to receive one-seventh (1/7) of an ordinary share upon the consummation of an initial business combination, as described in more detail in this prospectus, and one redeemable warrant. Each warrant entitles the holder thereof to purchase one-half of one ordinary share. We will not issue fractional shares. As a result, you must exercise warrants in multiples of two warrants, at a price of $11.50 per full share, subject to adjustment as described in this prospectus, to validly exercise your warrants. Each warrant will become exercisable on the later of the completion of a business combination and 9 months from the date of this prospectus, and will expire five years after the completion of a business combination, or earlier upon redemption. We have also granted the underwriters a 45-day option to purchase up to an additional 1,500,000 units to cover over-allotments, if any. We will provide our public shareholders with the opportunity to redeem all or a portion of their ordinary shares upon the completion of our business combination at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account described below as of two business days prior to the consummation of our business combination, including interest (which interest shall be net of taxes payable) divided by the number of then issued and outstanding ordinary shares that were sold as part of the units in this offering, which we refer to collectively as our public shares, subject to the limitations described herein. If we are unable to complete our business combination within 9 months from the closing of this offering (or up to 21 months from the closing of this offering if we extend the period of time to consummate a business combination, which may be accomplished only if the sponsor deposits additional funds into the trust account as described below), we will redeem 100% of the public shares at a per-share price, payable in cash, equal to the aggregate amount then on deposit in the trust account, including interest (less up to $50,000 of interest to pay dissolution expenses and which interest shall be net of taxes payable) divided by the number of then issued and outstanding public shares, subject to applicable law and as further described herein. | 9 | 1099 | 1047 | #NUM! | 826 | #VALUE! | 273 | Coming Soon | TRUE | #VALUE! | Ineligible | 0 | Zhe Zhang,Guojian Chen,Xiaofeng Zhou,Konstantin A. Sokolov,Huei-Ching (Tina) Huang,Steven Markscheid,NULL,NULL | 20 | Zhe Zhang | Chairman and Chief Executive Officer since April 2021. From August 2018 to February 2020, Mr. Zhang served as an independent director of TKK Symphony Acquisition Corporation. Since May 2013, Dr. Zhang has been a Founding Partner of SIFT Capital, an asset manager licensed by the Securities and Futures Commission (SFC) of Hong Kong and China Securities Regulatory Commission (CSRC). Since February 2019, Dr. Zhang has also been the CEO of Still Waters Green Technology Limited, an asset management company based in London, specializing in the development and management of renewable energy and power generation assets. Prior to that, from January 2000 to April 2013, he was an Executive Director at Goldman Sachs Beijing, where he was a member of the Supervisory Board of Goldman’s Beijing Office and led multiple overseas acquisitions by Chinese state-owned enterprises and listed companies. He is experienced with fund formation, equity investment and portfolio management. | Before entering the private sector, Dr. Zhang had spent 14 years with MOFCOM including as a diplomat stationed in Europe. He is licensed as a Responsible Officer for Asset Management under the SFC of Hong Kong, as well as the licensed to practice as a professional respectively for securities, futures and fund management in China. Dr. Zhang holds a Ph.D. degree from China University of International Business and Economics, Master degrees from both Peking University (LL.M.) and Oxford University (Magister Juris), and a Bachelor degree from Shanghai Institute of Foreign Trade (B.A.). He currently sits on the board of China Oxford Scholarship Fund and is involved in the process for scholarship awardee selection every year. | ![]() |
Guojian Chen | Chief Financial Officer and director since March 2021. Mr. Chen serves as an independent director of Venus Acquisition Corporation since February 2021. Mr. Chen serves as the Secretary of Board of Beijing ChinaReel Art Exchange Inc. a leading copyright operator focusing on high-quality video content, since May 2020, where he is in charge of investor relations and corporate finance matters for the company. | Mr. Chen served as a director of Beijing Zhongqixinhe Enterprise Management Consulting Co., Ltd., a financial advisory firm with focuses on financial, real estate and TMT industry from May 2019 to May 2020. Mr. Chen served as an analyst of Zhongrong Huitong Investment Fund Management (Zhuhai) Co., Ltd. from July 2018 to May 2019. Mr. Chen received his Bachelor of Management degree from Renmin University of China in 2015, and Master of Finance from the University of Chinese Academy of Sciences in June 2018. | ![]() |
Xiaofeng Zhou | independent director immediately upon effectiveness of this prospectus. Ms. Zhou serves as the Managing Director and founder of Hainan Genyuan Investment Corp. since October 2020. From September 2019 to October 2020, Ms. Zhou served as Senior Strategic Consultant for Nanjing Travel Group. | Prior to that, from September 2006 to September 2019, Ms. Zhou served director, Vice President and Secretary of the Board for Tempus International Commercial Services Corp., a company listed in Hong Kong and Shenzhen Stock market. Ms. Zhou received her LL.B. degree from Shenzhen University in 2004. | ![]() |
Konstantin A. Sokolov | independent director immediately upon effectiveness of this prospectus. Mr. Sokolov is the founder and Chairman of Gotthard Investment AG, which is a private equity firm based in Zurich, Switzerland, focusing on financial services, asset management and global real estate. Since 2011, Gotthard Investment AG advised and managed multiple investment funds, and partnered with leading Swiss and Lichtenstein banks to invest globally in energy and real estate assets. | Prior to that, Mr. Sokolov served as Managing Director of Centrica plc (British Gas and Direct Energy). Between 1997 to 2005, Mr. Sokolov served in senior leadership positions at Qwest Communication, Inc., a pioneer in fiber optics. Mr. Sokolov holds Executive MBA degree from University of Chicago in 2005 and Master of Mathematics and Computer Science degree from St. Petersburg State University in 1997. | ![]() |
