October 2014

JPMorgan Chase Announces Adjustment to Warrant Exercise PriceMarketWatchJPM, -0.89% (“JPMorgan Chase” or the “Firm”) announced today that in accordance with the terms of the outstanding warrants to purchase common stock of JPMorgan Chase , the warrant Exercise Price will be reduced to $42.391 per share from $42.405 per … and more …read more

Red Hat Prices $700 MLn Convertible Senior Notes OfferingRTT NewsIf the initial purchasers exercise their option to purchase the additional notes, Red Hat expects to sell additional warrants to one or more of the initial purchasers of the notes or their affiliates or other financial institutions and use a portion of … and more …read

Red Hat Prices $700 MLn Convertible Senior Notes OfferingRTT NewsIf the initial purchasers exercise their option to purchase the additional notes, Red Hat expects to sell additional warrants to one or more of the initial purchasers of the notes or their affiliates or other financial institutions and use a portion of … and more …read

Digital Ally, Inc Free Float May Increase DrasticallyBidness ETCIn the placement, the company sold Senior Secured Convertible Notes to Hudson Bay, which can be converted into 852,459 common shares. Moreover, common stock purchase warrants were also issued to same firm, which can be exercised into an … …read more

Ready To Deal: Deep Value In HC2 (HCHC)Seeking Alpha (registration)September 2014: Agreed to invest up to $23.7M in Novatel Wireless (NASDAQ:NVTL) in exchange for common stock, warrants, and convertible preferred stock. Initial cash investment is $14.4M, with rest depending on exercise of warrants (exercisable at … and more …read more

Red Hat Announces Pricing of Offering of Convertible Senior NotesMarketWatchThe warrant transactions could separately have a dilutive effect with respect to Red Hat’s common stock to the extent that the market price per share of Red Hat’s common stock exceeds the strike price of the warrants, unless, subject to certain … and more …read more

Red Hat Announces Pricing of Offering of Convertible Senior NotesBusiness Wire (press release)The warrants will cover, subject to customary anti-dilution adjustments, the same number of shares of common stock that will initially underlie the notes. The warrant transactions could separately have a dilutive effect with respect to Red Hat’s common … and more …read more