Report of Acquisition of Shares of Peregrine Diamonds Ltd. – SYS-CON Media (press release)

Report of Acquisition of Shares of Peregrine Diamonds Ltd.SYS-CON Media (press release)Friedland has acquired the Common Shares for investment purposes. Friedland may acquire additional Common Shares or dispose of Common Shares (through market or private transactions or exercises of outstanding stock options and warrants) from time … and more …read more

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Report of Acquisition of Shares of Peregrine Diamonds Ltd. – Marketwired (press release)

Report of Acquisition of Shares of Peregrine Diamonds Ltd.Marketwired (press release)Friedland has acquired the Common Shares for investment purposes. Friedland may acquire additional Common Shares or dispose of Common Shares (through market or private transactions or exercises of outstanding stock options and warrants) from time … and more …read more

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Report of Acquisition of Shares of Peregrine Diamonds Ltd. – MarketWatch

Report of Acquisition of Shares of Peregrine Diamonds Ltd.MarketWatchFriedland has acquired the Common Shares for investment purposes. Friedland may acquire additional Common Shares or dispose of Common Shares (through market or private transactions or exercises of outstanding stock options and warrants) from time … and more …read more

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CV Holdings, Inc. Announces NPL Portfolio Acquisition JV and Preferred Equity … – PR Newswire (press release)

CV Holdings, Inc. Announces NPL Portfolio Acquisition JV and Preferred Equity …PR Newswire (press release)In addition, the Company is issuing to the Investor warrants to purchase up to 4,148,532 shares of Common Stock of the Company (the “Warrants“), only a portion of which will be exercisable upon issuance, with the remainder subject to vesting as

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Horizon Technology Finance Provides Investment Portfolio Update for Third … – Marketwired (press release)

Horizon Technology Finance Provides Investment Portfolio Update for Third …Marketwired (press release)“In addition, we experienced five liquidity events, which included realizing gains from the exercise and sale of warrants. The strong … Horizon’s common stock trades on the NASDAQ Global Select Market under the ticker symbol “HRZN”. To learn more … …read more

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Horizon Technology Finance Provides Investment Portfolio Update for Third … – SmallCap Network

Horizon Technology Finance Provides Investment Portfolio Update for Third …SmallCap Network“In addition, we experienced five liquidity events, which included realizing gains from the exercise and sale of warrants. The strong …. Horizon’s common stock trades on the NASDAQ Global Select Market under the ticker symbol “HRZN”. To learn more … and more …read more

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Cytori to raise $13.5 million in registered direct offering – San Diego Source (subscription)

Cytori to raise $13.5 million in registered direct offeringSan Diego Source (subscription)At closing, San Diego-based Cytori will issue and sell 13,500 units to select investors, with each unit consisting of one share of its Series A 3.6 percent convertible preferred stock, which will be convertible into the company’s common stock, and … and more …read

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Activist Firm Pushes EMC to Spin off VMware: Here’s the Full Letter – BostInno (blog)

BostInno (blog)I am writing to you on behalf of Elliott Associates, L.P. and Elliott International, L.P. (collectively, “Elliott” or “we”), which collectively own 2.2% of the common stock and equivalents of EMC Corp. (the “Company” or “EMC”), making us …. [W]e …Elliott Management Sends Letter to Board of Directors of EMC CorporationMarketWatchElliott Management Sends Letter

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International Stem Cell Corporation to Raise $2.5 Million Through a Private … – EIN News (press release)

International Stem Cell Corporation to Raise $2.5 Million Through a Private …EIN News (press release)Pursuant to the terms of the private placement, the Company will issue (i) 2,500 shares of Series H-1 and Series H-2 convertible preferred at a price of $1,000 per share, (ii) Series A Common Stock purchase warrants to purchase up to

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