Huei-Ching (Tina) Huang | independent director immediately upon effectiveness of this prospectus. Ms. Huang founded and has served as director of AGC Capital Securities Pty Ltd since April 2014. AGC Capital is a financial advisory service company based in Sydney and licensed in Australia. Ms. Huang leads AGC Capital's operation in Australia and Asia Pacific, primarily focusing on initial public offerings, funds management, corporate finance, mergers and acquisitions and direct investments. From February 2021 to Present, Ms. Huang also serve as a director of Wall St. Trust Limited based in Hong Kong, which is a licensed entity of Securities & Futures Commission of Hong Kong (SFC). | Prior to AGC Capital, from February 2012 to May 2013, Ms. Huang worked for KPMG as a director of Information Risk Management. Ms. Huang received her a LLB degree from School of Law of Soochow University in June 1992. We believe Ms. Huang is well-qualified to serve as a member of the Board because of her financial experiences in capital markets. | ![]() |
Steven Markscheid | Senior Advisor since April 2021. Mr. Markscheid started his career with the US China Business Council after graduating from Princeton University. He later earned an Executive MBA from Columbia University and a MA in International Economics and International Relations from Johns Hopkins University SAIS. From 1978 to 1983, he worked at the US China Business Council in Beijing and Washington, DC. From 1984 to 1994, Mr. Markscheid was a commercial banker with Chase Manhattan Bank and First National Bank of Chicago in London, Chicago, New York, Hong Kong, and Beijing. | From 1994 to 1997, he was a case leader at Boston Consulting Group in Hong Kong. From 1998 to 2006, he served in several positions with GE Capital, first as a business development director in Asia, and then as the senior vice president for global risk. Since 2006, he has served as a corporate director with at least 10 Chinese companies. He has also served as the CEO of Huamei Capital (2006 to 2007), CEO of Synergenz BioScience, Inc. (2007 to 2011), and Partner at Wilton Partners (2014 to 2017). Since 2007, he has been a partner at Dysrupt Labs. He currently serves as an independent director of Xiaobai Maimai (Nasdaq: HX), Zhongjin Technology Services Group Company Limited (HKEx: 08295), Jinko Solar, Inc. (NYSE: JKS), and Fanhua, Inc. (formerly CNinsure Inc.) (NASDAQ: FANH). He also serves as an advisory board member of Clean Energy Trust and Kearsage Energy since 2011. Since February 2019, Mr. Markscheid has been the Chairman of Still Waters Green Technology Limited, an asset management company based in London, specializing in the development and management of renewable energy and power generation assets. | ![]() |
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18, No Clause | ALSAU | ALSA | ALSAW | ALSAU | ALSA | ALSAW | 2024-12-16 12:00 AM | 12.1000 | 100 | 0.00 | 2024-12-20 12:00 AM | 12.06 | 7,540 | 0.00 | 2024-12-20 12:00 AM | 0.0079 | 660 | 0.00 | 1.12 | 2024-12-20 00:00:00 | 0.0301 | 90425 | 0.0000 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
9,639 | De-Spac | ![]() |
Allurion Technologies, Inc. | TECHNOLOGY | Technology | ALUR | ALUR.WS | 1/4 Warrant | 1 wt:1 sh | Not Applicable | 2028-08-02 | 11.50 | CPUH, CPUHW | (formerly Compute Health Acquisition Corp.) | 0.2500 | 1 | 0 | 25 | US | 1828608 | NYSE | (212) 829-3500 | 1105 NORTH MARKET STREET, SUITE 1300, WILMINGTON DE 19801 | -75.547199 | 39.7474038 | Compute Health Acquisition Corp. is a newly organized blank check company formed for the purpose of effecting a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses, which we refer to throughout this prospectus as our initial business combination, with one or more businesses or entities, which we refer to throughout this prospectus as a target business. We have not selected any specific target business and we have not, nor has anyone on our behalf, initiated any substantive discussions, directly or indirectly, with any target business regarding a business combination with us. We may pursue a target business in any stage of its corporate evolution in any industry, sector or geographic location (subject to certain limitations described in this prospectus). | Merger Completed on Wednesday, 08/02/2023 | Goldman Sachs & Co. LLC | 2021-02-04 | 10 | 862,500,000 | COMPLETE | ALLURION | ![]() |
2023-02-09 | Each unit has an offering price of $10.00 and consists of one share of our Class A common stock and one-quarter of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of our Class A common stock at a price of $11.50 per share, subject to adjustment as described in this prospectus, and only whole warrants are exercisable. No fractional warrants will be issued upon separation of the units and only whole warrants will trade. The warrants will become exercisable on the later of 30 days after the completion of our initial business combination and 12 months from the closing of this offering and will expire five years after the completion of our initial business combination or earlier upon redemption or liquidation, as described in this prospectus. Subject to the terms and conditions described in this prospectus, we may redeem the warrants once the warrants become exercisable. | 24 | 1412 | 1360 | 1324 | 677 | 909 | 735 | Coming Soon | FALSE | 2023-08-02 | TRUE | TRUE | Ineligible | 1.37 | 0.1551 | Dr. Omar Ishrak,Dr. Jean Nehmé,Joshua Fink,Hani Barhoush,Gwendolyn A. Watanabe,NULL,NULL,NULL | 20 | Dr. Omar Ishrak | Chairman of our Board of Directors since inception; Dr. Ishrak serves as Chairman of the Board of Directors at Intel. Dr. Ishrak was CEO of Medtronic from June 2011 to April 2020 and served as Executive Chairman and Chairman of the Board of Directors until he stepped down in December 2020. In January 2020, Dr. Ishrak was named independent Chairman of the Board of Directors of Intel. Dr. Ishrak has served as a member of the Intel board since March 2017. | Prior to joining Medtronic, Dr. Ishrak was President and CEO of GE Healthcare Systems. He held several other roles at General Electric Company (“GE”) during his 16-year tenure. Earlier in his career, Dr. Ishrak amassed 13 years of technology development and business management experience, holding leadership positions at Diasonics/Vingmed, and various product development and engineering positions at Philips Ultrasound. He was inducted to the American Institute for Medical and Biological Engineering (AIMBE) College of Fellows in 2016 and was elected to the National Academy of Engineering in 2020. Dr. Ishrak serves on the Board of Directors of the Cleveland Clinic, a nonprofit academic medical center. He is also a member of the Board of Trustees of the Asia Society, the leading educational organization dedicated to promoting mutual understanding and strengthening partnerships among peoples, leaders and institutions of Asia and the United States in a global context. In addition, he is a member of the Minnesota Public Radio Board of Trustees. He earned a Bachelor of Science degree and Ph.D. in Electrical Engineering from the University of London, King’s College. He is also a Fellow of King’s College. | ![]() |
