October 2014

Cytori Therapeutics, Inc. To Raise $13.5M In Registered Direct OfferingBenzingaAt closing, Cytori will issue and sell to select investors 13,500 units, with each unit consisting of one share of its Series A 3.6% convertible preferred stock, which shall be convertible into the Company’s common stock (the “Conversion Shares”) and … and more …read more

Ackroo to Seek Shareholder Approval for ConsolidationMarketWatchAfter the proposed roll-back the Company would have approximately 6,891,772 common shares issued and outstanding. No fractional … The outstanding 6,891,772 stock options and 14,981,596 warrants would also be adjusted by the consolidation ratio. and more …read more

One Horizon Issues Letter to ShareholdersMarketWatchFrom a corporate standpoint, we completed the up listing of our shares of common stock to the NASDAQ Capital Market and raised $1 million through an offering of convertible preferred stock. … Company’s Series A Redeemable Convertible Preferred Stock … and more …read more

xG Technology Showcases Superiority of its Interference Mitigation …MarketWatchBased in Sarasota, Florida, xG has 60 U.S. and over 130 international patents and pending patent applications. xG is a publicly traded company listed on the NASDAQ Capital Market where xG common stock is traded under the symbol XGTI and xG warrants … and more …read more

Geithner: Saving AIG was essentialNew York PostGreenberg argues the government structured the deal using preferred stock, as opposed to common shares, knowing it wouldn’t win approval from shareholders. The AIG founder and former chairman is suing the government for up to $40 billion, claiming … and more …read more

Extreme Energy Solutions fined $1.1 million for sale of unregistered stockNJ TODAYFrom at least March 2011 through August 2014, Burlum and EES sold at least $2.8 million worth of unregistered securities through the fraudulent offer and sale of EES common stock, common stock purchase warrants, and promissory notes to at least 225 … …read more