May 2015

Nanosphere Announces Closing of New and Expanded Debt Facility and $4.4 …CNNMoneyH.C. Wainwright & Co. acted as the exclusive placement agent in connection with this offering. Terms of the Series A Convertible Preferred Stock and the common stock warrants are described in the Company’s current report on Form 8-K filed with the SEC … …read

MabVax Therapeutics Holdings, Inc. Provides Corporate Update and Reports …MarketWatch… including a $17.9 million deemed dividend (non-cash) representing the difference in fair value of the common stock and common stock equivalents issued compared with the fair value of the Series A-1 and B preferred stock and related warrants eliminated. …read more

Abtech Holdings, Inc. Reports First Quarter 2015 Financial ResultsPR Newswire (press release)Subsequent to first quarter-end, on April 13, 2015, the Company issued a 7.5% junior secured promissory note for $250,000 that includes a 5-year warrant to purchase 55,000 shares of the company’s common stock at $0.298 per share. … The Company’s … and more …read

Enumeral Reports First Quarter 2015 Financial ResultsMarketWatchThe Company expects that future changes in the fair value of the warrant liability will be due primarily to fluctuations in the value of the Company’s common stock and potential exercises of outstanding warrants. Net Income (Loss): Net income increased … and more …read more

Form 8-K AmpliPhi Biosciences For: May 08StreetInsider.com… more than two-thirds of certain warrants issued by the Company in connection with private placement of the Company’s Series B Redeemable Preferred Stock in June and July 2013 and the Company’s private placement of common stock in December 2013 … …read more

RLJ Entertainment Announces $31 Million Private Placement of Convertible …Satellite PR News (press release)The Warrants will have a term of five years and will be exercisable at $1.50 per share. The conversion of the Preferred Stock and the exercise of the Warrants is limited to 19.99% of the currently outstanding common stock unless and until

RLJ Entertainment Announces $31 Million Private Placement of Convertible …CNNMoneyThe Warrants will have a term of five years and will be exercisable at $1.50 per share. The conversion of the Preferred Stock and the exercise of the Warrants is limited to 19.99% of the currently outstanding common stock unless and until the Company … …read