Dr. Jean Nehmé | co-Chief Executive Officer since inception; Dr. Nehmé co-founded Digital Surgery in 2011 while training in plastic surgery in London and has continued to serve in his role after Digital Surgery was acquired by Medtronic in February 2020 to be integrated into the MITG Robotics division. | Dr. Nehmé earned multiple awards for his research in innovation and application of surgical technology and simulation. He has presented at multiple international conferences and won the Founders Forum Singapore Rising Star award and the London Business School Deloitte Digital Health Award in 2015. Dr. Nehmé completed his masters in surgical technology at Imperial College London. | ![]() |
Joshua Fink | co-Chief Executive Officer since inception; Mr. Fink is the Managing Partner of Ophir Holdings, a private investment company, which invests across a broad spectrum of industries including technology, healthcare and natural resources. Mr. Fink is Vice Chairman of the Electrum Group LLC, a firm that primarily invests in the mining sector, with a focus on precious metals. Mr. Fink serves as a Senior Advisor at SoftBank Investment Advisors. He is an advisor to 8VC, a leading Silicon Valley venture capital firm founded by Joe Lonsdale. Mr. Fink is the Managing Partner of Luma Bio-IT SPV, an investment vehicle focused on emerging to mid-sized companies in the Bio-IT and pharma-IT spaces. He is also a Founding Partner at Ascendant Capital Partners, a vertically integrated real estate investment and operating vehicle with an investment focus on urban hospitality, data infrastructure and technology-enabled multifamily assets. | Mr. Fink holds a BA from the University of Pennsylvania. | ![]() |
Hani Barhoush | Mr. Barhoush will become a director upon the effective date of the registration statement. He currently serves as the CEO of Disruptive Investments at Mubadala Investment Company and is responsible for overseeing a number of business units including Ventures and Growth, Credit Investments, as well as investment programs in France, China, and Russia and CIS. He also oversees Mubadala Capital, Mubadala’s wholly-owned subsidiary focused on 3rd party asset management. He is also a member of Mubadala’s Investment Committee. Mr. Barhoush joined Mubadala in 2004. | Mr. Barhoush was a member of Merrill Lynch’s New York-based investment banking team, where he focused on mergers and acquisitions. Mr. Barhoush holds a B.S.F.S. from Georgetown University’s Edmund A. Walsh School of Foreign Service, an M.P.P. of from Harvard University’s John F. Kennedy School of Government and a J.D. from Harvard Law School. | ![]() |
Gwendolyn A. Watanabe | Ms. Watanabe will become a director upon the effective date of the registration statement. She is the Vice President and General Manager for the Smith and Nephew US Robotics organization. Prior to January 18th, 2021, Gwen served as the Corporate Vice President of Global Corporate Development, Strategy and Strategic Relationships at Teleflex Incorporated. Ms. Watanabe joined Teleflex in July 2012 as a result of Teleflex’s acquisition of Hotspur Technologies, Inc. She served as President and Chief Executive Officer of Hotspur beginning in 2009. | Ms. Watanabe served as a founding team member at Nellix Endovascular, Bacchus Vascular and AneuRx, all three of which were medical device start-up companies that were acquired. In addition, Gwen has been general partner of three venture funds and other private equity entities. Ms. Watanabe serves on the board of Misonix (Nasdaq: MSON) and formerly served on the Board of Directors of Hotspur Technologies (acquired by Teleflex), NovaSom (still privately held) and Practice Fusion (acquired by Allscripts). She holds an M.S. in Mechanical Engineering from Stanford University in the Design Division with an emphasis on Biomechanical Design, as well as an MBA from Harvard Business School with a focus on Finance and Marketing. She also holds a B.S. in Mechanical Engineering from the Massachusetts Institute of Technology where she simultaneously completed her pre-med requirements. | ![]() |
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18, 10, Has Clause | CPUH-UN | CPUH | CPUH-WT | ALUR | ALUR/W | 2025-02-12 12:00 AM | 5.11 | 217,464 | 1.39 | 2025-02-12 12:00 AM | 0.0424 | 16,346 | 3.41 | -6.39 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
9,258 | De-Spac | ![]() |
Alvotech | HEALTHCARE | Healthcare | Healthcare biologic medicines | ALVO | ALVOW | 1/4 Warrant | 1 wt:1 sh | Not Applicable | 2027-06-15 | 11.50 | (NYSE: OACB, OACB.WS) | (formerly Oaktree Acquisition Corp. II) | 0.2500 | 1 | 0 | 25 | US | 1820931 | NYSE | 1-213-830-6300 | 333 South Grand Avenue 28th Floor Los Angeles, CA 90071 United States | -118.2518022 | 34.0522506 | Oaktree Acquisition Corp. II operates as a blank check company. The Company aims to acquire one and more businesses and assets, via a merger, capital stock exchange, asset acquisition, stock purchase, and reorganization. | Merger Completed on Wednesday, 06/15/2022 | Deutsche Bank Securities, Citigroup | 2020-09-17 | 10 | 225,000,000 | COMPLETE | ![]() |
2021-12-07 | Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-fourth of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment, terms and limitations as described herein. | 24 | 1552 | 1500 | 910 | 1106 | 636 | 446 | Coming Soon | FALSE | 2022-06-15 | TRUE | TRUE | Ineligible | 2.58 | 0.6602 | Patrick McCaney,Alexander Taubman,Zaid Pardesi,Mathew Pendo,John Frank,Paul Meister,Andrea Wong,Anthony Grillo | 20 | Patrick McCaney | Chief Executive Officer and a director on the board of directors of Oaktree Acquisition Corp. II and OAC and has served as portfolio manager for Oaktree’s Value Equities strategy since its inception. Mr. McCaney oversees the analysis, portfolio construction and management of the Value Equities strategy. Since joining Oaktree, he has led more than 40 public and private investments across a variety of sectors. | Prior to joining Oaktree, Mr. McCaney spent more than seven years as an investment professional for the Special Situations Group of Goldman, Sachs & Co., where he originated, executed and managed investments of Goldman’s proprietary capital. Mr. McCaney earned a master’s degree in electrical engineering as well as B.S. degrees in electrical engineering and management science from the Massachusetts Institute of Technology. We believe Mr. McCaney’s significant investment experience make him well qualified to serve as a member of our board of directors. | ![]() |
Alexander Taubman | President of Oaktree Acquisition Corp. II and OAC and a managing director within Oaktree’s Value Equities strategy, which he helped launch. Mr. Taubman contributes to the analysis, portfolio construction and management of the Value Equities strategy. He has led public and private investments in consumer, industrial, media, financials and various other sectors. | Prior to joining Oaktree in 2014, Mr. Taubman was an investment professional in the Special Situations Group at Goldman, Sachs & Co., where he originated, executed, and managed investments of Goldman’s balance sheet capital. Mr. Taubman serves as a Trustee of Heckscher Foundation for Children, as well as the Museum of Contemporary Art Detroit. He earned a A.B. degree in economics from Harvard College, as well as an M.B.A. from Harvard Business School. | ![]() |
