US Warrant News

Matters Regarding UBIC’s “STEP 2014 Model” Straight-equity Issue Program …MarketWatchThe exercise price is fixed at JPY 1,284 (the closing market price of our common shares on August 27, 2014). The London Branch of Deutsche Bank will be the only holder of the share warrants option. If, especially when UBIC’s stock price and turnover … and […]

Authentidate Holding Corp. Announces Registered Direct Offering of …CNNMoneyIn the transaction, Authentidate will issue a total of 3,463,990 shares of common stock and common stock warrants to purchase up to 1,143,115 shares of common stock. The warrants will be exercisable commencing on the six month anniversary of the date … …read more

Minsud Announces Early Warning UpdateWall Street JournalCTSA’s Vice President, Diego Eduardo Perazzo, who may be considered a joint actor with respect to CTSA, owns (a) directly 880,803 Common Shares, (b) 100,000 Common Shares issuable upon the exercise of Common Share purchase warrants expiring … and more …read more

(MKTW) Minsud Announces Early Warning UpdateWall Street JournalCTSA’s Vice President, Diego Eduardo Perazzo, who may be considered a joint actor with respect to CTSA, owns (a) directly 880,803 Common Shares, (b) 100,000 Common Shares issuable upon the exercise of Common Share purchase warrants expiring … and more …read more

Aquasition Corp.’s Warrants and Units to be Delisted from the NASDAQ Stock …MarketWatchAfter completion of its recent business combination with KBS International Holdings Inc., based on the review of the Staff, the Company’s common stock complies with the minimum Round Lot Holder requirement for initial listing, while the Company’s … and more …read more

Arnold T. Kondrat-Acquisition of UnitsThe Northern Miner (subscription)He also holds 1,500,000 Warrants, an additional 7,500,000 common share purchase warrants of the Company (with each such additional warrant entitling the holder to purchase one common share of the Company at a price of Cdn$0.07 until January 2016) … and more …read more

Elizabeth Arden Announces Intent to Evaluate Tender Offer by Affiliates of …Wall Street Journal… of the Company’s outstanding common stock, constituting approximately 20% of such outstanding common stock (including shares of common stock underlying warrants held by Rhône Capital), at a cash purchase price of $17.00 per share (the “Offer”). …read more

Lion Capital Exercises Right to Name American Apparel DirectorWall Street JournalAs of April 1, the warrants gave Lion the right to purchase up to 24.5 million shares, or about 12% of the company’s common stock, as well as designate two board members and a board observer. The posts have remained vacant since March 2011, when

WaferGen Bio-Systems Announces Successful Completion of Public Offering …MarketWatch27, 2014 /PRNewswire/ — WaferGen Bio-systems, Inc. WGBS, +0.22% today announced that it has completed its previously announced underwritten public offering of units of common stock and warrants at a price of $10,000 per unit for gross proceeds of $20 … and more …read more

Loving The Leverage: American International Group (AIG)Seeking Alpha (registration)Since the warrants are obviously dependent upon the underlying security, we’ll walk through a valuation of AIG common stock and its effect on the warrants. Lastly, we’ll weigh the potential risks associated with the warrants so that you can make a … and more …read more