Zaid Pardesi | Chief Financial Officer and Head of M&A of Oaktree Acquisition Corp. II and OAC and he is a senior vice president within Oaktree’s Value Equities strategy. He has spent his career originating, acquiring and managing middle-market companies in the industrial, consumer, and healthcare sectors, often operating platforms as CFO. Mr. Pardesi joined Oaktree in 2019 from The Cranemere Group, a global holding company, where he was a senior investment professional acquiring middle-market businesses. | Prior thereto, Mr. Pardesi was an investor at H.I.G. Capital and at AEA Investors in New York and London. He began his career at Bain & Company. Mr. Pardesi received an M.B.A. from The Wharton School at the University of Pennsylvania, and a B.S. from Northwestern University, where he was a computer engineering and economics double major. | ![]() |
Mathew Pendo | Chief Operating Officer of Oaktree Acquisition Corp. II and OAC and the Head of Corporate Development and Capital Markets for Oaktree, the President and Chief Operating Officer of the three Oaktree managed BDC’s: Oaktree Specialty Lending Corporation, Oaktree Strategic Income Corporation and Oaktree Strategic Income II. Mr. Pendo joined Oaktree in 2015. His prior experience includes serving as the chief investment officer of the Troubled Asset Relief Program (TARP) of the U.S. Department of the Treasury, where he was honored with the Distinguished Service Award in 2013. | Mr. Pendo began his career at Merrill Lynch, where he spent 18 years, starting in their investment banking division before becoming managing director of the technology industry group. Subsequently, Mr. Pendo was a managing director at Barclays Capital, first serving as co-head of U.S. Investment Banking and then co-head of Global Industrials group. He received a bachelor’s degree in economics from Princeton University, cum laude and is a former board member of Ally Financial and SuperValu Inc. | ![]() |
John Frank | Chairman and a director on the board of directors of Oaktree Acquisition Corp. II and OAC and is Oaktree’s Vice Chairman, working closely with Howard Marks, Bruce Karsh and Jay Wintrob (Oaktree’s Chief Executive Officer) in managing the firm. Since October 2017, Mr. Frank has also served as the Chairman of the boards of directors of Oaktree Strategic Income Corp. and Oaktree Specialty Lending Corporation. Mr. Frank joined Oaktree in 2001 as General Counsel and was named Oaktree’s Managing Principal in early 2006, a position which he held for about nine years. As Managing Principal, Mr. Frank was the firm’s principal executive officer and responsible for all aspects of the firm’s management. | Prior to joining Oaktree, Mr. Frank was a partner of the Los Angeles law firm of Munger, Tolles & Olson LLP where he managed a number of notable merger and acquisition transactions. Prior to joining Munger Tolles in 1984, Mr. Frank served as a law clerk to the Honorable Frank M. Coffin of the United States Court of Appeals for the First Circuit. Prior to attending law school, Mr. Frank served as a Legislative Assistant to the Honorable Robert F. Drinan, Member of Congress. Mr. Frank holds a B.A. degree with honors in history from Wesleyan University and a J.D. magna cum laude from the University of Michigan Law School where he was Managing Editor of the Michigan Law Review and a member of the Order of the Coif. He is a member of the State Bar of California and, while in private practice, was listed in Woodward & White’s Best Lawyers in America. Mr. Frank is a member of the Board of Directors of Chevron Corporation and a Trustee of Wesleyan University, The James Irvine Foundation, Good Samaritan Hospital of Los Angeles, and the XPRIZE Foundation. We believe Mr. Frank’s significant investment experience make him well qualified to serve as a member of our board of directors. | ![]() |
Paul Meister | Mr. Meister is co-founder, and since 2008, Chief Executive Officer of Liberty Lane Partners, LLC, a private investment company with diverse investments in healthcare, technology and distribution-related industries, and is Vice Chairman and Co-Founder of Perspecta Trust, a New Hampshire based trust company. Mr. Meister also served as President of MacAndrews & Forbes Incorporated from 2014 to 2018. | Previously, Mr. Meister was appointed Executive Vice Chairman of Revlon, Inc. to serve as the principal executive officer on an interim basis when the Chief Executive Officer of Revlon, Inc. resigned in January 2018. Mr. Meister previously served as Chairman and Chief Executive Officer of inVentiv Health, Inc. (now Syneos Health Inc.) (NASDAQ:SYNH), a provider of commercial, consulting and clinical research services to the pharmaceutical and biotech industries, from 2010 until 2014. Mr. Meister was Chairman of Thermo Fisher Scientific Inc. (NYSE:TMO), a scientific instruments equipment and supplies company, from November 2006 until April 2007. He was previously Vice Chairman of Fisher Scientific International, Inc., a predecessor to Thermo Fisher, from 2001 to 2006, and Chief Financial Officer of Fisher Scientific from 1991 to 2001. Prior to Fisher Scientific, Mr. Meister held executive positions with the Henley GrouAmAAp, Wheelabrator Technologies and Abex, Inc. Mr. Meister has served as a director of Quanterix Corporation (NASDAQ:QTRX) since 2013, Aptiv PLC (NYSE: APTIV) since July 2019, and Amneal Pharmaceuticals, Inc. (NYSE: AMRX) since August 2019. He also previously served as director of Scientific Games Corporation (NASDAQ: SGMS), which provides customized, end-to-end solutions to the gaming industry from 2012 to 2020: LKQ Corporation (NASDAQ:LKQ), a distributor of vehicle products, from 1999 until 2018; vTv Therapeutics Inc. (NASDAQ:VTVT), a clinical-stage bio pharmaceutical company, from 2015 until 2018; and Revlon (NYSE:REV) from 2015 to 2018. Mr. Meister has served as a director of OAC from 2019 to present. Mr. Meister is Co-Chair of the University of Michigan’s Life Sciences Institute External Advisory Board and Chair of the Provost’s Advisory Committee. Mr. Meister has an M.B.A. from Northwestern University and a B.A. from the University of Michigan. We believe Mr. Meister’s significant investment experience and business strategy expertise make him well qualified to serve as a member of our board of directors. | ![]() |
Andrea Wong | Ms. Wong serves on the boards of Oaktree Acquisition Corp. (NYSE: OAC), Liberty Media Corporation (NASDAQ:LSXMK), Qurate Retail Group (NASDAQ:QRTEA) and Hudson Pacific Properties (NYSE:HPP). She is also a Governor of the British Film Institute and a Trustee of the Royal Academy of Arts. Ms. Wong was most recently President, International Production for Sony Pictures Television and President, International for Sony Pictures Entertainment based in London. She oversaw Sony Pictures Television’s 18 overseas production companies, creating nearly 1,300 hours of entertainment around the world each year. | Previously, Ms. Wong served as President and CEO of Lifetime Networks where she oversaw the operations of Lifetime Television, Lifetime Movie Network, Lifetime Real Women, and Lifetime Digital, including programming, marketing, advertising sales, affiliate sales, public affairs, business and legal affairs, strategic planning, operations and research. Prior to that, Ms. Wong was Executive Vice President, Alternative Programming, Specials and Late Night at ABC. Ms. Wong graduated from MIT with a degree in electrical engineering and received an M.B.A. from Stanford University. She is a Henry Crown Fellow at the Aspen Institute, serves on the Stanford Graduate School of Business Advisory Council and is a member of the Committee of 100. We believe Ms. Wong’s senior leadership and international business experience are valuable to the board and make her well qualified to serve as a member of our board of directors. | ![]() |
Anthony Grillo | Mr. Grillo has served as a director of Littelfuse, Inc. (NASDAQ:LFUS) since 1991 and OAC since 2019. Mr. Grillo has also served and is currently serving on the boards of directors of NarrativeWave, Inc. since 2017 and WeR.AI, Inc. since February 2018. Mr. Grillo is one of the founders of American Securities Advisors, LLC and affiliates (now known as Ascribe Opportunities Management, LLC), an advisory and private equity investment firm established in 2005. | Mr. Grillo served as Managing Director of Ascribe until his retirement in December 2018. From 2001 through 2004, Mr. Grillo served as Senior Managing Director of Evercore Partners, Inc. (NYSE:EVR), an investment banking boutique providing advisory services to multinational corporations on significant mergers, acquisitions, divestitures, restructurings and other strategic corporate transactions, where he founded the restructuring practice for the firm. From 1999 through 2001, Mr. Grillo served as Senior Managing Director of Joseph Littlejohn & Levy, Inc., a private equity firm. From 1991 through 1999, Mr. Grillo was a Senior Managing Director of the Blackstone Group L.P. (NYSE:BX), a private equity firm. Mr. Grillo previously served as a director of GeoKinetics, from 2013 through 2015, and Lumeta Corporation, from 2016 through June 2018. Mr. Grillo holds a B.A. in economics from Rutgers University and an M.B.A. from The Wharton School of the University of Pennsylvania. We believe Mr. Grillo’s significant investment and corporate finance experience makes him well qualified to serve as a director. | ![]() |
18, 10, Has Clause | ALVO | ALVOW | ALVO | ALVOW | 2025-02-12 12:00 AM | 12.65 | 96,148 | -0.24 | 2025-02-12 12:00 AM | 2.3000 | 7,376 | -2.54 | 1.15 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
9,424 | De-Spac | ![]() |
Ambipar Response | COMMERCIAL SERVICES | Environmental Management | Environment Management | AMBI | AMBI.WS | 1/2 Warrant | 1 wt:1 sh | Not Applicable | 2028-03-03 | 11.50 | (NYSE: HPX, HPX.WS) | (formerly HPX Corp.) | 0.5000 | 1 | 0 | 50 | US | 1809353 | NYSE | 1-302-295-4929 | 1000 N West Street, Suite 1200 Wilmington, DE 19801 United States | -75.4160101 | 39.051475 | Ambipar acts in several sectors to provide complete services and products related to environmental management. Undergoing a worldwide expansion, Ambipar respects compliance rules, as well as socio-environmental responsibility rules, cherishing the ethics and the prompt service to the quests of its customers. We offer smart services and expertise to our customers, so we can overcome together the challenges of sustainability. After all, for us, sustainability is not only a speech. It is our daily routine. | Merger Completed on Monday, 07/05/2021 | Credit Suisse | 2020-07-15 | 10 | 253,000,000 | COMPLETE | ![]() |
2022-07-06 | Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment as provided herein, and only whole warrants are exercisable. No fractional warrants will be issued upon separation of the units and only whole warrants will trade. The warrants will become exercisable on the later of 30 days after the completion of our initial business combination and 12 months from the closing of this offering, subject to the further conditions described elsewhere in this prospectus, and will expire five years after the completion of our initial business combination or earlier upon redemption or liquidation, as described in this prospectus. | 24 | 1616 | 1564 | 1172 | 895 | 961 | 721 | Undervalued | FALSE | 2023-03-03 | TRUE | TRUE | Ineligible | 1.95 | 0.14 | Bernardo Hees,Carlos Piani,Rodrigo Xavier,Marcos Peigo,Fábio Mourão,Marco Kheirallah,Salete Pinheiro,NULL | 20 | Bernardo Hees | Co-Chairman of our board of directors following the completion of this offering. Mr. Hees served as a partner of 3G, a private equity firm, from 2010 to 2019 and was responsible for leading some of 3G’s most iconic investments. Until stepping down in June 2019, Mr. Hees served as the Chief Executive Officer of Kraft Heinz (NYSE: KHC), one of the largest manufacturers and marketers of consumer branded food products in the world. | Mr. Hees became Chief Executive Officer of Kraft Heinz upon the closing of the merger of Kraft with Heinz in 2015, where he served as Chief Executive Officer since June 2013. Prior to this, Mr. Hees served as Chief Executive Officer of Burger King, a global fast food restaurant chain, from November 2010 to June 2013, upon 3G’s approximately $4.0 billion acquisition of Burger King Holdings (formerly NYSE: BKC). Mr. Hees also served as the Chief Executive Officer of America Latina Logistics (SAO: RAIL3), a Brazilian logistics company, from January 2005 to September 2010 (now known as Rumo S.A.). Mr. Hees is currently the Chairman of the Board and Chair of the Board’s Executive Committee of Avis Budget Group, Inc. (Nasdaq: CAR), a leading global provider of mobility and car rental solutions through its Avis and Budget brands. Mr. Hees has served on the board of directors of Bunge Ltd. (NYSE: BG), an agribusiness and food company, since December 2019. Mr. Hees received his bachelor’s degree from Pontifícia Universidade Católica do Rio de Janeiro and his MBA from the University of Warwick and he completed the Owner and President Management Program at Harvard Business School. | ![]() |
Carlos Piani | Chief Executive Officer and Chief Financial Officer and a director since our inception. Mr. Piani has over 20 years of investment and operational experience and a depth of investment and mergers and acquisitions experience in a wide range of industries. Mr. Piani is currently the Chairman of Equatorial Energia S.A. (SAO: EQTL3), a Brazilian utilities company, Chairman of Brasil Brokers Participacoes S.A. (SAO: BBRK3), a Brazilian real estate company, and serves on the board of directors of Petrobras Distribuidora S.A. (SAO: BRDT3), Brazil’s largest fuel distribution company. | Mr. Piani served as Head of Strategic Initiatives and Mergers & Acquisitions in 2019 at Kraft Heinz and Zone President of Kraft Heinz Canada from 2015 to 2018. Prior to joining Kraft Heinz, Mr. Piani served as Chief Executive Officer of PDG Realty S.A. Empreendimentos e Participacoes (SAO: PDGR3), a real estate company, from August 2012 to August 2015. Previously, he served as Co-Head of Private Equity of Vinci Partners, an independent asset management firm, from April 2010 to August 2012, as Chief Executive Officer of CEMAR, an electricity distribution company in Brazil, from March 2006 to April 2010, and as Chief Executive Officer of Equatorial Energia S.A., CEMAR’s controlling shareholder, from March 2007 to April 2010. From 1998 to 2004, Mr. Piani served at Banco Pactual S.A. (now known as BTG Pactual S.A.), initially as an investment banking analyst and later as an Associate Partner of the Principal Investment Group, where he managed a multi-million dollar venture capital fund focused on Brazilian technology companies. Mr. Piani has a degree in computer science from PUC/RJ and a bachelor’s degree in business from IBMEC/RJ. He has also completed the Owner and President Management Program at Harvard Business School and is a Chartered Financial Analyst by CFA Institute. Mr. Piani’s extensive experience in managing and operating public and private companies of varying size and complexity across many industries in Brazil, and his extensive experience in the areas of finance, strategy and mergers and acquisitions enable him to provide valuable expertise to us. | ![]() |
Rodrigo Xavier | Co-Chairman of our board of directors following the completion of this offering. From 2014 to 2017, Mr. Xavier served as Chief Executive Officer and Chairman of the board of directors of Bank of America Merrill Lynch Brazil. | Prior to this, from 2009 to 2013, he was a Founding Partner and member of the Executive Committee of Vinci Partners. Mr. Xavier joined Banco Pactual in 1993, where he became a senior partner and executive committee member. He later served as Chief Executive Officer of UBS Pactual from 2008 to 2009. In 2018, Mr. Xavier became a fellow at Stanford’s Distinguished Career Institute (“DCI”) and has since become an investor board member and adviser at DCI in the topics of digital transformation, innovation, technology and social entrepreneurship. Mr. Xavier received his bachelor’s degree in Economics from Universidade de Brasilia and completed his post-graduate studies in International Economics from Tohoku and Fukushima Universities in Japan. He also has a master’s degree in International Management from the American Graduate School of International Management (Thunderbird), USA. | ![]() |
Marcos Peigo | Mr. Peigo has served as an Operating Partner of Digital Colony, a global investment firm, and Chief Executive Officer and Board Member of Scala, the Latin American hyperscale data center platform of Digital Colony, since April 2020. | Prior to this, Mr. Peigo was Vice President of Value Creation at IBM Latin America from 2018 to April 2020, and before that was the Chief Operating Officer at UOL Diveo Tecnologia Ltda. from 2012 to 2017. From 2004 to 2013, Mr. Peigo served as the Chief Executive Officer of Solvo Serviços de Informática S.A and from 2002 to 2007, he served as a Board Member of Automatos International Ltd. In 2014, Mr. Peigo founded Lemniscata Ventures, a privately held advisory and investment firm. Mr. Peigo studied Electrical Engineering and Economics at Pontificia Universidade Catolica de Sao Paulo. | ![]() |
Fábio Mourão | Mr. Mourão has been a partner at Principia Capital Partners Investimentos Ltda., a private equity firm operating in Brazil, since 2019. From 2004 to 2018, he worked at Credit Suisse Brazil where he held positions as Head of Execution, Head of Mergers and Acquisitions and Head of Investment Banking. | Mr. Mourão served at Indosuez, an investment banking boutique in Brazil and in Switzerland, from 1996 to 2000. He began his career at J.P. Morgan in 2000 and at Goldman Sachs in 2001 in New York, as a summer associate at both firms. Mr. Mourão was also a Consultant at McKinsey from 2002 to 2004 advising clients in Germany, Italy and Portugal, and an Engineer in the mining and steel sectors for Magnesita in Brazil and Japan from 1993 to 1996. Mr. Mourão holds a BS in Metallurgical Engineering from the Federal University of Minas Gerais and an MBA from Stanford University Graduate School of Business. He was a Fellow at Stanford University’s Distinguished Careers Institute in 2019. | ![]() |
Marco Kheirallah | Mr. Kheirallah has been the Principal Founder and Managing Partner at SIP Capital Fund since 2010. During that time, Mr. Kheirallah also served as the Chief Financial Officer at PDG Realty from 2012 to 2015. | Prior to this, Mr. Kheirallah was a Partner, at Banco Pactual from 2001 to 2009 and at Banco Matrix from 1996 to 2001. Prior to this, he served as a Trader, at Banco Opportunity from 1994 to 1996 and at Banco BCN from 1992 to 1994. Mr. Kheirallah received his bachelor’s degree in Business Administration at Fundação Getúlio Vargas, EAESP and serves a board member to a nonprofit dedicated to mental health issues, Instituto Ame Sua Mente. Mr. Kheirallah’s significant experience across the finance and real estate industries in Brazil, including his executive experience in these industries will provide our board of directors with helpful insight when seeking a target business. | ![]() |
Salete Pinheiro | Ms. Pinheiro has more than 38 years of experience in the Brazilian corporate market, most recently as an Auditing Partner at PricewaterhouseCoopers from 1979 to 2018. | From 1995 to 2008, Ms. Pinheiro became an executive member, responsible for human resources in PricewaterhouseCoopers’ Rio de Janeiro office and then for operations in Northeast Brazil from 2003 to 2008. Ms. Pinheiro serves on the fiscal council at Petrobras Distribuidora S.A. (SAO: BRDT3) and on the audit committee at HDI Seguros. Ms. Pinheiro holds a bachelor’s degree in Accounting and obtained her MBA from IBMEC. | ![]() |
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18, 10, Has Clause | AMBI | AMBI-WT | AMBI | AMBI/W | 2025-02-12 12:00 AM | 5.07 | 397 | 0.00 | 2025-02-12 12:00 AM | 0.2711 | 13,057 | -3.18 | -6.43 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
8,753 | De-Spac | ![]() |
Ardagh Metal Packaging S.A. ("AMP") | MATERIALS | Materials | Metal container and packaging | AMBP | AMBP.WS | 1/5 Warrant | 1 wt:1 sh | Not Applicable | 2026-08-05 | 11.50 | (NASDAQ: GRSV, GRSVU and GRSVW) | (formerly Gores Holdings V Inc ) | 0.2000 | 1 | 0 | 20 | US | 1816816 | NSDQ | 1-203-629-6644 | 9800 WILSHIRE BLVD. BEVERLY HILLS, CA 90212 UNITED STATES | -118.409037 | 34.066992 | Ardagh Metal Packaging (NYSE: AMBP), is a leading global supplier of infinitely recyclable, sustainable, metal beverage cans and ends to brand owners. A subsidiary of sustainable packaging business Ardagh Group, AMP is a leading industry player across Europe and the Americas with innovative production capabilities. AMP operates 23 production facilities in nine countries, employing close to 5,000 employees and had sales of approximately $3.5 billion in 2020. | Merger Completed on Thursday, 08/05/2021 | Deutsche Bank Securities, Morgan Stanley | 2020-08-06 | 10 | 475,000,000 | COMPLETE | 2021-08-03 | Q2 | ![]() |
2021-02-23 | Each unit has an offering price of $10.00 and consists of one share of our Class A common stock and one-fifth of one warrant. Each whole warrant entitles the holder thereof to purchase one share of our Class A common stock at a price of $11.50 per share, subject to adjustment as described herein, and only whole warrants are exercisable. The warrants will become exercisable on the later of 30 days after the completion of our initial business combination or 12 months from the closing of this offering, and will expire five years after the completion of our initial business combination or earlier upon redemption or liquidation, as described in this prospectus. No fractional warrants will be issued upon separation of the units and only whole warrants will trade. | 24 | 1594 | 1542 | 596 | 1393 | 364 | 201 | Coming Soon | @ardaghgroup | FALSE | 2021-08-05 | TRUE | TRUE | Ineligible | 0.03 | Alec Gores,Mark R. Stone,Andrew McBride,Randall Bort,William Patton,Jeffrey Rea,NULL,NULL | 20 | Alec Gores | Mr. Gores is the Founder, Chairman and Chief Executive Officer of The Gores Group, a global investment firm focused on acquiring businesses that can benefit from the firm’s operating expertise. Mr. Gores implemented an operational approach to private equity investing when he founded The Gores Group in 1987 by operating businesses alongside management, or in some cases in lieu of management, to build value in those entities. Since then, the firm has acquired more than 120 businesses including a current portfolio of 8 active companies worldwide. | Mr. Gores began his career as a self-made entrepreneur and operating executive. In 1978, he self-funded and founded Executive Business Systems (EBS), a developer and distributor of vertical business software systems. Within seven years, EBS had become a leading value-added reseller in Michigan and employed over 200 people. In 1986, CONTEL purchased EBS, and Mr. Gores subsequently began acquiring and operating non-core businesses from major corporations and building value in those entities, a decision that ultimately led to the founding of what has evolved into The Gores Group today. Under his leadership, The Gores Group has continued to acquire businesses in need of operational and financial resources, while creating value and working with management teams to establish an entrepreneurial environment as a foundation for sustainable growth. This philosophy has served the firm well. Mr. Gores served as the Chairman of the Board of Directors of Gores Holdings I from its inception in June 2015 until completion of the Hostess acquisition in November 2016, as the Chairman of the Board of Directors of Gores Holdings II since its inception in August 2016 until completion of the Verra acquisition in October 2018 and as the Chairman of the Board of Directors of Gores Holdings III since its inception in October 2017 until the completion of the PAE acquisition in February 2020. Additionally, Mr. Gores has served as the Chief Executive Officer and Director of Gores Metropoulos since its inception in August 2018 and as the Chairman of the Board of Directors of Gores Holdings IV since June 2019. Mr. Gores holds a degree in Computer Science from Western Michigan University. Mr. Gores’ significant investment and financial expertise make him well qualified to serve as a member of our board of directors. | ![]() |
Mark R. Stone | Chief Executive Officer since July 2020. Mr. Stone is a Senior Managing Director of The Gores Group. Mr. Stone is a member of the Investment Committee and a member of the Office of the Chairman of The Gores Group. Mr. Stone has worked at The Gores Group for more than fifteen years. | Mr. Stone served as the Chief Executive Officer of Gores Holdings I from its inception in June 2015 until completion of the Hostess acquisition in November 2016 and served as a Director of Hostess until April 2018. Additionally, Mr. Stone served as the Chief Executive Officer of Gores Holdings II since its inception in August 2016 until completion of the Verra Mobility acquisition in October 2018, as the Chief Executive Officer of Gores Holdings III since its inception in October 2017 until the completion of the PAE acquisition in February 2020 and as the Chief Executive Officer of Gores Holdings IV since June 2019. From 2005 until 2013, Mr. Stone primarily focused on worldwide operations of Gores’ portfolio companies and Gores’ operational due diligence efforts. He has been a senior team member with key responsibility in several turnaround, value-oriented investment opportunities, including Stock Building Supply, a supplier of building materials and construction services to professional home builders and contractors in the Unites States; United Road Services, a provider of finished vehicle logistics services; and Sage Automotive Interiors, the largest North American manufacturer of high-performance automotive seat fabrics. Mr. Stone has also been involved with the acquisitions, successful carve-outs and transformations of Lineage Power and VincoTech, manufacturers of telecom conversion products, electronic OEMs, power modules, GPS products and electronic manufacturing services, from TE Connectivity Ltd.; Therakos, a global leader in advanced technologies for extracorporeal photopheresis (ECP), from Johnson & Johnson; and Sagem Communications, a Paris-based manufacturer of set-top boxes, residential terminals, printers and other communications equipment, from the Safran Group. He has served as Executive Chairman and/or CEO of several portfolio companies including Siemens Enterprise Communications, a leading Munich-based global corporate telephony (PBX) and unified communications (UC) solutions provider, and Enterasys Networks, a global network solutions provider. Prior to joining The Gores Group, Mr. Stone spent nearly a decade as a chief executive transforming businesses across the services, industrial and technology sectors. Mr. Stone spent five years with The Boston Consulting Group as a member of their high technology and industrial goods practices and served in the firm’s Boston, London, Los Angeles and Seoul offices. Mr. Stone earned a B.S. in Finance with Computer Science and Mathematics concentrations from the University of Maine and an M.B.A. in Finance from The Wharton School of the University of Pennsylvania. | ![]() |
Andrew McBride | Chief Financial Officer and Secretary since July 2020. Mr. McBride has served as Director, Finance and Tax at The Gores Group since February 2010, where he is responsible for tax due diligence and structuring of acquisitions, compliance, planning, financial management and portfolio company reporting. Mr. McBride also served as the Chief Financial Officer and Secretary of Gores Holdings I from January 2016 until completion of the Hostess acquisition in November 2016. | Mr. McBride served as the Chief Financial Officer and Secretary of Gores Holdings II since its inception in August 2016 until completion of the Verra acquisition in October 2018 and as the Chief Financial Officer and Secretary of Gores Holdings III since its inception in October 2017 until the completion of the PAE acquisition in February 2020. Mr. McBride has also served as the Chief Financial Officer of Gores Metropouluos since its inception in August 2018 and as the Chief Financial Officer of Gores Holdings IV since June 2019. Previously, from January 2008 to January 2010, Mr. McBride worked in the High Net Worth group at Ehrhardt, Keefe, Steiner, and Hottman, P.C. From January 2004 to January 2008, Mr. McBride was with KPMG, LLP, assisting international corporations with tax planning, structuring and compliance issues. Mr. McBride holds a B.S. in Accounting and Finance from the University of Notre Dame and is licensed as a Certified Public Accountant in the State of Colorado. | ![]() |
Randall Bort | Co-Founder of SandTree Holdings, LLC, a private commercial real estate investment firm since November 2012. | Mr. Bort was an investment banker at Drexel Burnham Lambert, BT Securities, Donaldson, Lufkin & Jenrette, Credit Suisse First Boston, The Mercanti Group and Imperial Capital. Mr. Bort has significant financial, transactional and capital markets experience across multiple industries and has worked both domestically and in Asia. Mr. Bort earned a B.A. in Economics and Mathematics from Claremont McKenna College and an M.B.A. in Finance and Entrepreneurial Management from The Wharton School of the University of Pennsylvania. Mr. Bort served as a member of the Board of Directors of Gores Holdings I from August 2015 until completion of the Hostess acquisition in November 2016 and as a member of the Board of Directors of Verra Mobility Corp. (formerly Gores Holdings II) from January 2017 until June 2019. Additionally, Mr. Bort has served as a member of the Board of Directors of Gores Holdings III since September 2018 until the completion of the PAE acquisition in February 2020, as a member of the Board of Directors of Gores Metropoulos, since January 2019 and as a member of the Board of Directors of Gores Holdings IV, since January 2020. Mr. Bort also is a member of the Board of Trustees of Children’s Bureau, a non-profit organization based in Los Angeles focused on foster care and the prevention of child abuse. Mr. Bort’s significant investment and financial expertise make him well qualified to serve as a member of our board of directors. | ![]() |
William Patton | Chairman, Chief Executive Officer and Co-Founder of The Four Star Group, a consulting and advisory firm focused on the civilian fields of Defense, Space, Military and Security. Mr. Patton has served as chairman, president and/or chief executive officer of a number of private and public companies including Unisys, Cado Systems, MAI Basic Four and Peerless Systems and has spent his entire career in the related fields of computer systems and telecommunications technology. | Mr. Patton served as a member of the Board of Directors of Gores Holdings I from August 2015 until completion of the Hostess acquisition in November 2016 and as a member of the Board of Directors of Verra Mobility Corp. (formerly Gores Holdings II) from January 2017 until completion of the Verra acquisition in October 2018. Additionally, Mr. Patton has served as a member of the Board of Directors of Gores Holdings III since September 2018 until the completion of the PAE acquisition in February 2020 and as a member of the Board of Directors of Gores Holdings IV, since January 2020. Mr. Patton holds an undergraduate Business degree from Santa Monica City College and a B.S. in Petroleum Engineering from the Missouri School of Science & Technology graduating cum laude, and attended the Harvard Business School PMD Program. Mr. Patton was the Co-Founder and first President of the United States Academic Decathlon, now recognized as the nation’s largest high school competition emphasizing academic excellence including most of the United States and many international schools. Mr. Patton served as an officer and Ranger in the United States Army for nine years, attaining the rank of Major. Mr. Patton’s significant experience on the boards of a number of private and public companies makes him well qualified to serve as a member of our board of directors. | ![]() |
Jeffrey Rea | Mr. Rea serves as a director of BMC Stock Holdings, Inc. (Nasdaq: STCK). | Mr. Rea previously served as President, Chief Executive Officer and Director of Stock Building Supply Holdings, Inc. from November 2010 to December 1, 2015, at which time the company was merged with Building Materials Holding Corporation to create BMC Stock Holdings, Inc. Prior to that, Mr. Rea served as President of the specialty products group at TE Connectivity Ltd. from 2008 to 2010. Prior to that, Mr. Rea was the Senior Vice President of the building products group at Johns Manville, a global manufacturer of highly engineered materials and building products, which is owned by Berkshire Hathaway Company. Before joining Johns Manville, Mr. Rea served for 15 years in various leadership roles at General Electric Company, including general management, sales and marketing, distribution management and supply chain leadership positions. Mr. Rea also served for five years with its corporate audit staff. Mr. Rea served as a member of the Board of Directors of Gores Holdings I from August 2015 until completion of the Hostess acquisition in November 2016 and as a member of the Board of Directors of Verra Mobility Corp. (formerly Gores Holdings II) from January 2017 until June 2019. Additionally, Mr. Rea has served as a member of the Board of Directors of Gores Holdings III since September 2018 until the completion of the PAE acquisition in February 2020 and as a member of the Board of Directors of Gores Holdings IV, since January 2020. Mr. Rea received a degree in mechanical engineering from Rose-Hulman Institute of Technology. | ![]() |
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18, 10, Has Clause | AMBP | AMBP-WT | AMBP | AMBP/W | 2025-02-12 12:00 AM | 2.62 | 653,665 | -2.60 | 2025-02-12 12:00 AM | 0.0365 | 10,564 | 0.27 | -8.88 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
6,196 | Not Applicable | ![]() |
AMPLITECH GROUP, INC. | TECHNOLOGY MANUFACTURING, CONSULTING | Technology Manufacturing | Device manufacturing - 5G/6G, IoT, Satcom, Quantum Computing, Cyber Security, Blockchain Consulting & Engineering Services | AMPG | AMPGW | 1 Warrant | 1 wt:1 sh | Not Applicable | 2026-02-17 | 7.00 | 1.0000 | 1 | 0 | 100< |